A Review of Block Polymer Surfactants
IRVING R. SCHMOLKA, BASF Wyandotte Corp., Wyandotte, MI 48192
ABSTRACT AND SUMMARY
addition first o f p r o p y l e n e oxide and then ethylene oxide
to a low molecular weight water-soluble organic c o m p o u n d ,
propylene glycol. The h y d r o p h o b e is the inner p o l y o x y propylene glycol which changes from a water soluble- to a
water insoluble- p o l y m e r as the molecular weight goes
above 750. The a d d i t i o n o f ethylene oxide in the final step
provides water solubility to the molecule. In this-series, as
in all other syntheses to be presented, the o x y a l k y l a t i o n
steps are carried o u t in the presence of an alkaline catalyst,
generally sodium or potassium hydroxide. The alkaline
catalyst is then neutralized and usually removed from the
final product. The equations representing this synthesis are
shown in Figure 1.
When the o r d e r of a d d i t i o n o f the alkylene oxides is
reversed, the m e r o x a p o l series is produced (3), as shown by
the equations in Figure 2.
In this series, e t h y l e n e glycol is the initiator. It is
informative to n o t e the essential important differences
between the p o l o x a m e r and the m e r o x a p o l structures. This
should be kept in m i n d when physical properties o f the two
series are c o m p a r e d with each other. The p o l o x a m e r structure is terminated b y two p r i m a r y h y d r o x y l groups, while
the meroxapol series has secondary h y d r o x y l groups at the
ends. In the p o l o x a m e r series the h y d r o p h o b e is on the
inside, while the corresponding m e r o x a p o l has the hydrophobe split in two, each half o f which is on the outside of
the surfactant. This is illustrated in Figure 3.
A slightly different structure is exhibited b y the 'poloxamines, which are p r e p a r e d (4) from an ethylenediamine
initiator. These resemble the poloxamers in having the same
sequential order o f a d d i t i o n o f alkylene oxides. Their
synthesis is shown in Figure 4.
Structurally, the p o l o x a m i n e s differ from the other
polymers in that t h e y have four alkylene oxide chains,
rather than two, since four active hydrogens are present in
the initiator. These surfactants also differ from the other
polymers in that t h e y contain two tertiary nitrogen atoms,
at least one of which is capable o f forming a quaternary salt
(5). These p o l y m e r s are also terminated by primary hydroxyl groups.
The fourth series o f surfactants to be discussed are the
PLURADOT polyols. Currently there is no n o n p r o p r i e t a r y
name assigned to this family of polymers. These surface
active agents can be p r e p a r e d (6) from a low molecular
weight trifunctional alcohol, such as glycerine or trimethyl-
A brief historical review of four series o f c o m m e r cially available b l o c k p o l y m e r surface-active a g e n t s the P L U R O N I C R, T E T R O N I C R, P L U R A D O T R, and
P L U R O N I C R R p o l y o l s - i s presented. A comparison
is made o f the physical properties within each series,
in the form o f trend lines. These parameters encompass solubility, rate of solubility, wetting, foaming,
defoaming, emulsification, thickening, cleansing, and
t o x i c i t y . The physical p r o p e r t y relationships which
depend u p o n variation in the h y d r o p h o b e molecular
weight and variation in the hydrophile h y d r o p h o b e
balance are shown to be similar in each series o f surf a c t a n t s . Differences among the four series of
polymers, where t h e y exist, are seen to vary from
little to significant. The m a n y controversial articles
on the micellar nature of the block p o l y m e r s and
their critical micelle concentrations are examined.
Considerations o f the i m p o r t a n t physical properties
which lead to practical applications are discussed.
S o m e o f the more i m p o r t a n t newly developed
p o t e n t i a l uses o f these p o l y m e r i c surfactants are then
described in various application areas, including the
cosmetic, medical, paper, pharmaceutical, and textile
industries.
INTRODUCTION
A b l o c k p o l y m e r nonionic surfactant is a surface active
agent prepared by the sequential addition o f two or more
alkylene oxides t o a low molecular weight water-soluble
organic c o m p o u n d containing one or more active hydrogen
atoms. It is the p u r p o s e of this review to c o m p a r e the
physical p r o p e r t i e s of four different groups o f commercially available b l o c k p o l y m e r surfactants and to discuss
some of their most recent industrial applications. The block
p o l y m e r surfactants t o be reviewed include the PLUR O N I C R, P L U R O N I C R R, TETRONIC R, and the
P L U R A D O T R polyols. The corresponding n o n p r o p r i e t a r y
names o f the first three are p o l o x a m e r , m e r o x a p o l , and
p o l o x a m i n e , ( 1 ) respectively.
