Film-Forming Emuslion Containing Iodine and Methods of Use
Film-Forming Emuslion Containing Iodine and Methods of Use
US4978527
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An emulsion containing a substantially water resistant film-forming copolymer phase and iodine is claimed. The polymer-in-water emulsion forms a film that is a substantially fluid resistant, low tack, flexible film which adheres to skin and releases iodine to skin. The addition of iodate to emulsions having such a film-forming copolymer phase and iodine further enhances stability of the emulsion.
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United States Patent [191
Brink et al.
[54] FILM-FORMING EMULSION CONTAINING
IODINE AND METHODS OF USE
[75] Inventors: Robert H. Brink, Maplewood;
Chi-Ming Tseng, Woodbury, both of
Minn.
[73] Assignee: Minnesota Mining and
Manufacturing Company, St. Paul,
Minn.
[21] Appl. No.: 334,366
[22] Filed: Apr. 10, 1989
[51] Int. Cl.5 ................... .. A61K 31/74; A61K 31/80;
A61K 33/18; A0lN 59/10
[52] U.S. Cl. ...................................... .. 424/78;’ 424/ 81;
424/667; 424/668; 424/669; 424/670; 424/671;
424/672; 424/DIG. 13; 424/443; 424/445;
514/937
[58] Field of Search ................. .. 424/78, 81, 667, 443,
424/445, DIG. 13, 668, 669, 670, 671, 672;
514/937
[56] References Cited
U.S. PATENT DOCUMENTS
Re. 24,906 12/1960 Ulrich .
2,804,073 8/1957 Gallienne et al. ................. .. 128/156
3,216,983 11/1965 Shelanski et al. .. 260/88.3
3,244,658 4/1966 Grosser et al. 260/29.6
3,437,647 4/1969 Freifeld ........ .. . 260/ 88.3
3,577,516 5/1971 Gould et al. 424/46
3,749,772 7/1973 Cardarelli ........ .. 424/81
4,271,149 6/1981 Winicov et al. .. 424/150
4,310,509 1/1982 Berglund et al. .. 424/28
4,323,557 4/1982 Rosso et al. ...... .. 424/28
4,364,929 12/1982 Sasmor et a1. ...................... .. 424/80
[11] Patent Number: 4,978,527
[45] Date of Patent: Dec. 18, 1990
4,374,126 2/1983 Cardarelliet al. .................. .. 424/81
4,401,795 8/1983 Herman etal. 526/272
4,427,631 1/1984 Bunting et al. 422/22
4,542,012 9/1985 Dell ..................................... .. 424/28
4,584,192 4/1986 Dell et al. ......................... .. 514/635
4,737,577 4/1988 Brown ............................... .. 528/501
FOREIGN PATENT DOCUMENTS
107277 5/1984 European Pat. Off. .
130080 1/1986 European Pat. Off. .
2557607 7/1976 Fed. Rep. of Germany .
1465190 2/1977 United Kingdom .
OTHER PUBLICATIONS
Fredell et al., “Effect of pH and Water Hardness on the
Sanitizing Activity of Five Commercial Iodophors”,
Joumal of Food Protection, vol. 48, No. 7 (558-561),
Jul. 1985.
Primary Examz'ner—Merrell C. Cashion, Jr.
Assistant Examiner—Carmen B. Pili-Curtis
Attorney, Agent, or Fz'rm—Donald M. Sell; Walter N.
Kirn; Dale A. Bjorkman
[57] ABSTRACT
An emulsion containing a substantially water resistant
film-forming copolymer phase and iodine is claimed.
The polymer-in-water emulsion forms a film that is a
substantially fluid resistant, low tack, flexible film
which adheres to skin and releases iodine to skin. The
addition of iodate to emulsions having such a film-form-
ing copolymer phase and iodine further enhances stabil-
ity of the emulsion.
22 Claims, No Drawings
4,978,527
‘ 1
FILM-FORMING EMULSION CONTAINING
IODINE AND METHODS OF USE
BACKGROUND OF THE INVENTION 5
1. Field of the Invention
This invention relates to dermatologically acceptable
film-forming emulsions containing iodine. More specifi-
cally, it relates to film-forming emulsions useful in pro-
moting asepsis on skin. Methods of using the emulsions
are also within the scope of the invention.
2. Description of the Background Art
In order to reduce the risk of infection in patients, it
has become standard practice to topically apply an
antimicrobial agent to compromised areas such as surgi-
cal incision sites, wounds, burned areas, catheterization
sites and injection sites. Topical application of antimi-
crobials has been utilized to reduce the bacteria count
on skin in the area of application. 1 ’
Topical application of antimicrobial agents has been
accomplished using, for example, solutions, tissues, lo-
tions, and ointments. Because microorganisms may sur-
vive the initial application of the antimicrobial agent, it
is often necessary to reapply the agent in order to pro-
vide continued asepsis. Also, because antimicrobial
agents are often water soluble, and therefore, subject to
removal from the application site by water or bodily
fluids, reapplication of the antimicrobial agent-may be
necessary to assure continued bactericidal activity. In
particular, polyvinylpyrrolidone, which is widely uti-
lized as a carrier for the broad spectrum antimicrobial
iodine, is water soluble and is rapidly washed away
from skin by irrigation or bodily fluids.
Increasing the water and bodily fluid resistance of 35
topically applied antimicrobial agents and thereby in-
creasing the substantivity and length of bactericidal
activity has been a long standing goal in the art. In
particular, there are several examples of inventions with
the aim of improving the substantivity of the N-vinyl-
pyrrolidone/iodine complex. Compositions that are
able to form a water insoluble film can, in addition to
providing long lasting antimicrobial activity, also pro-
vide a protective layer for sensitive tissue such as is
present in burn wounds.
Organic solvents such as ethyl alcohol or isopropyl
alcohol are often used as the antimicrobial agent and/ or
as the solvent carrier for other antimicrobial agents.
Alcohols and other organic solvents can be irritating to
skin tissue and are not suitable for use on sensitive tis-
sues such as burn wound sites and mucosal tissue. Often
the vapors of the organic solvents are toxic and/or
flammable.
The addition of iodine to colloids or emulsions has in
the past been found to be destabilizing to the system.
For example, U.S. Pat. No. 4,364,929 to Sasmor et al.
discloses an aqueous germicidal colloidal lubricating gel
comprising iodine and a gel forming colloid. In the
background discussion at column 2, lines 37-42, the
corrosive and oxidizing nature of iodine is discussed,
noting that it destroys the stability of most pharmaceuti-
cal compositions and, in particular, colloidal lubricating
gels. The patentees disclose that when iodine is added to
a carbohydrate polymer in the presence of a substrate
capable of forming an iodophor, such as povidone, a
stabilizing effect is observed which prevents the de-
struction of the colloidal properties of the carbohydrate
polymer by iodine.
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Polyvinylpyrrolidone containing polymers com-
plexed with iodine have been utilized as film-forming
compositions. These compositions require high amounts
of vinylpyrrolidone with correspondingly high amounts
of iodine to render the polymer insoluble in water.
These films would be extremely dark, so that viewing
through the film would be virtually impossible. Due to
the relatively high iodine content of the prior art sys-
tems, applicants expect that these emulsions would have
a relatively short shelf life.
European Patent No. 107,277 discloses an antimicro-
bial film consisting of 30 to 80 wt. % vinyl acetate and
20 to 70 wt. % vinylpyrrolidone copolymer combined
with iodine and/or bromine to provide 2 to 25% avail-
able halide in the final product. The copolymer may be
prepared by solution, suspension, precipitation or emul-
sion polymerization and is complexed by contacting
with a 10 to 50% solution of halogen in an alcohol
solution. The complex product is diluted with water
and azeotropically distilled to form a viscous liquid
product. The product may be used in its viscous state as
a coating or can be diluted with an inert solvent such as
water or alcohol for use as a liquid or aerosol spray.
German Patent No. 2,557,607 discloses the prepara-
tion of a water insoluble copolymer having vinylpyrrol-
idone as one of the constituent monomers. The copoly-
mer is converted into an insoluble addition compound
by using a sufficient amount of iodine regardless of the
initial solubility of the starting polymer. The amount of
iodine required for this purpose is usually above 60% by
weight based on the weight of the polymer. If the start-
ing polymer is water insoluble, the iodine content of the
adduct is generally in the range of from 0.1 to 50% by
weight, based on the weight of the polymer. The forma-
tion of a film from an emulsion of the iodophor polymer
is disclosed at the paragraph bridging pages 13 and 14.