SYNTHESIS
The p o l o x a m e r s are synthesized (2) b y the sequential
CIH3
C-H3 (OH-)
CIH3
HOCHCH2OH + (b-l) CHCH2
>HO(CHCH20)bH
\/
O
CH3
HO(CHCH20)bH + (2a) CH2CH 2
x /
O
> HO(CH2CH20)a(CHCH20)b(CH2CH20)aH
FIG. 1. Poloxamer Synthesis
HO-CH2CH2-OH + (n-l) CH2--CH2
(OH-)
>HO-(CH2CH2-O)nH
-o'
CH 3
I
HO-(CH2CH2-O)nH + 2b CH--CH 2
%, J
O
> H(O-CH-CH2)b-(OCH2CH2)n-(CH2-CHO)bH
FIG. 2. Meroxapol Synthesis
110
MARCH, 1977
SCHMOLKA: BLOCK POLYMER SURFACTANT
Meroxapol
I
1
Poloxamer
IF o l
o
ol
FIG. 3.
/0~
(OH-)
H2N-CH2CH2-NH 2 + 4b CH 2 - C H - C H 3
>
OH
I
(CH 3CHCH2)b~
OH
I
/ (CH 2CHCH3)b
NCH2CH2N~
(CH37HCH2)b /
(CH27HCH3)b
OH
OH
~0
(OH-)
HYDROPHOBE + 4a CH2-CH 2
>
H(C2H40)a(CaH60)b
/(C3H60)b(C2H40)aH
~NCH2CH2N
H(C2H40)a(C3H60)b /
~(C3H60)b(C2H40)aH
explained. As seen in Table I, which illustrates the
p o l o x a m e r series, the first two digits of a p o l o x a m e r , when
multiplied by 100, indicate the a p p r o x i m a t e h y d r o p h o b e
molecular weight. The last digit, when m u l t i p l i e d b y 10,
gives the percent of ethylene oxide in the molecule, the
balance being p r o p y l e n e oxide.
The m e r o x a p o l series is shown in Table II. The first two
digits, when m u l t i p l i e d by I 0 0 , give the t o t a l m o l e c u l a r
weight o f the t w o p o l y o x p r o p y l e n e glycol h y d r o p h o b e s .
The last digit, multiplied by 10, gives the percent ethylene
oxide in each polymer. In this respect the m e r o x a p o l
n o m e n c l a t u r e system resembles the p o l o x a m e r system.
The p o l o x a m i n e series is described in Table III. The
same system is used with the poloxamines as with the
previous two series. The last digit, multiplied b y 10, gives
the percent e t h y l e n e oxide in the final molecule, while the
first t w o digits are indicative of the h y d r o p h o b e m o l e c u l a r
weight. The zero was included so as to minimize confusion
with the p o l o x a m e r numbering system.
The last series, the P L U R A D O T polymers, is shown in
Table IV.
The exact relative percentages of ethylene and p r o p y l e n e
oxides in the h y d r o p h o b e and the h y d r o p h i l e in this series
a r e p r o p r i e t a r y information. However, f r o m physical
p r o p e r t y data, specifically cloud points, it can be seen that
the larger the s e c o n d digit, the greater is the t o t a l percent
of e t h y l e n e oxide in the molecule. As seen in the table, the
larger the first digit, the greater is the h y d r o p h o b e molecular weight.
PHYSICAL PROPERTI ES
FIG. 4. Poloxamine Synthesis
~C3H60. ~
R(OH)3+3n ~C2--~-~40~ (>I)
111
(OH-)
>
R[O(C3H60/C2H40)nH] 3
~ C2H40 .~
(OH-)
R[O(C3H60/C2H40)nH] 3 + 3m \C3-C--~-~} (>1)
>
R [O( C 3H 60/C 2 H40 )n-( C2 H40/C 3H60 )mH ] 3
FIG. 5. Pluradot Polyol Synthesis
olpropane, which is o x y a l k y l a t e d initially with a blend of
p r o p y l e n e and ethylene oxides, but mostly with propylene
oxide, to form the h y d r o p h o b e . This is followed b y oxyalkylating with a blend of ethylene and propylene oxides,
but mostly with ethylene oxide, to form a hydrophile. This
synthesis scheme is shown in Figure 5.
This group o f surfactants has three chains, one more
than the p o l o x a m e r and m e r o x a p o l series, b u t one less than
the p o l o x a m i n e polymers. Because o f the slower rate of
reaction o f p r o p y l e n e oxide, c o m p a r e d to ethylene oxide, it
is suggested that the terminal h y d r o x y l group is composed
primarily o f secondary h y d r o x y l groups rather than of
primary h y d r o x y l groups.
Obviously there are no chemical differences within any
one series of p o l y m e r i c surfactants. A m o n g the four series,
there are two differences. (1) The presence of the two
tertiary nitrogen a t o m s in the poloxamines and their
absence in the o t h e r polymers, and (2) the terminal
secondary or primary h y d r o x y l groups, as mentioned
previously.