A disadvantage of emulsion system film-forming
compositions long recognized in the art is that such
systems are expected to require comparatively long dry
times. British Patent No. 1,465,190 describes polymer in
water emulsions which “. . . dry, i.e., form films, rapidly
when placed on the skin, normally within about 4 to 6
minutes.” The dry time recited above that the British
patentees considered to be rapid is now considered to be
too long for practical application. Surgeons and nurses
prefer that any film-forrning presurgical prep be dry to
the touch in 2.5 minutes or less, and preferably less than
2 minutes.
U.S. Pat. No. 2,804,073 to Gallienne et al. discloses a
film-forming composition. This composition can be
either a polymer in organic solvent solution or a polym-
er-in-water emulsion. Organic solvents are used when
dry times on the order of 5 minutes are desired, while a
water emulsion is used when it is desired to increase the
dry time to about 15 minutes or more. The cohesive
strength of these films is greater than their adhesive
strength, thus enabling them to be peeled intact from
the skin to which they are applied.
U.S. Pat. No. 3,244,658 to Grosser et al. discloses the
preparation of a stable aqueous emulsion containing a
polymeric N-vinyl lactam. This emulsion provided a
film which apparently was a mixture of a water soluble
N-vinyl lactam homopolymer and a benzene soluble
acrylic ester homopolymer. The patentees found that
copolymerization of a N-vinyl lactam monomer and
acrylic ester monomer in about equal amounts yielded
an unstable emulsion, even without addition of 12. As
disclosed in column 3, lines 52-62, the polymer formed
4,978,527
3
by the process of the patent is a graft copolymer of an
acrylic ester on a polymeric N-vinyl lactam substrate.
No disclosure additionally complexing iodine with this
polymer is provided.
U.S. Pat. No. 4,271,149 to Winicov et al. discloses
germicidal iodine compositions comprising an aqueous
solution of elemental iodine and at least one organic
substance which slowly reacts with iodine. Iodine loss
during the extended storage of the composition is con-
trolled by providing iodide ion and iodate ion in a con-
trolled pH range so that lost elemental iodine is restored
by the reaction of iodate and iodide in the presence of
hydrogen ions.
U.S. Pat. No. 4,374,126 to Cardarelli et 211. discloses a
film-forming antimicrobial material which comprises an
alcohol soluble carboxylated polyacrylate, an antimi-
crobial agent such as bacitracine or iodine, a difunc-
tional amide as a crosslinking agent and an adhesion
promoting material. As disclosed at column 4, lines
53-61, the film-forming material is prepared in an ethyl
alcohol and water solution.
U.S. Pat. No. 4,542,012 to Dell discloses a f1lm-form-
ing polymer which is the reaction product of (1) a pre-
polymer having a plurality of isocyanate functionalities,
(2) a polyvinylpyrrolidone polymer and (3) a chain
extender for the prepolymer and the polyvinylpyrroli-
done polymer. This film-forming polymer is complexed
with an antimicrobial agent, specifically iodine. The
film-forming composition is applied to the skin as a
solution in a volatile solvent such as ethanol or isopro-
panol
U.S. Pat. No. 4,584,192 to Dell et al. discloses a film-
forrning copolymer consisting of copolymerized A, B
and C monomers wherein A is an acrylic acid ester
having 2 to 14 carbon atoms or is a methacrylic acid
ester of 7 to 18 carbon atoms, 13 is a methacrylic acid
ester of 1 to 6 carbon atoms, and C is an N-vinyl lactam
which is from 1 to 15% of the total weight of all mono-
mers in the copolymer. This film-forming copolymer
composition is complexed with iodine. The composition
is applied to the skin from a fugitive solvent, such as
ethanol, isopropanol and acetone. Application of these
solutions of water immiscible polymers in solvent to
wet surfaces can result in precipitation of the copoly-
mer and poor film formation. Organic solvents are uti-
lized due to the need to have a carrier for the water
insoluble copolymer and in order to provide a quick
formation of dry films through the use of rapidly dry-
ing,’volatile solvents.
The prior art has not provided a film-forming compo-
sition which is totally acceptable from the standpoint of
convenience, nonirritation, nonflammability even be-
fore drying and safety and efficacy in promoting asepsis
on skin. A good film-forming composition should be
dermatologically acceptable and capable of application
conveniently in a water based mixture which dries
quickly on skin. The film resulting from application of
such an emulsion should be water and body fluid resis-
tant and substantially tack free, and should permit facile
transmission of water vapor therethrough. The film
should be clear to permit, for example, viewing of the
site where an incision will be made during a surgical
procedure. It should further adhere suitably to skin and
be capable of releasing an antimicrobial agent onto the
skin over a period of time. The film should be soluble in
a dermatologically acceptable solvent such as a lower
alkyl alcohol which may be used as or in a remover
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solution which is employed to remove the film when
desired.
The film-forming emulsion of the present invention
successfully meets the aforementioned criteria.
SUMMARY OF THE INVENTION
The present invention provides a film-forming emul-
sion comprising:
(a) a substantially water resistant film-forming co-
polymer phase comprising A, B and C monomers
wherein
A is a “soft” monomer wherein the corresponding
homopolymer has a glass transition temperature
(Tg) of less than about —- 15° C., and is present as
about 15 to 80% of the total weight of all mono-
mers in the copolymer,
B is a “hard” monomer wherein the corresponding
homopolymer has a Tg of more than about —5° C.,
and is present as about 20 to 70% of the total
weight of all monomers in the copolymer, and
C is a monomer capable of complexing iodine and
delivering it to the skin and is present as about 1 to
15% of the total weight of all monomers in the
copolymer;
(b) about 0.05 to 15% of iodine based on total emul-
sion weight;
(c) an effective amount of an emulsifying agent; and
(d) about 30 to 95% by weight of water. The mono-
mers in the copolymer phase are selected such that the
emulsion, when applied to human skin in an amount
sufficient to form a film having a thickness of about 0.01
mm., dries in less than five minutes to form a film having
the properties of
(i) being hydrophobic, as determined by scrubbing
the film using light finger pressure with a saline-
soaked gauze for at least 40 scrubs with no observ-
able removal of film or loss of iodine color, and
(ii) being capable of elongating at least about 5%
before breaking.
This composition is dermatologically acceptable,
and, when applied to skin, is capable of forming a clear,
substantially fluid resistant, substantially tack free flexi-
ble film which adheres to skin and releases iodine to the
skin.
A preferred copolymer composition additionally
comprises 0.l—l00% iodate based on added iodine. The
addition of iodate provides a surprisingly stable emul-
sion.
The method of using the emulsion of the present
invention to cover skin with a film exhibiting microbici-
dal activity and to thereby promote asepsis comprises
the steps of:
(a) applying the emulsion to the skin;
(b) allowing the emulsion to dry to form a film; and
(c) allowing the film to remain on the skin to promote
asepsis.
The present invention solves the problems associated
with prior art compositions by providing a film-forming
emulsion which exhibits the following characteristics.
The film-forming emulsion is dermatologically accept-
able and may be applied to skin conveniently as a water
based emulsion. Because the emulsions of the present
invention are water based mixtures, they are nonflam-
mable, nonirritating and may be applied to wet tissue.
Even though water is a slow drying substance, the
emulsions of the present invention dry to form low tack
or tack free films in a surprisingly short time (less than
about 5 minutes).
4,978,527
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The emulsions of the present invention also provide
iodine containing emulsions of surprising stability at
room temperature and elevated temperature (49" C).
This surprising stability is particularly enhanced by
incorporating iodate anion in the emulsions.
The film resulting from the application of the emul-
sion is substantially fluid resistant, tack free or low tack,
and permits facile transmission of moisture vapor there-
through. Further, the film is clear and therefore allows
viewing of the underlying skin. Iodine is released to the
skin upon contact of the emulsion with the skin, and
continues after the film is formed. The adhesion of the
film to skin is preferably significantly higher than the
cohesive strength, particularly at the thin coatings
which are particularly suited for the present invention.
This results in films that cannot be peeled intact from
the skin, thus reducing the possibility of film lift at the
incision site during surgical incision and retraction. The
film is soluble in dermatologically acceptable lower
alkyl alcohols such that it may be removed conve-
niently using a remover solution comprising such an
alcohol. The composition of the invention is particu-
larly suitable for use as a presurgical skin preparation.
The composition is also particularly suitable for pro-
moting asepsis in and around puncture wounds such as
sites of injection or catheterization. The compositions of
the invention may also be used in liquid bandages, coat-
ing for percutaneous access device sites, stoma seals,
various general hospital uses, teat dips, and liquid
gloves for medical use or food handling, and the like.
Because the emulsions of the present invention are
water based, some embodiments may be used on muco-
sal or burned tissue.