NOMENCLATURE
Since there are more than seventy-five different polymeric surfactants, the nomenclature of each system will be
Cloud Point
Major differences in physical properties are seen to exist
within any one series. In addition, when one c o m p a r e s one
series with another, some differences and some similarities
are readily apparent. All four nonionic series are alike in
that t h e y derive their solubility in water from h y d r o g e n
b o n d f o r m a t i o n between the m a n y ether o x y g e n atoms
present and p r o t o n s in the water. When the t e m p e r a t u r e of
a solution of a nonionic surfactant is raised, the h y d r o g e n
b o n d is b r o k e n and the nonionic clouds out o f solution.
This is k n o w n as the cloud point. F o r p o l o x a m e r s , the 1%
cloud p o i n t ranges from a low of 14 C t o a high of 100 C.
This latter figure is for the most h y d r o p h i l i c p o l y m e r s containing 80% e t h y l e n e oxide. In contrast, the m e r o x a p o l s
have a n a r r o w e r cloud p o i n t range. The i m p o r t a n t difference w o u l d be the lowered cloud p o i n t with the most
h y d r o p h i l i c members, those that contain 80% ethylene
oxide. The p o l o x a m i n e s resemble the p o l o x a m e r s in this
property,
s i n c e t h e y are structurally similar. The
P L U R A D O T p o l y m e r s have the lowest m a x i m u m cloud
p o i n t p r i m a r i l y because the m o s t h y d r o p h i l i c m e m b e r s have
a l o w e r e t h y l e n e oxide c o n t e n t t h a n the 80% e x h i b i t e d b y
the o t h e r series, and perhaps, p a r t l y due to the presence of
some p r o p y l e n e oxide in the terminal h y d r o p h i l e . These
data are shown in Table V.
Water Solubility
Within any one series, as the percent o f e t h y l e n e oxide
increases, or the molecular weight of the h y d r o p h o b e
decreases, the solubility in water increases. This is true for
all f o u r series.
Within any one series, the rate o f solubility o f a p o l y m e r
in water decreases as the h y d r o p h o b e m o l e c u l a r weight
increases. In a comparison of the rate o f solubility in water
of t w o similar polymers, one with the h y d r o p h i l e on the
outside, p o l o x a m e r 188, and the o t h e r with the h y d r o p h i l e
on the inside, mero~/apol 17R8, the latter h a d a faster rate
of solubility t h a n the former.
In a n o t h e r comparison b e t w e e n t w o p o l y m e r s with a
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J O U R N A L O F T H E A M E R I C A N O IL C H EMIS TS ' S O C I E T Y
VOL. 54
TABLE I
P o l o x a m e r Series
Hydrophobe
molecular
weight
4000
3250
2750
2250
2050
1750
1200
950
401
331
402
403
333
407
334
284
234
282
231
181
212
182
122
183
123
184
124
20
30
40
101
10
335
235
215
185
338
288
238
237
217
188
105
108
50
60
70
80
% Ethylene oxide
TA B LE II
Meroxapol Series
Hydrophobe
molecular
weight
31RI
25R1
17R1
31R2
25R2
17R2
10
3100
2500
1700
1000
20
31R 4
25R4
17R4
25R5
25R8
17R8
10R8
10R5
30
40
50
60
70
80
% Ethylene oxide
TABLE 111
P o l o x a m i n e Series
Hydrophobe
molecular
weight
1501
1301
1101
901
701
1502
1302
1102
10
6750
5750
4750
3750
2750
1750
750
20
1504
1304
1104
904
704
504
304
702
30
40
1508
1307
1107
908
707
50
60
70
80
% Ethylene oxide
similar molecular weight and the same ethylene oxide/
p r o p y l e n e oxide ratio, the t e t r a f u n c t i o n a l p o l y m e r , poloxamine 707, was f o u n d to dissolve more rapidly than the
difunctional p o l y m e r , p o l o x a m e r 407. This suggests that
the length of the p o l y m e r chain has an effect on the rate of
solubility.
This is substantiated when one compares the rate of
solubility, within any one series, of a group of polymers
with the same ethylene o x i d e / p r o p y l e n e oxide ratio, but of
varying molecular weight. It has been f o u n d that the larger
the molecular weight of the h y d r o p h o b e , the slower is the
rate of solubility.
No solubility rate comparisons have been carried out
with the P L U R A D O T polymers.
Oil Solubility
None of the poloxamers is soluble is mineral oil. However, b y placing the p o l y p r o p y l e n e glycol h y d r o p h o b e on
the outside o f the molecule, it is o f interest t o note that
m a n y of the m e r o x a p o l p o l y m e r s do exhibit m o d e r a t e
solubility in this lipophilic solvent. The p o l o x a m i n e and
P L U R A D O T p o l y m e r s are also insoluble in mineral oil. This
is t o be e x p e c t e d , since they m o r e closely resemble the
p o l o x a m e r than the m e r o x a p o l structure.
The solubility characteristics of the four series of
p o l y m e r s in an organic solvent, such as p r o p y l e n e glycol,
are quite similar. The higher the h y d r o p h o b e molecular
T A B L E IV
P l u r a d o t H A Series
Increasing
hydrophobe
molecular
w e i ght
l
510
520
530
540
550
410
420
430
440
450
Low
High
% Ethylene oxide
TABLE V
1% Cloud Point, ~
Surfactant
Minimum
Maximum
A
Poloxamer
Meroxapol
Poloxamine
Pluradot
14
25
15
25
100
99
100
77
86
74
85
52
weight, the less soluble is the polymer. Also, those polymers with a high percentage of ethylene oxide or a high
percentage of p r o p y l e n e oxide, everything else being equal,
are less soluble in p r o p y l e n e glycol than those p o l y m e r s
which have an ethylene oxide c o n t e n t o f between 40 and
60%.
MARCH, 1977
113
SCHMOLKA: BLOCK POLYMER SURFACTANT
T A B L E VI
P o l o x a m i n e W e t t i n g Times, a Sec.
Hydrophobe
molecular
weight
6750
5750
4750
3750
2750
1750
51
30
15
84
48
37
88
185
>360
38
10
20
30
40
>360
>360
50
60
70
80
% Ethylene oxide
a D r a v e s t e s t , 3 g H o o k , 0 . 1 % s o l u t i o n , 2 5 C.
T A B L E VII
M e r o x a p o l D y n a m i c F o a m H e i g h t s , 25 C a
Hydrophobe
molecular
weight
3100
2500
1700
1000
15
40
115
40
45
195
10
20
215
260
300
125
110
145
125
260
30
40
S0
60
70
80
% Ethylene oxide
a F o r 0 . 1 % s o l u t i o n at 4 0 0 m l / m i n f l o w r a t e .
Wetting
In each of the p o l y m e r series, the same wetting trend is
observed in that wetting time, as measured by the Draves
test for a 0.1% solution at 25 C, decreases as the percent
hydrophile decreases. Also as the molecular weight of the
hydrophobe increases, the wetting time decreases. However,
above a certain limit, which varies with each series, there is
no decrease in the wetting time as the hydrophobe molecular weight increases. This is exemplified in Table VI, by
the poloxamine series, which shows that wetting time
reaches a m i n i m u m as the hydrophobe molecular weight
increases from 750 to 4750 but then rises slightly as the
molecular weight increases further to 6750.
Foaming
Within each series, the foam property reaches a maximum at a different ethylene oxide/propylene oxide ratio.
With the meroxapols, m a x i m u m foam height, at 25 C, is at
a 40:60 ethylene oxide/propylene oxide ratio, but at 49 C,
the m a x i m u m shifts to a 50:50 ratio. The poloxamers
exhibit m a x i m u m foam at a slightly higher ethylene oxide/
propylene oxide ratio, namely 60:40, at 49 C. From data
on the limited n u m b e r of polymers prepared in the poloxamine series, it appears that foam is maximized between the
40:60 and 7 0 : 3 0 ethylene oxide/propylene oxide ratios.
Foam values in the P L U R A D O T series increase as the cloud
point of the p o l y m e r increases. However, the limited
n u m b e r of polymers makes it impossible to draw any valid
conclusions. F o a m properties of each surfactant series
increase and t h e n decrease slightly, as the hydrophobe
molecular weight increases. This is exemplified in Table VII
where the n u m b e r s represent millimeters of foam generated
at a 400 m l / m i n flow rate in the dynamic foam machine for
the meroxapols.
However, the biggest difference in foam properties is
found in a comparison of the foam properties of the two
series which have terminal hydrophile groups, the poloxamers and the poloxamines, with the meroxapols, where
the h y d r o p h o b e groups are on the outside. The latter series
exhibits little or n o foam, even by its most hydrophilic
members. As an example, a 0.1% solution of p o l o x a m e r
188 has a foam value of 600 m m at 40 C at a 400 m l / m i n
dynamic flow rate, while its meroxapol counterpart, 17R8,
has a foam height of only 44 mm, u n d e r the same conditions. Poloxamer and poloxamine foam heights appear
comparable for comparable polymers. Thus, for example,
poloxamer 407 has a foam value of 160 m m at a 200 ml
flow rate, while poloxamine 707 has a foam value of
180 mm, u n d e r identical test conditions.
For defoaming properties, all four series resemble each
other in that the highest propylene oxide/ethylene oxide
ratio surfactants are very effective defoamers and n o t r e n d
lines can be drawn or large differences noted. If any generalization can be drawn, it might be that the meroxapols
appear to be better defoamers than their corresponding
poloxamers.