DETAILED DESCRIPTION
The emulsion of the present invention is dermatologi-
cally acceptable and provides a film which is clear and
substantially fluid resistant. As used herein, the term
“dermatologically acceptable” means that the emulsion
does not cause either substantial irritation to skin or
patient sensitization as the result of contact therewith.
The term “clear” means that a film provided by the
emulsion of the invention is transparent and free of
turbidity. The phrase “substantially fluid resistant”
means that a film retains its integrity when contacted
with body fluids (e. g. blood and perspiration), irrigation
fluids and the like even when the film is rubbed lightly.
The word “emulsion” is intended ‘to include those emul-
sions prepared by emulsion and suspension polymeriza-
tion, emulsions prepared by post emulsification of poly-
mers prepared in solution or bulk, natural lattices and
emulsions prepared by dispersion.
An appropriate copolymer system for use as a film-
forming polymer in the present invention is a copoly-
mer comprising copolymerized A, B and C monomers
as follows:
A is a “sof ” monomer wherein the corresponding
homopolymer has a Tg of less than about — 15° C. and A
is present as about 15 to 80% of the total weight of all
monomers in the copolymer. Typically, A is a monomer
that provides flexibility, elongation and adhesiveness to
skin in the copolymer. The A monomer usually pro-
vides the degree of hydrophobicity which results in the
desired resistance to body fluids.
B is a “hard” monomer wherein the corresponding
homopolymer has a Tg of more than about —- 5° C., and
preferably more than about 20° C., and B is present as
about 20 to 70% of the total weight of all monomers in
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the copolymer. Typically, the B monomer is a monomer
that provides tensile strength and also reduces tack in
the copolymer.
The C monomer is a monomer capable of complexing
iodine and delivering it to the skin. For example, C is an
N-vinyl lactam or monomers containing polyether
functionalities. The C monomer is present in an amount
by weight of about 1 to 15% of the total weight of all
comonomers in the copolymer.
The A monomer is typically a monomeric acrylic or
methacrylic acid ester of an alkyl alcohol containing a
single hydroxyl, the alcohol being further described as
having from 2 to about 14 carbon atoms when the A
monomer is an acrylic acid ester, and about 7 to 18
carbon atoms when the A monomer is a methacrylic
acid ester.
Examples of suitable acrylic acid esters for use as the
A monomer include the esters of acrylic acid with non-
tertiary alcohols such as ethanol, 1-butanol, 2-butanol,
1-pentanol, 2-pentanol, 3-pentanol, 2-methyl-1-butanol,
1-hexanol, 2-hexanol, 2-methyl-1-pentanol, 3-methyl-l-
pentanol, 2-ethyl-1-butanol, 3,5,5-trimethyl-l-hexanol,
3-heptanol, l-octanol, 2-octanol, iso-octyl alcohol, 2-
ethyl-1-hexanol, 1-decanol, l-dodecanol, l-tridecanol,
1-tetradecanol and the like.
Examples of suitable methacrylic acid esters for use
as the A monomer include the esters of methacrylic acid
with non-tertiary alcohol such as 3-heptanol, l-octanol,
2-octanol, iso-octyl alcohol, 2-ethyl-l-hexanol, 1-
decanol, 1-dodecanol, l-tridecanol, 1-tetradecanol, l-
octadecanol and the like.
Other examples of soft monomers that can be used for
the A monomer component are monomers having the
requisite Tg values including dienes, such as butadiene
and isoprene; acrylamides, such as N-octylacrylamide;
vinyl ethers, such as butoxyethylene, propoxyethylene
and octyloxyethylene; vinyl halides, such as 1,1-
dichloroethylene; and vinyl esters such as vinyl versa-
tate, vinyl caprate and vinyl laurate.
The preferred A monomer is selected from the group
consisting of n-butyl acrylate, iso-octyl acrylate and
lauryl methylacrylate (the methacrylic acid ester of
1-dodecanol).
It is to be understood that the film-forming copoly-
mer may comprise a single type of A monomer or may
comprise two or more different A monomers.
Monomer B of the film-forming copolymer is typi-
cally a monomeric methacrylic acid ester of an alkyl
alcohol containing a single hydroxyl. The alcohol con-
tains from 1 to about 6 carbon atoms, and preferably 1
to about 4 carbon atoms.
Examples of suitable monomers for use as the B mon-
omer include the esters of methacrylic acid with non-
tertiary alcohols such as methanol, ethanol, l-propanol,
2-propanol, 1-butanol, 2-butanol, 1-pentanol, 2-pentanol
and 3-pentanol.
Other examples of hard monomers that can be used
for the B monomer component are monomers having
the requisite Tg values include methacrylates having a
structure other than delineated above, such as benzyl
methacrylate, cyclohexyl methacrylate and isobornyl
methacrylate; methacrylamides, such as N-t-butylme-
thacrylamide; acrylates, such as isobornyl acrylate;
acrylamides, such as N-butylacrylamide and N-t-butyla-
crylamide; diesters of unsaturated dicarboxylic acids,
such as diethyl itaconate and diethyl fumarate; vinyl
nitriles, such as acrylonitrile, and methacrylonitrile;
vinyl esters, such as vinyl acetate and vinyl propionate;
4,978,527
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and monomers containing an aromatic ring such as
styrene; a-methyl styrene and vinyl toluene.
The preferred B monomer is selected from the group
consisting of methyl methacrylate and ethyl methacry-
late.
It is to be understood that the film-forming copoly-
mer may comprise a single type of B monomer or may
comprise two or more different B monomers.
The C monomer is a monomer capable of complexing
iodine and delivering it to the skin. Examples of C mon-
omers include N-vinylpyrrolidone or monomers con-
taining polyether functionalities such as polypropylene
oxide and polyethylene oxide.
The preferred class of C monomers is N-vinyl lac-
tams which are capable of complexing iodine. Examples
of suitable N-vinyl lactams which may be employed
include those disclosed in U.S Pat. No. 3,907,720 (Field
et al.) incorporated herein by reference. That patent
discloses, for example, N-vinyl-substituted derivatives
of the following lactams 3,3-dimethyl-1-pyrrolidone,
4,4-dimethyl-2-pyrrolidone, 3,4-dimethyl-2-pyrroli-
done. 3-ethyl-2-pyrrolidone, and 3,5-dimethyl-2-pyr-
rolidone. The preferred N-vinyl lactam is N-vinylpyr-
rolidone.
It is to be understood that the film-forming copoly-
mer may comprise a single type of C monomer or may
comprise two or more different C monomers.
The relative water resistance of the ultimate film may
be determined by the selection of comonomers to be
used with the iodine complexing comonomer and by
adjusting the ratio of water insoluble comonomers to
water soluble comonomers that form the film. The re-
sulting copolymers give films which have high moisture
vapor transmission rates and which are water insoluble.
Iodine is incorporated as an antimicrobial agent, and
is present in these emulsions in a effective amount (i.e.
an amount which exhibits bactericidal activity when
applied to skin). As a general statement, film-forming
emulsions comprising about 0.05 to 15% by weight of
iodine based on the total weight of the emulsion provide
films exhibiting suitable antimicrobial activity. Pre-
ferred film-forming emulsions for use as pre-surgical
patient skin preparations are those containing iodine in
an amount by weight of about 0.10 to 5% by weight
based on the total emulsion weight. and particularly
preferred emulsions contain iodine in an amount by
weight of about 0.25 to 2% by weight based on the total
solids weight. When the emulsion is used on extremely
sensitive tissue such as eyes or burn wounds, iodine may
be used at a lower level. Preferred film-forming emul-
sions for use on sensitive tissue are those containing
iodine in an amount of about 0.05 to 0.25% by weight
based on the total solids weight.
It is preferred that emulsions that contain iodine also
contain iodide ion. While not wishing to be bound to
any particular theory, it is believed that iodide ion in-
creases the stability of the complex involving iodine and
an N-vinyl lactam residue, thereby reducing the loss of
iodine over time. The iodide ion is preferably added as
an inorganic salt, such as sodium or potassium iodide, in
about 5% to 300% by weight based on added iodine.
It has surprisingly been learned that the use of iodate
in the emulsions containing a substantially water resis-
tant film-forming copolymer phase that is capable of
forming complexes with iodine significantly increases
the resistance of said emulsions to phase separation,
coagulation, gelation, precipitation and other forms of
physical and chemical destabilization at room tempera-
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ture and at 49° C. It was not anticipated by the prior art
that iodate ions would significantly increase the stability
of polymer-in-water emulsions containing iodine. The
iodate ion is preferably added as an inorganic salt, such
as sodium or potassium iodate in about 0.1% to 100%
by weight based on added iodine, and more preferably
in an amount by weight of about 1 to 30% based on
added iodine.