EMULSIFICATION
Attempts to correlate emulsification properties with
ethylene oxide/propylene oxide ratios and h y d r o p h o b e
molecular weights have n o t been very successful. Within
any one series, the higher molecular weight h y d r o p h o b e s
are generally better emulsifiers than their lower molecular
weight homologs. Some of the poloxamers appear to be
better emulsifying agents for mineral oil or f l u o r o c a r b o n s
in aqueous systems than the meroxapol or p o l o x a m i n e
polymers, while several of the latter appear superior for
preparing stable emulsions of glyceryl trioleate in water.
However, no trend lines can be presented.
Thickening
The thickening power of each series of surfactants in
w a t e r increases as the h y d r o p h o b e molecule weight
increases and as the ethylene oxide/propylene oxide ratio
increases.
The available data, b u t n o t shown here, indicate that the
meroxapol and P L U R A D O T series do n o t form gels at a n y
concentrations in water, whereas only 20% o f either
poloxamer 407 or p o l o x a m i n e 1508 is needed to form a
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JOURNAL OF THE AMERICAN OIL CHEMISTS' SOCIETY
VOL. 54
strong gel. In comparison, a 20% solution of p o l o x a m e r
403, p o l o x a m e r 188, p o l o x a m i n e 1504, or p o l o x a m i n e 908
is a fluid liquid at r o o m temperature.
Cleansing
Because of the varying nature o f substrates, soils, cleaning conditions, and t y p e s of e q u i p m e n t used, n o one trend
line can be drawn which would best describe the cleaning
properties of the four series o f b l o c k p o l y m e r surfactants.
Toxicity
Within any one series the t o x i c i t y o f a b l o c k p o l y m e r
surfactant decreases as the ethylene o x i d e / p r o p y l e n e oxide
ratio increases and as the molecular weight of the hydrop h o b e increases. This has been shown by the acute oral
L D s 0 values for the p o l o x a m i n e and m e r a x o p o l series.
Most values are very high, generally =>5 g/kg, which is at the
lower limit of the slightly toxic class in the classification
s c h e m e given in Clinical T o x i c o l o g y of Commercial
Products (I 2). It is n o t valid to c o m p a r e the t o x i c i t y of any
one series with another.
FIG. 6. Suggested poloxamer micelle configuration.
Critical Micelle Concentrations (CMC)
The early published reports (13-15) on the s t u d y of
micelle f o r m a t i o n o f b l o c k c o p o l y m e r s of ethylene and
p r o p y l e n e oxides claimed that these surfactants did not
form micelles, in contrast to the o x y e t h y l a t e d f a t t y alcohols or alkylphenols. However, Becher (16) r e p o r t e d that
the CMC for p o l o x a m e r 182 was 2.4 wt % while Ross and
Olivier (17) r e p o r t e d the CMC for p o l o x a m e r 184 to be
0.026 wt %. Subsequently, Williams and Graham (private
c o m m u n i c a t i o n ) d e t e r m i n e d critical micelie concentrations
for several o f the p o l o x a m e r s , using surface tension depression methods. This c o n t r o v e r s y as to whether or n o t the
p o l o x a m e r s form micelies was e x a m i n e d once again when
Schmolka and R a y m o n d used a differential dye absorption
technique (18) and verified the existence of micelles. The
values t h e y obtained, n a m e l y t h a t the poloxamers had
critical micelle c o n c e n t r a t i o n s in the range o f 3.0 to
11.0 #tool per liter, agreed closely with the data previously
f o u n d by Williams and Graham.
At a b o u t this time, Saski and Shah (19), using three
different techniques, r e p o r t e d considerably higher critical
micelle concentration values for the poloxamers. These
were 2.4, 2.2, and 0.1 wt % respectively, for p o l o x a m e r s
182, 184, and 188. On the o t h e r hand, Sheth (20) r e p o r t e d
a critical micelle c o n c e n t r a t i o n value for p o l o x a m e r 188 of
0.2 wt %, by means o f surface tension depression.
This confusion on CMC values has been c o m p o u n d e d
even further. Thus, A n d e r s o n (21) has reported, using the
same surface tension depression m e t h o d , that the critical
micelle concentration values for p o l o x a m e r s 181, 182, and
1 8 8 w e r e significantly lower t h a n those previously
r e p o r t e d . Anderson also used the differential dye absorption technique with b e n z o p u r p u r i n 4B and iodine m e t h o d s
t o s t u d y this problem, b u t claimed that, due to interaction
o f the iodine and dye with the polymers, resulting in
increases in absorbance, these m e t h o d s would not p e r m i t a
satisfactory d e t e r m i n a t i o n o f the critical micelle concent r a t i o n values of the b l o c k c o p o l y m e r surfactants.