Thus, a particularly preferred composition of the
present invention comprises
(a) a substantially water resistant film-forming co-
polymer phase comprising
about 50 to 60% by weight based on the total copoly-
mer weight of iso-octyl acrylate,
about 35 to 45% by weight based on the total copoly-
mer weight of methyl methacrylate,
and about 5 to 10% by weight based on the total
copolymer weight of N-vinylpyrrolidone;
(b) about 1—2% of iodine based on total emulsion
weight;
(c) an effective amount of an emulsifying agent;
(d) about 55 to 85% by weight of water based on total
emulsion weight;
(e) about 5 to 100% by weight of iodide based on
added iodine; and
(f) about 2.5 to 20% by weight of iodate based on
added iodine.
Emulsifiers commonly used in emulsion polymeriza-
tion, including anionic, nonionic, nonionic-anionic, am-
photeric types and combinations of the above types,
may be used as the emulsifying agent. An appropriate
emulsifier for use in the present system will make a
stable latex; will be compatible with iodine, iodide and
iodate;_ will be physiologically acceptable and will allow
appropriate control of viscosity and pH of both the
latex and the final product. Because negatively charged
latex particles are to be used in this system, anionic and
nonionic plus anionic emulsifiers are expected to have
the highest probability of success, with the nonionic
emulsifier used in combination with an anionic emulsi-
fier to give better tolerance to the electrolyte. Particu-
larly useful emulsifiers include anionic species such as
alkyl sulfates, sarcosinates, alkyl sulfosuccinates, and
fatty acid soaps. Nonionic emulsifiers include polyoxy-
ethylene sorbitan fatty esters, ethoxylated glycerides.
and polyglycerol esters of fatty acids. Emulsifier con-
tent should be chosen to stabilize the emulsion without
inhibiting film-forming. Typically, emulsifier content of
about 0.5 to 5.0% by weight based on added monomer
mixture is suitable, with emulsifier content of about
1.0% to 2.0% preferred.
The emulsions may consist of any ratio of solids that
provides sufficient material to form a film and allows
the emulsion to be applied. Preferably, solids are pres-
ent in an amount of between about 15 to 30% by weight
total emulsion. High solids ratios may tend to decrease
stability of the emulsions.
The pH of the emulsions is preferably between about
3 and 8, more preferably between about 5 and 7. The pH
of the emulsions may be adjusted by the addition of
appropriate acidic or basic species and/ or optionally by
the use of a buffer system.
The emulsion of the present invention may further
include conventional additives such as plasticizers, col-
orants, tackifiers and/or stabilizers to achieve desired
properties.
While the emulsion of the present invention is applied
to the skin as a polymer-in-water emulsion, small
4,978,527
9
amounts of organic solvent may be present if the result-
ing emulsion is nonflammable and nonirritating.
For the present invention, it is necessary that the
copolymers be available as polymer-in-water emulsions.
This may be accomplished by preparing the copolymers
from the appropriate monomers via emulsion polymeri-
zation or by post-emulsification of solution or bulk pre-
pared polymers.
The film-forming copolymer emulsions may be pre-
pared using conventional emulsion polymerization
methods. For laboratory tests, samples can be prepared
from batch process polymerization or semi-continuous
process polymerization, two commonly used modes of
emulsion polymerization. In the former, all the ingredi-
ents including monomers, emulsifiers, initiator and
water are added to the reactor before the reaction starts.
In the latter, only part of monomers are used to start the
polymerization and the rest of the monomers are added
to the reactor over a period of time to achieve more
homogeneous incorporation of the comonomers. The
semi-continuous process has been found to render a
more stable emulsion product.
Potassium persulfate and ammonium persulfate are
commonly used initiators. Other peroxy compounds
may also be used. Suitable polymerization temperatures
are in the range of 50° to 80° C. Near the end of poly-
merization, a monomer scavenger such as vinyl acetate
may be used to reduce residual monomer content as
taught by U.S. Pat. No. 4,737,577 (Brown, et. al.). Vac-
uum can also be applied to the reactor to reduce resid-
ual monomer content.
The emulsion of the invention desirably can be steril-
ized by exposure to a dose of about 2.5 megarads of
gamma irradiation without substantial alteration of the
physical appearance or physical properties such as low
tackiness and fluid resistance. Such irradiated emulsions
will retain suitable antimicrobial activity.
The film-forrning emulsions of the present invention
are used to promote asepsis on mammalian skin by (a)
applying to said skin the emulsion as herein described,
(b) allowing the emulsion to dry to form a film, and (c)
allowing the film to remain on the skin to promote
asepsis.
The film-forming emulsions may be applied to skin
with a sponge or gauze, as a spray or by any other
suitable means. Preferably, the film-forming emulsion is
applied to skin in a thickness which provides a film
which, when dry is about 0.0025 mm to 0.025 mm in
thickness.
Films formed from a film-forrning emulsion of this
invention may be removed conveniently using a re-
mover solution such as isopropanol. Alternatively, the
film may be removed by covering with a surgical drape
which includes a pressure-sensitive adhesive layer.
When the surgical drape is removed, the film that is
contacted by the adhesive layer of the surgical drape is
also removed. '
In some instances, such as in the case of bum wounds
or in use on sensitive tissue, it may be desirable to simply
allow the film to wear off with time as opposed to re-
moving it.
The invention will be further clarified by a consider-
ation of the following non-limiting examples, which are
intended to be purely exemplary of the invention.
10
15
20
25
30
35
45
50
55
65
10
PREPARATION OF FILM-FORMING
EMULSIONS
Example 1
A film-forming copolymer emulsion containing iso-
octyl acrylate, methyl methacrylate and N-vinylpyr-
rolidone in relative amounts of 50%, 40%, and 10% by
weight, respectively, was prepared by semi-continuous
polymerization as follows:
To a 2-liter split resin flask fitted with a condenser,
stirrer, temperature control, addition funnel and nitro-
gen purge was added 770 g. of deionized water, 27.6 g.
of sodium lauryl sulfate solution (29.6% active, com-
mercially available as Sipex SB TM from Alcolac, Inc.,
Baltimore, Md.), 8.0 g. of polyoxyethylene (20) sorbitan
monostearate (commercially available as Tween 60
from ICI Americas, Inc., Wilmington Del.), 30 g. of
iso-octyl acrylate, 24 g. of methyl methacrylate, 6 g. of
N-vinylpyrrolidone and 0.8 g. of potassium persulfate.
The flask was then heated to 70° C. accompanied by
nitrogen purge and agitation at about 200 rpm. A mix-
ture of 270 g. iso-octyl acrylate, 216 g. of methyl meth-
acrylate, and 54 g. of N-vinylpyrrolidone was added
from the addition funnel into the flask continuously
over a 4 hour period while the flask temperature was
maintained at 70° C. One hour after the monomer addi-
tion, the flask was cooled to 60° C., 6 g of vinyl acetate
and 10 g of aqueous solution containing 0.1 g of potas-
sium persulfate were added to the flask. Two hours
later, 3.0 g of vinyl acetate was added and reaction was
carried out at 60° C. for two more hours. The flask
temperature was then raised to 70° C. and a vacuum of
15 mmHg was applied for 3 hours. The emulsion was
then cooled to room temperature and filtered through a
piece of cheese cloth. The resulting emulsion contained
46.5% solids, and had a Brookfield viscosity of 6200
cps.
Example 2
A film-forrning copolymer emulsion containing iso-
octyl acrylate, methyl methacrylate and N-vinylpyr-
rolidone in relative amounts of 50%, 40% and 10% by
weight, respectively, was prepared by semi-continuous
polymerization as follows:
To a 2-liter split resin flask fitted with a condenser,
stirrer, temperature control, addition funnel and nitro-
gen purge was added 770 g. of deionized water, 8.0 g. of
sodium lauryl sulfate (90% active, commercially avail-
able as Texapon K-12 TM , Henkel Co., LaGrange, IL),
8.0 g. of Tween 60 (ICI Americas, Inc.), 30 g. of dis-
tilled iso-octyl acrylate, 24 g. of methyl methacrylate, 6
g. of N-vinylpyrrolidone, 0.8 g. of potassium persulfate,
and 0.8 g. of sodium bicarbonate. The flask was heated
to 70° C. accompanied by nitrogen purge and agitation
at about 200 rpm. A mixture of 270 g. distilled iso-octyl
acrylate, 216 g. methyl methacrylate and 54 g. N-vinyl-
pyrrolidone was added from the addition funnel into the
flask continuously over a 6 hour period while the flask
temperature was maintained at 70° C. After the mono-
mer addition, the flask was kept at 70° C. for 17 hours.