Nuclear magnetic resonance has been used (22) to s t u d y
the interaction o f p o l o x a m e r 188 and phenol. Starting with
l o w phenol concentrations, up t o 2%, in a I0% aqueous
p o l o x a m e r 188 solution, the authors r e p o r t e d that the
p h e n o l was associated mainly with the p o l o x y p r o p y l e n e
chain. However, as the ratio o f p h e n o l to p o l o x a m e r
increased, it a p p e a r e d that the p o l y o x y p r o p y l e n e chain
b e c a m e saturated with p h e n o l and relatively more phenol
e n t e r e d the p o l y o x y e t h y l e n e chain. The authors c o n c l u d e d
t h a t this indicated the presence o f micelles in the p o l o x a m e r phenol water system. However, t h e y suggested t h a t
FIG. 7. Suggested poloxamer micelle configuration.
the micelle would not necessarily be aggregates of cop o l y m e r molecules as is f o u n d with other types of surfactants, but consisted o f one molecule with the poloxyethylene chains rolled a r o u n d the p o l o x y p r o p y l e n e region.
This is illustrated in Figure 6.
The solution properties o f several of the poloxamers
were studied in water as well as in a nonaqueous solvent,
such as benzene, dioxane, and b u t y l chloride. Considerable
difference was found (23) b e t w e e n the weight and numberaverage molecular weight o f the p o l o x a m e r micelles, as
determined by light scattering and t w o methods of measuring vapor pressure lowering. The n u m b e r of molecules per
miceile found by light scattering varied, for example, for
p o l o x a m e r 188, from 1.5 to 8 in the various solvents and
less widely for p o l o x a m e r s 108 and 338. The authors coneluded that the poloxamers with a molecular weight below
2000, such as 101 and 105, failed to associate in benzene
whereas higher molecular weight homologs, such as poloxamers 108 and 188, did.
In order to meet the r e q u i r e m e n t s of 2-8 molecules per
micelle, it is suggested t h a t each surfactant molecule is
shaped like a horseshoe, and t h a t 2-8 interlocking horseshoe-shaped molecules form a micelle, as illustrated in
Figure 7.
The solid lines represent the molecules which lie in the
plane o f the paper, while those represented b y a d o t t e d line
are below and above the plane o f the paper. On the other
hand, the micellar molecular weight o f p o l o x a m e r 188, as
determined by light scattering, has been reported (24) to be
l0 s .
Two of the poloxamines have been reported to exhibit
micelles. Poloxamine 707 was f o u n d (18) to exhibit a
critical micelle concentration o f 0.005 wt % at 25 C, using
the differential dye a b s o r p t i o n technique. On the other
MARCH, 1977
SCHMOLKA: BLOCK POLYMER SURFACTANT
hand, the CMC value for p o l o x a m i n e 908 was found to be
0.06 w t % , using b o t h surface tension depression and
solubility methods.
Previous measurements were carried out at 25 C. Most
recently, the effects of t e m p e r a t u r e on the micellar properties of p o l o x a m e r 184 have been studied (25) over a range
of temperatures by surface tension and light scattering techniques. The authors r e p o r t e d t h a t at 25 C the micellar
molecular weight is 2656, which is close to the molecular
weight of 2900. However, at 30 C and 35 C, the authors
r e p o r t e d aggregation numbers of 5.9 and 29.9, respectively.
These results suggested to the authors that poloxamers
behave differently from o t h e r nonionic surfactants. First,
whereas other nonionic surfactant micellar sizes increase
with temperature, with the poloxamers there may be
temperature ranges within which no micelles form at all.
Secondly, the authors believed that the growth of aggregates to a stable size takes place over much wider concentration ranges than for o t h e r nonionic surfactants, and
lastly, the authors thought that the normal methods for
determining CMC values of the poloxamers were inaccurate.
Thus, one is led to conclude t h a t the micellar nature of the
block p o l y m e r surfactants and their critical micelle concentrations is a very c o m p l e x and confused subject.
APPLICATION AREAS
Many new and interesting industrial applications for the
block p o l y m e r nonionic surfactants have been developed,
just in the past five or six years alone.
Most o f these uses have been r e p o r t e d in publications
such as magazine articles or patents and are not proprietary
information. In reviewing these new applications, consideration will be given to the i m p o r t a n t physical p r o p e r t y
or properties which led to the selection of the block
polymer. No a t t e m p t will be made to present a complete
application picture, b u t rather only selected cases in just a
few industries will be described.
The first application area to be reviewed will be cosmetics. Obviously, the p r i m a r y reason for using block
p o l y m e r surfactants here is their absence of toxicity, but in
addition, o t h e r very specific physical properties are required.
A new dentifrice, designed for sensitive teeth, called
PROTECT, uses p o l o x a m e r 407 because it is a gelling agent.
The p o l o x a m e r / s o d i u m citrate combination was reported
(26) t o have a highly significant desensitizing effect, in
comparison with a control formulation of unknown composition. A n o t h e r desirable p r o p e r t y of the poloxamer in this
application is its absence o f any bitter taste. This is a new
p r o d u c t currently being m a r k e t e d in several locations in the
United States.