The emulsion was then cooled to room temperature and
filtered through a piece of cheese cloth. The resulting
emulsion contained 46.0% solids, and had a Brookfield
viscosity of 1800 cps.
4,978,527
11
Example 3
A film-forming copolymer emulsion containing iso-
octyl acrylate, methyl methacrylate and N-vinylpyr-
rolidone in relative amounts of 50%, 40% and 10% by
weight, respectively, was prepared by semi-continuous
polymerization as follows:
To a 2-liter split resin flask fitted with a condenser,
stirrer, temperature control, addition funnel and nitro-
gen purge was added 745 g. of deionized water, 55.2 g.
of sodium lauryl sulfate solution (29.6% active, com-
mercially available as Sipex SB TM from Alcolac, Inc.),
40 g. of iso-octyl acrylate, 32 g. of methyl methacrylate,
8 g. of N-vinylpyrrolidone, and 0.80 g. of potassium
persulfate. The flask was then heated to 70° C. accom-
panied by nitrogen purge and agitation at about 300
rpm. A mixture of 237.5 g. iso-octyl acrylate, 190 g.
methyl methacrylate, and 47.5 g. N-vinylpyrrolidone
was added from the addition funnel into the flask con-
tinuously over a 3 hour period while the flask tempera-
ture was maintained at 70° C. After the monomer addi-
tion, the flask was kept at 70° C. for 3.5 hours. The latex
was then cooled to room temperature and filtered
through a piece of cheese cloth. The resulting latex
contained 41.4% solids and had a Brookfield viscosity
of 4000 cps.
Example 4
A film-forming copolymer emulsion containing iso-
octyl acrylate, methyl methacrylate and N-vinylpyr-
rolidone in relative amounts of 60%, 35% and 5% by
weight, respectively, was prepared by semi-continuous
polymerization as follows:
To a 2-liter split resin flask fitted with a condenser,
stirrer, temperature control, addition funnel and nitro-
gen purge was added 821 g. of deionized water, 18.6 g.
of sodium lauryl sarcosinate (30% active, commercially
available as Maprosyl 30 from Onyx Chemical Co.,
Jersey City, N.J.), 33.6 g. ofiso-octyl acrylate, 19.6 g. of
methyl methacrylate, 2.8 g. of N-vinylpyrrolidone and
0.84 g. of potassium persulfate. The flask was then
heated to 70° C. accompanied by nitrogen purge and
agitation at about 200 rpm. A mixture of 302.4 g. iso-
octyl acrylate, 176.4 g. methyl methacrylate and 25.2 g.
N-vinylpyrrolidone was added from the addition funnel
into the flask continuously over a 5 hour period while
the flask temperature was maintained at 70° C. After the
monomer addition, the flask temperature was main-
tained at 70° C. for 10 hours._ The emulsion was then
cooled to room temperature and filtered through a
piece of cheese cloth The resulting emulsion contained
40.1% solids, and had a Brookfield viscosity of 53 cps.
Example 5
An emulsion is prepared in a manner similar to the
above example (Example 4) except the monomers were
added in the following weight ratio: 55% iso-octyl ac-
rylate, 40% methyl methacrylate and 5% N-vinylpyr-
rolidone. The resulting emulsion contained 40.3%
solids and had a Brookfield viscosity of 55 cps. This
emulsion has a pH of 5.9 due to choice of surfactant.
Example 6
A film-forming copolymer emulsion containing iso-
octyl acrylate, methyl methacrylate and N-vinylpyr-
rolidone in relative amounts of 50%, 40% and 10% by
weight, respectively, was prepared by batch polymeri-
zation as follows:
10
I5
20
25
30
35
40
45
55
65
12
To a quart brown glass bottle having a narrow neck
was added 60 g. iso-octyl acrylate, 48 g. methyl methac-
rylate, 12 g. N-vinylpyrrolidone, 1.2 g. sodium lauryl
sulfate (90% active, commercially available as Texapon
K-12 TM from Henkel Co.), 1.2 g. of polyoxyethylene
(20) sorbitan monostearate (commercially available as
Tween 60 from ICI Americas, Inc., Wilmington, Del.),
0.28 g. of potassium persulfate and 280 g. of deionized
water. The bottle was purged with nitrogen and then
sealed and tumbled for 24 hours in a water bath main-
tained at 70° C. The resulting emulsion was then filtered
through a piece of cheese cloth. The resulting emulsion
contained 25.7% solids and had a Brookfield viscosity
of 5 cps.
The following emulsions were prepared as in Exam-
ple 6:
Example 7
6 g. iso-octyl acrylate, 48 g. methyl methacrylate, 6 g.
N-vinylpyrrolidone. »
Example 8
72 g. iso-octyl acrylate, 42 g. methyl methacrylate, 6
g. N-vinylpyrrolidone.
Example 9
72 g. iso-octyl acrylate, 36 g. methyl methacrylate, 12
g. N-vinylpyrrolidone.
Example 10
60 g. iso-octyl acrylate, 12 g. N-vinylpyrrolidone, 48
g. ethyl methacrylate.
Example 11
48 g. iso-octyl acrylate, 12 g. N-vinylpyrrolidone, 60
g. ethyl methacrylate.
Example 12
42 g. iso-octyl acrylate, 6 g. N-vinylpyrrolidone, 72 g.
ethyl methacrylate.
Example 13
60 g. iso-octyl acrylate, 12 g. N-vinyl pyrrolidone, 48
g. iso-butyl methacrylate.
Example 14
60 g. iso-octyl acrylate, 12 g. N-vinylpyrrolidone, 48
g. styrene.
INCORPORATION OF ANTIMICROBIAL
AGENTS
Example 15
To 80.0 g. of the emulsion of Example 3, which was
gently stirred by a magnetic stir bar, was added drop-
wise a previously prepared solution of 0.48 g. of sodium
iodide dissolved in 4 mLs of distilled water. To the
resulting stirring mixture, 0.40 g. of solid iodine was
added. The solid iodine did not dissolve immediately
and the mixture was allowed to stir overnight after
which a homogeneous mixture resulted.
Example 16
To 51.61 g. of the emulsion of Example 1, which was
gently stirred by a magnetic stir bar, was added 28.39 g.
of distilled water. To the resulting stirring mixture was
added dropwise a previously prepared solution of 0.48
g. of sodium iodide dissolved in 10 mLs of distilled
4,978,527
13
water. After the resulting mixture was allowed to stir
for one hour, 0.80 g. of iodine crystals were added at the
rate of O. 10 g. per 30 minutes. The resulting mixture was
stirred for 24 hours at medium stirring to insure dissolu-
tion of the iodine. The stirring was then ended and the
mixture was then filtered through two layers of gauze.
The above procedure was repeated changing only the
amounts of the components to give the following mix-
tures: (All samples utilized the emulsion of Example 1).
10
Example Emulsion Water Nal/water Iodine
No. grams grams grams/ grams grams
17 80.0 0 0.48/10 0.80 15
18 34.4 45.6 0.48/10 0.80
19 34.4 45.6 0/0 1.60
20 34.4 45.6 0.96/10 1.60
21 12.9 22.1 0.24/5 0.40
22 8.6 26.4 0.24/5 0.40
23 17.2 22.8 0/0 0.00
24 17.2 17.8 0.40/5 0.40 20
25 34.4 34.0 0.80/10 0.80‘
26 34.4 33.2 0.80/10 1.60
Example 27 25
To 17.39 g. of the emulsion of Example 2 was added
13.57 g. of distilled water. The mixture was brought to
a medium stir with a magnetic stir bar and 0.40 g. of a
buffer solution was added that was previously prepared
by mixing 29.25 mLs of a 0.10 M citric acid monohy-
drate solution and 70.75 mLs of a 0.20 M disodium
phosphate solution. A solution of 0.40 g. potassium
iodate in 3.00 g. of distilled water was then added at the
rate of 1 mL every 30 minutes. A solution of 0.20 g. of
30
potassium iodide in 5.00 g. of distilled water was added 35
at the rate of 1 mL every 30 minutes. The mixture was
allowed to stir for one hour after which 0.40 g. of solid
iodine crystals were added at the rate of 0.1 g. every 30
minutes. The composition was stirred for 24 hours to
insure dissolution of the iodine species, after which the
stirring was ended and the sample allowed to settle. The
mixture was then filtered through two layers of Grade
80 bleached cotton cheesecloth (commercially available
from Twin Cities Janitor Supply Co., St. Paul, Minn.).
45
14
iodide source instead of potassium iodide. (Each of the
following contained 17.4 g. of the emulsion of Example
2.)