An alcohol-based m o u t h w a s h was reported stabilized
(27) by the addition of a p o l o x a m e r with an ethylene oxide
content of :>40%. The a d d i t i o n of the p o l o x a m e r prevents
the f o r m a t i o n of a cloudy appearance which would otherwise develop on standing. In this application, the lack of
taste of the p o l o x a m e r , plus its ability to solubilize water
insoluble aromatic flavors, are i m p o r t a n t considerations for
its use.
In the field of aerosol antiperspirants, it has been
r e p o r t e d (28) that the use of certain polyalkylene oxides,
including certain poloxamers, would prevent the staining of
clothing after repeated use o f the antiperspirant formulation. The nonirritating properties, plus the solubilizing
action, would be responsible for selecting the block
p o l y m e r surfactants in this application. In the same type of
aerosol p r o d u c t , the a d d i t i o n o f a p o l o x a m e r to the formulation was r e p o r t e d (29) to prevent formation of lumps in
storage. The dispersing p r o p e r t i e s of the poloxamer are
believed to be the reasons for its selection in this application.
115
Many new applications in the medical field have been
r e p o r t e d , and only a small n u m b e r can be described here.
The use of poloxamers with at least 50% e t h y l e n e oxide
c o n t e n t has been reported (30) in a new process for the
p r e p a r a t i o n of a stable and c o n c e n t r a t e d antiserum from
h u m a n or animal plasma and serum, b y fractional precipitation.
At b e l o w r o o m t e m p e r a t u r e conditions, the
p o l o x a m e r selectively precipitates the p r o t e i n fractions in
various molecular weights. This p r e c i p i t a t i o n is due to the
ability o f the two macromolecules, the p o l y m e r i c poloxamer and the b l o o d proteins, to form insoluble complexes
at low temperatures. The c o m p l e x e s are then readily separated and purified.
Several p o l o x a m i n e s and their tetraesters have been
f o u n d (31) to be useful as h y p o c h o l e s t e r o l a e m i c agents in
animals and man. The starting p o l o x a m i n e s have a maxim u m e t h y l e n e oxide c o n t e n t of 30% and the h y d r o p h o b e
molecular weight lies between 2250 and 3250. A dramatic
r e d u c t i o n in b l o o d serum cholesterol levels was r e p o r t e d
when the p o l y m e r s were regularly i n c o r p o r a t e d in the diet.
It is suggested that the ability of the p o l o x a m i n e or its
esters to solubilize the sterol is the reason for this useful
application.
The clinical use o f p o l o x a m e r 188 as an emulsifying
agent for a p e r f l u o r o o c t y l b r o m i d e emulsion, useful as a
r a d i o p a q u e m e d i u m for contrast studies in medicine, is a
relatively new development (32). The radiographs are
equally as effective as, or more effective than, those
o b t a i n e d with organic i o d i d e c o m p o u n d s and b a r i u m
sulfate. The p o l o x a m e r was selected because o f its a b i h t y to
function as an emulsifying agent, and due to its lack of
t o x i c i t y , including its n o n t h r o m b o g e n i c properties.
In a similar application, p o l o x a m e r 188 has been the
emulsifying agent o f choice in the artificial b l o o d program,
for preparing stable emulsions o f f l u o r o c a r b o n in physiological saline (33).
An antiseptic skin cleaning f o r m u l a t i o n based u p o n
chlorhexidine gluconate has been developed (34) containing
25% p o l o x a m e r 187. A p r o b l e m is o f t e n e n c o u n t e r e d in
h a n d wash formulations, n a m e l y t h a t the cationic or antiseptic is inactivated in the micelles o f the surfactant being
used. This was eliminated b y using a p o l o x a m e r as the
wetting agent because, of all the nonionics tested, it
e x h i b i t e d the least inactivation of the chiorhexidine. The
187 grade was selected because it e x h i b i t e d the highest
foam. The 25% concentration was used in o r d e r to provide
suitable f o a m viscosity and washing p r o p e r t i e s in the final
product.
A m e t h o d for enhancing drug or antibiotic levels in the
b l o o d has been r e p o r t e d (35) b y oral administration of a
capsule containing the drug and a p o l o x a m e r . Gastrointestinal h y p o m o t i l i t y is i n d u c e d and as a result o f the
delayed gastrointestinal transport, dwell time in the u p p e r
p o r t i o n of the gastrointestinal tract is increased. This is
desirable since drugs are preferentially a b s o r b e d in the
u p p e r G.I. tract. The properties associated with the selection o f a p o l o x a m e r , which contains from 5-80% ethylene
oxide, no d o u b t include absence of b i t t e r taste, lack of
t o x i c i t y , and its rate of solubility.