Buffer
Example Water KIO3/water NaI/water Iodine Soln
N1 g. g/g g/g g- r g-
45 11.8 0 0.40/5.0 0.40 5.0
46 18.0 0.04/1.0 0.20/3.0 0.40 0
47 13.0 0.04/1.0 0.20/3.0 0.40 5.0
48 12.6 0.04/1.0 0.20/3.0 0.80 5.0
Example 49
To the formulation prepared in example 48, 0.8 g. of
isopropyl alcohol was added dropwise with stirring.
Example 50
To 27.6 g. of the emulsion prepared in Example 8 was
added 3.2g. of distilled water. The mixture was brought
to a medium stir with a magnetic stir bar. A solution of
0.0328 g. of sodium bicarbonate in 1.02 g. of distilled
water was then added in two parts over 30 minutes. The
resulting mixture was allowed to stir for 30 minutes and
0.6 g. of the buffer described in Example 27 above was
added. A solution of 0.0413 g. of potassium iodate in
2.98 g. of water was then added at the rate of 1 mL
every 30 minutes. Then 0.40 g. of solid iodine crystals
were added at the rate of 0.1 g. every 30 minutes. The
composition was stirred for 24 hours to insure complete
dissolution of the iodine species. After the stirring was
ended and the sample allowed to settle, it was filtered
through two layers of Grade 80 bleached cotton cheese-
cloth.
Example 51
This sample was made as in Example 50, except that
31.62 g. of the emulsion of Example 4 were used, and no
water was immediately added.
Example 52
This sample was made as in Example 50, except that
33.47 g. of the emulsion of Example 11 were used and
no water was immediately added.
The following samples were prepared as in Example 27
using the same buffer solution.
Buffer
Example Emulsion Emulsion Water KIO3/water KI/ water Iodine Soln
No- No. g g g/g g/g g g
28 6 31.1 0 0.04/1.0 0.20/3.6 0.40 3.60
29 7 30.5 0 0.04/1.0 0.20/2.0 0.40 0.60
30 12 33.5 0 0.04/2.3 0.20/2.3 0.40 0.60
31 10 35.1 0 0.04/1.0 0.20/2.0 0.40 0.60
32 14 27.6 0 0.02/.50 0.10/1.0 0.40 0.30
33 13 20.6 0 0.02/.60 0.10/1.0 0.20 0.30
34 2 17.4 13.4 0.04/3.0 0.20/5.0 0.40 0.60
35 2 26.1 4.7 0.04/3.0 0.20/5.0 0.40 0.60
36 2 34.8 0 0.04/1.0 0.20/3.0 0.40 0.60
37 2 17.4 12.7 0.08/3.0 0.40/5.0 0.80 0.60
38 2 17.4 13.4 002/10 0.20/5.0 0.40 0.60
39 2 17.4 13.3 0.08/3.0 0.20/5.0 0.40 0.60
40 2 17.4 21.0 0.04/3.0 0 0.40 0.20
41 2 17.4 13.5 0.04/3.0 0.04/5.0 0.40 0.60
42 2 17.4 13.3 0.04/3.0 0.30/5.0 0.40 0.60
43 2 17.4 13.5 0.04/3.0 0.10/5.0 0.40 0.60
44 2 17.4 13.4 0.04/1.0 0.20/4.0 0.40 3.60
Similarly, the following samples were prepared as in
Example 27, except that sodium iodide was used as the
4,978,527
15
Example 53
To 19 95 of the emulsion of Example 4 was added
11.01 g. of distilled water. The mixture was brought to
a medium stir with a magnetic stir bar and 0.40 g. of a 5
previously prepared buffer solution (91.9 mL of 0.1 M
sodium dihydrogen phosphate and 8.1 mLs of 0.1 M
sodium monohydrogen phosphate) was added. A solu-
tion of 0.0410 g. of potassium iodate in 3.01 g. of dis-
tilled water was added at the rate of 1 mL every 30
minutes. A solution of 0.20 g. of potassium iodide in 5.01
g. distilled water was then added at the rate of 1 mL
every 30 minutes. The mixture was allowed to stir for
one hour. Then 0.40 g. of iodine crystals were added at
the rate of 0.10 g. every 30 minutes. The mixture was
stirred for 24 hours to insure dissolution of the iodine.
After the stirring was ended and the sample allowed to
settle, it was then filtered through two layers of Grade
80 bleached cotton cheesecloth.
Similarly the following samples were prepared.
(Each of the following contained 19.95 g. of the emul-
sion of Example 4.)
10
15
20
Buffer 25
Example Water KIO3/water KI/water Iodine soln
No- a s/s rs/g s- s-
54 11.33 0.02/3 0.1/5 0.2 0.4
55 11.59 0.0043/3 0.0195/5 0.0418 0.4
56 10.69 0.16/3 0.4/5 0.8 0
57 9.25 0.64/3 0.96/5 0.2 0.4 30
Example 58
This sample was prepared as in Example 53 with 35
19.85 g of the emulsion of Example 5, 11.51 g of distilled
water, 0.04 g of potassium iodate dissolved in 3 g of
distilled water, 0.2 g of potassium iodide dissolved in 5
g of distilled water, and 0.4 g of iodine. No buffer was
added. This sample was sterilized by gamma radiation 40
as described below.
Example 59
A solution of 0.65 g of sodium iodide and 0.26 g of
potassium iodate dissolved in 128 g of distilled water 45
was added dropwise over 1 hour to 130 g of the latex of
Example 5 with stirring by a magnetic stir bar. The
resulting mixture was stirred for 0.5 hours after the
addition was complete after which 3 g of iodine was
added. The resulting mixture was stirred overnight by
magnetic stir bar. The resulting dark brown homogene-
ous mixture was filtered through cheese cloth into a
plastic bottle.
TESTING OF FILM-FORMING COMPOSITIONS
Moisture Vapor Transmission Rate
50
55
The film-forming composition of example 15 was
coated on glass and allowed to dry completely. The
resulting 0.025 mm thick film was removed and the
moisture vapor transmission rate was measured through
a circular sample of area 0.00050671 m2 using the water
method of ASTM Method E 96-80, to be approximately
700 g/m3-24 h at 40° C. with a 90% relative humidity
differential across the film.
Preferably, a film that is about 0.025 mm thick will
have a moisture vapor transmission rate of at least 600
g/m3-24h at 40° C. with a 90% relative humidity differ-
ential across the film.
65
16
Dry Time
Film-forming compositions were soaked into cotton
gauze (commercially available as Curity TM cheese-
cloth from The Kendall Company, Hospital Products,
Boston, Mass.) and lightly coated on the shaved or
clipped backs of live pigs. Cotton gauze was pressed
with light finger pressure on the coated area and the
time recorded when such pressing did not result in any
transfer to the gauze.
Dgy Time on Live Pigs
Dry Time
Example % Solids (minzsec)
l7 41 1:50-2:20
16 26 1:50-2:00
18 18 2:10
21 15 2:40-2:50
22 10 3:00-3:15
It was not anticipated that such short dry times would
be obtained with a water based system. It is particularly
surprising that dry times did not begin to rise signifi-
cantly until % solids dropped to below 15% and that
even with 90% water content, Example 22 dried in
significantly less than 5 minutes.
Film-forming compositions were soaked into cotton
gauze (commercially available as Curity TM cheese-
cloth from The Kendall Company, Hospital Products,
Boston, Mass.) and lightly coated on the backs of
human volunteers. Cotton gauze was pressed with light
finger pressure on the coated area and the time recorded
when such pressing did not result in any transfer to the
gauze.
Dry Time on People
Dry Time
Example % Solids % Iodine (min:sec)
23 20 0 3:00-3:30
24 20 1 1:30-2:15
The composition which contained iodine dried signif-
icantly quicker than the composition without iodine
species. It was not anticipated that iodine would have
such a beneficial effect on the drying rate.
Film-forming compositions were soaked into cotton
gauze (commercially available as Curity TM cheese-
cloth from The Kendall Company, Hospital Products,
Boston, Mass.) and lightly coated on the forearms of
human volunteers. Cotton gauze was pressed with light
finger pressure on the coated area and the time recorded
when such pressing did not result in any transfer to the
gauze.
Drv Time on People
Dry Time
Example % Solids % Iodine (mimsec)
5 40 0 2:00-2:15
37 20 2 0:50
41 20 1 0:45-0:50
43 20 1 0:50
58 20 1 1:00
Betadine TM 1 solution 10 1 3:00-4:00
DuraPrep TM 3 surgical 8.1 0.5 0:45-0:50
solution
1 commercially available from Purdue Frederic Co.. Norwnlk, CT 06856.
2 commercially available from 3M Company, St. Paul. MN
4,978,527
17
The above compositions of the present invention all
exhibited surprisingly short dry times for emulsion-
based compositions. Dry time of less than 2.5 minutes,
and preferably less than 2 minutes are observed in film-
forrning emulsions of the present invention. Dura-
Prep TM surgical solution, which is the analogous iso-
propanol based film-forming composition having a
monomer ratio of 50% iso-octyl acrylate, 40% methyl
methacrylate, 10% N-vinylpyrrolidone (examples 37,
41 and 43 have the same monomer ratio), exhibited a
dry time that was about the same as the emulsion based
solution. As a comparison, the dry time for Betadi-
ne TM solution, which is a water-soluble complex of
N-vinylpyrrolidone/iodine, is unacceptably long. Addi-
tionally, Betadine TM solution does not exhibit the de-
sired water-insoluble properties.
Elasticity, Tack and Scrub Resistance
Film-forming compositions were coated onto glass
and allowed to dry, forming films approximately 0.025
mm thick. The dry films were removed with a razor
blade and slowly stretched by hand for a qualitative
determination of elasticity. Films which broke before
any noticeable elongation were identified as very brit-
tle, films which broke after about 5% elongation or less
were identified as brittle, films which broke after about
5% to 25% elongation were identified as moderately
elastic, films which broke after about 25% to 100%
elongation were identified as elastic, and films which
broke after 100% elongation were identified as very
elastic.
As another indication of flexibility and elasticity of
the film, compositions may be coated on the human
elbow joint and allowed to dry to form a film. The
elbow joint is flexed, and the film is inspected to deter-
mine whether cracking has occurred. Films of the pres-
ent invention will survive this elbow flexion test with-
out observable cracking.
Compositions were coated as above on human volun-
teers and allowed to dry. A cotton ball (long fiber virgin
purified cotton USP) is then pressed against the coating
with medium finger pressure. The degree of tack was
determined by the amount of fibers which are trans-
ferred to the film. When no fibers were transferred the
film was identified as non-tacky. Even films which were
slightly tacky when pressed with a cotton ball, did not
feel tacky when pressed with a surgical glove or bare
finger.
The test area above was then scrubbed using light
finger pressure with a saline soaked gauze for at least 40
scrubs and observed for removal of film and loss of
iodine color. Samples described as excellent experi-
enced no visible changes.
Example Elasticity Tack Scrub resistance
28 moderate non-tacky good
29 elastic very slightly very good
50 very elastic slightly excellent
51 very elastic tacky very good
27 moderate non-tacky good
53 moderate slightly excellent
30 moderate non-tacky good
31 very elastic very tacky good
52 very elastic slightly excellent
32 very elastic very tacky poor
33 very elastic very tacky poor
It is desirable that compositions provide films with
good to excellent scrub resistance and which are
10
15
20
25
30
35
45
50
55
65
18
slightly tacky or non-tacky by the above cotton ball
test. The above cotton ball tack test is particularly sensi-
tive and the above films will all exhibit less tack to
gloved or ungloved hands than they did to cotton balls.
After testing a composition, adjustments in the film
properties can be accomplished by changes in the mon-
omer content, particularly by adjusting the relative
amounts of the high T8 and low Tg contributing mono-
mers. Sample 28 was very brittle and showed poor
scrub resistance. A reduction in the relative amount of
methyl methacrylate and an increase in the relative
amount of iso-octyl acrylate and/ or N-vinylpyrrolidone
increased the elasticity of the resulting films. The film of
Example 51 is tacky. An increase in the relative amount
of methyl methacrylate and a decrease in the relative
amount of iso-octyl acrylate and/or N-vinylpyrrolidone
decreased the tack of the resulting films. By appropri-
ately adjusting the hard and soft content of the polymer
a good balance of properties was achieved in Examples
28, 29, 50, 27 and 53, each of which contained a copoly-
mer of iso-octyl acrylate, methyl methacrylate and N-
vinylpyrrolidone. A similar balance of properties may
be achieved with other monomers as well. Sample 31
had good scrub resistance, but was very tacky. This was
corrected by increasing the relative amount of ethyl
methacrylate and decreasing the amount of iso-octyl
acrylate as seen in Examples 52 and 30 (Example 30 also
has a lower relative amount of N-vinylpyrrolidone),
each of which exhibited a good balance of properties.
Samples 32 and 33 are too tacky and need to be refor-
mulated with lower relative amounts of iso-octyl acry-
late and/or N-vinylpyrrolidone and a higher relative
amount of styrene or isobutyl methacrylate.
Stability of Emulsion
Samples (5 ml sample in a 25 ml test tube, two repli-
cates each) were placed in 49° C. oven as an accelerated
test for physical stability. Samples were removed and
the test ended when any major physical change was
observed such as phase separation, gelation or solidifi-
cation. Tests were also ended when a greater then 1 mm
layer of precipitate was observed in the bottom of the
test tube.
The table below lists the days at 49° C. before failure
was observed.
Example Iodine Iodide Iodate Solids Days
27 1% 0.5% 0.1% 20% >150
34 1% 0.5% 0.1% 20% >150
35 1% 0.5% 0.1% 30% > 150
36 1% 0.5% 0.1% 40% >150
37 2% 1% 0.2% 20% >150
38 1% 0.5% 0.05% 20% >150
39 1% 0.5% 0.20% 20% > 150
40 1% 0 0.1% 20% >150
41 1% 0.1% 0.1% 20% >150
42 1% 0.75% 0.1% 20% >150
43 1% 0.25% 20% >150
0.1% -
44 1% 0.5% 0.1% 20% >150
28 1% 0.5% 0.1% 20% 60
18 1% 0 6% O 20% 35
19 2% 0 0 20% 12
20 2% 1.2% 0 20% 7
1 0 0 0 46% 78
It is desirable to prepare film-forrning emulsions that
will be shipped to various destinations where they may
not be used for several years. Long term aging is there-
fore an important factor in the selection of useful formu-
4,978,527
19
lations of this invention. Since these samples are polym-
er-in-water emulsion systems, the primary concern is
one of phase destabilization which is seen as precipita-
tion, increases in viscosity, gelation, coagulation or
other readily observable changes in physical make up.
A goal of greater then 90 days stability at elevated
temperature was set for those samples that would need
long term room temperature shelf life. The above tests
indicated that sample 28, which utilized emulsions pre-
pared by batch polymerization, was less stable then
analogous samples which utilized emulsions prepared
by semi-continuous polymerization. The effect of added
iodate anions is particularly surprising and interesting.
The emulsions of Examples 18, 19 and 20, which were
prepared without added iodate, are significantly less
stable then analogous samples with iodate anions.
Antimicrobial Activity
Several samples were evaluated for in-vivo antimi-
crobial activity. Each sample was thinly coated with
sample soaked cotton gauze onto the backs of subjects
whose backs were seeded with Staphylococcus aureus.
Different areas of the back were tested for baseline
bacterial (105-3 to 106-5) counts and for log reductions in
bacteria after application of samples. The test method
used was the Williamson and Klugman scrub cup tech-
nique (J. Invest. Dermatol. 72, 165-170). Samples were
evaluated after 2 minutes, 5 minutes, and 3 hours. After
allowing the sample to remain on the skin for the speci-
fied time the formulations were removed, residual anti-
microbial agent neutralized, and the viable bacteria
were removed and counted by the Williamson and
Klugman scrub cup technique. The results are pres-
ented as an average of 6 replicates.
Lost Reduction
Example 2 min. 5 min. 3 hr.
25 4.7 5.3 4.7
45 5.4 5.1 4.9
46 5.4 5.2 5.1
4-7 5.3 5.0 5.2
26 5.2 5.2 5.1
48 5.2 5.0 5.3
49 5.2 5.2 5.2
All evaluated samples provided excellent reduction
in bacteria at both short and long times.
Irradiation
Several samples (Examples 16, 17, 18, 20, 21, 22, 24,
56 and 58) were irradiated at 2.5 to 3.5 MRad of cobalt
gamma radiation. In all cases there were no significant
changes in color, physical appearance or dry time.
pl-I
Of the 5 emulsions (Examples 1, 2, 3, 4, and 5) pre-
pared by the semi-continuous method, 2 emulsions (Ex-
amples l, 3) were acidic (pH about 3) and 3 emulsions
(Examples 2, 4, 5) had more neutral pH (pH of 5 to 8).
The lower pH emulsions may lead to less stable final
formulations unless the pH is altered. The more neutral
emulsions possibly may be used without adjusting the
pH or adding buffer. '
It is intended that the specification and examples be
considered as exemplary only, with the true scope and
spirit of the invention being indicated by the following
claims.