The effective c o n t r o l o f bloat in b e e f cattle during feeding lot fattening, was r e p o r t e d (36) to be c o n t r o l l e d when
the cattle were fed a high c o n c e n t r a t i o n of a feed lot bloat
inducing ration for an e x t e n d e d p e r i o d of t i m e and concurrently fed a bloat controlling c o m p o u n d , such as p o l o x amine 1501 or P L U R A D O T H A 520, t o g e t h e r with a water
soluble salt of a d i m e t h y l d i a l k y l q u a t e r n a r y a m m o n i u m
compound.
P o l o x a m e r 188 has been used (37) to s t u d y the developm e n t o f t u m o r metastasis in rats. T r e a t m e n t o f rats, which
had been intravenously administered t u m o r cells, with the
p o l o x a m e r decreased the incidence o f p u l m o n a r y metastasis
1 16
JOURNAL OF THE AMERICAN OIL CHEMISTS' SOCIETY
f r o m 85.3% in the control to only 16.1%. The p01oxamer
p r o p e r t y believed responsible for this application is its
ability to prevent microvascular sludging of red cells, as well
as its lack o f toxicity. This is but one of a few hundred
articles in various medical and pharmaceutical journals
which describe the use of a p o l o x a m e r being studied in a
research project.
In the paper industry, the preparation o f a single transfer
coating for paper utilized a p o l o x a m e r on a production
scale (38). P o l o x a m e r 182 was used as the wetting and
dispersing agent to apply a coating on a backing surface of
the paper sheet. Afte r drying, the coating is tested for
transfer properties by typing the front surface o f the sheet
with a second u n t re a te d sheet in facial c o n t a c t with the
coating. The second sheet was f o u n d to apply a transferred
copy which had a sharp blue image and offered good
smudge resistance.
It has been reported (39) that the moisture level in.a
sheet of cellulose, such as paper, can be stabilized by using
a polyalkylene oxide as a stabilizing agent and a p o l o x a m e r
to enhance the rate o f absorption of the polyglycol by the
sheet material. Using p o l y o x y e t h y l e n e glycols of molecular
weights varying from 400 to 4000, a dramatic decrease
occurred in the time needed to saturate the sheet, from
more than 2 min t o less than 5 ser u p o n addition o f the
block polymer. The wetting properties o f the poloxamers
proved useful in this application.
The textile industry has recognized the antistatic properties of the p o l o x am i n e s and their derivatives. This is due
to the following: (a) the presence o f the t w o pairs of
unshared electrons on the tertiary nitrogen atoms provides
a slight cationic effect; (b) the p o l o x a m i n e branched structure more readily lends itself to crossllnking and increased
viscosity, and (c) the superior p o l o x a m i n e th e r m a l stability
is believed to be due to the ability to form amine oxides
u p o n oxidation. H y d r o p h o b i c fibers having antistatic
properties were made (40) by incorporating an ester of a
dibasic acid with a p o l o x a m i n e having up to 30% propylene
oxide at a mol wt of 2 0 0 - I 0 0 0 0 into the spin bath prior to
spinning the n y l o n fiber.
A p o l o x a m i n e having a mol wt b e t w e e n 4000-135,000
has been r e p o r t e d (41) to give excellent antistatic action in
n y l o n 6 when used at 1-12%, based on the weight o f the
nylon. The fibers showed excellent antistatic activity
through 25 washes.
An effective antistatic agent giving improved performance to nylon was obtained (42) by chain e x t e n d i n g a
p o l o x a m i n e with a diepoxide or a diisocyanate. Even better
antistatic effectiveness was reported achieved by further
reaction with a sulfuric acid derivatives, such as sodium
paratoluene sulfonate. This increased the viscosity of the
polymer, thus making it more compatible with the high
viscosity n y l o n melt prior to spinning.
A novel m e t h o d for softening laundry was reported (43)
by t u m b l i n g it in a damp state with coated polystyrene
foam spheres. By dip-coating the spheres in a blend o f a
p o l o x a m e r 407, sodium tallow alcohol sulphate slurry, and
ethyl alcohol, the softener was readily transferred to the
laundry while tumbling in a dryer.
I m p r o v e d lubricating oil compositions containing lubricating viscosity and conventional gear oil and hydraulic oil
additives m a y be obtained (44) by i n c o r p o r a ti n g relatively
small amounts, as little as 0.01%, of a p o l o x a m i n e with a
VOL. 54
molecular weight range o f 1650-15000 and an ethylene
oxide co n t en t of about 10-50%. The poloxamine addition
serves to improve the oil compositions by giving improved
rust protection, by a standardized test, by improving rate of
demulsibility in a standard demulsification test, and by
giving less emulsion sludge in a standard engine test. The
surfactant properties reponsible for this i m p r o v e m e n t
i n c l u d e its wetting, interracial tension lowering, a n d
dispersing abilities.
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[ Received August 18, 1976]