We claim:
10
15
20
25
30
35
45
50
55
65
20
1. A film-forrning emulsion, comprising:
(a) a substantially water resistant film-forming co-
polymer phase comprising A, B and C monomers
wherein
A is a monomer wherein the corresponding homo-
polymer has a glass transition temperature less
than about — 15° C., and is present as about 15 to
80% of the total weight of all monomers in the
copolymer,
B is a monomer wherein the corresponding homo-
polymer has a glass transition temperature of
more than about -—5° C., and is present as about
20 to 70% of the total weight of all monomers in
the copolymer, and
C is a monomer capable of complexing iodine and
delivering it to the skin and is present as about 1
to 15% of the total weight of all monomers in the
copolymer;
(b) about 0.05 to 15% of iodine based on total emul-
sion weight;
(c) an effective amount of an emulsifying agent; and
(d) about 30 to 95% by weight of water; said mono-
mers in the copolymer phase selected such that said
emulsion, when applied to human skin in an
amount sufficient to form a film having a thickness
of about 0.01 mm., dries in less than five minutes to
form a film having the properties of
(i) being hydrophobic, as determined by scrubbing
the film using light finger pressure with a saline-
soaked gauze for at least 40 scrubs with no ob-
servable removal of film or loss of iodine color,
and
(ii) being capable of elongating at least about 5%
before breaking.
2. A film-forming emulsion according to claim 1,
wherein the A monomer is selected from the group
consisting of a monomeric acrylic or methacrylic acid
ester of an alkyl alcohol containing a single hydroxyl,
the alcohol having from 2 to about 14 carbon atoms
‘when the A monomer is an acrylic acid ester, and about
7 to 18 carbon atoms when the A monomer is a meth-
acrylic acid ester; butadiene; isoprene; N-octy1acry1a-
mide; butoxyethylene; propoxyethylene; octyloxyethy-
lene; l,l-dichloroethylene; vinyl versatate; vinyl cap-
rate; and vinyl laurate;
the B monomer is selected from the group consisting
of a monomeric methacrylic acid ester of an alkyl
alcohol containing a single hydroxyl, the alcohol
being further described as having from 1 to about 6
carbon atoms; benzyl methacrylate, cyclohexyl
methacrylate; isobomyl methacrylate; N-t-butyl-
methacrylamide; isobornyl acrylate; N-butyla-
crylamide; N-t-butylacrylamide; diethyl itaconate;
diethyl fumarate; acrylonitrile; methacrylonitrile;
vinyl acetate; vinyl propionate; styrene; a-methyl
styrene;,and vinyl toluene; and
the C monomer is selected from the group consisting
of an N-vinyl lactam and a monomer containing a
polyether functionality.
'3. A film-forming emulsion according to claim 1,
further comprising an inorganic iodide being added as
sodium or potassium iodide in an amount by weight of
about 5% to 300% of the weight of said iodine.
4. A film-forming emulsion according to claim 1,
further comprising inorganic iodate being added as
sodium or potassium iodate in an amount by weight of
about 1 to 30% of the weight of said iodine.
4,978,527
21
5. A film-forming emulsion according to claim 1,
wherein the emulsion is stable at 49° C. for at least 90
days.
6. A film-forrning emulsion according to claim 1,
wherein the emulsion, when applied to human skin in an 5
amount sufficient to form a film having a thickness of
about 0.01 mm., has a dry time of less than 2.5 minutes.
7. A film-forming emulsion according to claim 1,
further comprising about 5 to 300% inorganic iodide
and about 0.1 to 100% inorganic iodate, both based on
added iodine.
l0
8. A film-forming emulsion comprising
(a) a substantially water resistant film-forming co-
polymer phase comprising A, B and C monomers
wherein '
the A monomer is a monomeric acrylic or meth-
acrylic acid ester of an alkyl alcohol containing a
single hydroxyl, the alcohol having from 2 to
about 14 carbon atoms when the A monomer is
an acrylic acid ester, and about 7 to 18 carbon
atoms when the A monomer is a methacrylic
acid ester, the corresponding homopolymer of
said A monomer having a glass transition tem-
perature of less than about — 15° C. and said A 25
monomer being present as about 15 to 80% of
the total weight of all monomers in the copoly-
mer;
the B monomer is a monomeric methacrylic acid
ester of an alkyl alcohol containing a single hy-
droxyl, the alcohol being further described as
having from 1 to about 6 carbon atoms, the cor-
responding homopolymer said B monomer hav-
ing a glass transition temperature of more than
about -5“ C. and said B monomer being present
as about 20 to 70% of the total weight of all
monomers in the copolymer; and
the C monomer is an N-vinyl lactam and is present
as about 1 to 15% of the total weight of all mono-
mers in the copolymer,
(b) about 0.05 to 15% of iodine based on total emul-
' sion weight;
(c) an effective amount of an emulsifying agent; and
(d) about 30 to 95% by weight of water based on total
emulsion weight.
9. A film—forming emulsion according to claim 8,
15
20
30
35
45
wherein said iodine is present in an amount by weight of
about 0.10 to 5% of the total weight of said f1lm-form-
ing emulsion
50
10. A film-forming emulsion according to claim 9,
wherein said iodine is present in an amount by weight of
about 0.25 to 2% of the total weight of said f1lm-form-
ing emulsion
11. A film-forming emulsion according to claim 8 for 55
use on sensitive areas, wherein said iodine is present in
60
65
22
an amount by weight of about 0.05 to 0.25% of the total
weight of said film-forming emulsion.
12. A film-forming emulsion according to claim 8,
further comprising about 5 to 300% an inorganic iodide
based on added iodine.
13. A film-forming emulsion according to claim 12,
said inorganic iodide being added as sodium or potas-
sium iodide in an amount by weight of about 5 to 100%
of the weight of said iodine.
14. A film-forrning emulsion according to claim 8,
further comprising about 0.1 to 100% inorganic iodate
based on added iodine.
15. A film-forming emulsion according to claim 14,
said inorganic iodate being added as sodium or potas-
sium iodate in an amount by weight of about 1 to 30%
of the weight of said iodine.
16. A film-forrning emulsion according to claim 8,
wherein the pH of said emulsion is between about 3 and
8.
17. A film-forming emulsion according to claim 16,
wherein the pH of said emulsion is between about 5 and
7.
18. A f'1lm—forming emulsion according to claim 8,
wherein the emulsion is stable at 49° C. for at least 90
days.
19. A film-forming emulsion according to claim 8,
wherein the emulsion, when applied to human skin an
amount sufficient to form a film having a thickness of
about 0.01 mm., has a dry time of less than 2.5 minutes.
20. A film-forming emulsion according to claim 19,
wherein the emulsion, when applied to human skin in an
amount sufficient to form a film having a thickness of
about 0.01 mm., has a dry time of less than 2 minutes.
21. A film-forming emulsion according to claim 8,
further comprising about 5 to 300% inorganic iodide
and about 0.1 to 100% inorganic iodate, both based on
added iodine.
22. A film-forming emulsion of claim 8 comprising
(a) a substantially water resistant film—forming co-
polymer phase comprising
about 50 to 60% by weight of iso-octyl acrylate
based on the total copolymer weight,
about 35 to 45% by weight of methyl methacrylate ’
based on the total copolymer weight,
and about 5 to 10% by weight of N-Vinylpyrroli-
done based on the total copolymer weight;
(b) about l—2% of iodine_based on total emulsion
weight; .
(c) an effective amount of an emulsifying agent;
(d) about 55 to 85% by weight of water based on total
emulsion weight; g
(e) about 5 to 100% by weight of iodide based on
added iodine; and _
(f) about 2.5 to 20% by weight of iodate based on
added iodine. -
1 i II it t
UNITED STATES PATENT AND TRADEMARK OFFICE
i CERTIFICATE OF CORRECTION
PATENTNU. : 4,973,527
DATED 3 December 18, 1990
INVENTORS): Brink et a1_
It is certified that error appears in the aboveidentified patent and that said Letters Patent is hereby
corrected as shown below:
Col. 12, line 19, "6 g." should be --66 g.--.
Col. 13, bottom table, Example No. 30 under column KI/water,
"0.20/2.3" should be —-0.20/3.0——.
Col. 15, line 1, "19 95" should be --19.95--.
Col. 18, table, Example 43, columns should be:
1%, 0.25%, 0.1%, 20%, >150
delete next line "0.1%".V
Signed and Sealed this
Thirteenth Day of July, 1993
MICHAEL K. KIRK
Arresting 0 icer Acting Comnzissioner of Patents and Trademarks
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