Synthesis of acrylate functional telechelic poly(lactic acid) oligomer by transesterification
Synthesis of acrylate functional telechelic poly(lactic acid) oligomer by transesterification
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10.1023/A:1008948325177
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J O U R N A L O F M AT E R I A L S S C I E N C E : M AT E R I A L S I N M E D I C I N E 1 1 ( 2 0 0 0 ) 5 0 5 ± 5 1 0
Synthesis of acrylate functional telechelic
poly(lactic acid) oligomer by transesteri®cation
Â
GE RALDINE COULLEREZ, CHRISTIAN LOWE, PETER PECHY 1 , HANS HENNING
È
KAUSCH, JO NS HILBORN*
Polymers Laboratory, Materials Department, 1Physical Chemistry Institute, Swiss Federal
Institute of Technology, CH-1015 Lausanne, Switzerland
E-mail: joens.hilborn@ep¯.ch
The controlled synthesis of low molecular weight (Mn from 700 to 10 000 g/mol) poly(lactic
acid) (PLA) telechelic oligomers end-capped with acrylate groups by a one-step reaction was
investigated. A transesteri®cation reaction was carried out in solution with a Lewis acid
titanium catalyst using a high molecular weight PLA and a low molar mass diacrylate. Endfunctionalization was demonstrated by proton NMR spectroscopy which was also used for
quantitative analysis and number average molecular weight determination using the ratio
between the acrylic chain ends to the main groups of poly(D,L-lactic acid). The formation of
low molar mass oligomers from high molecular weight poly(lactic acid) was veri®ed by gel
permeation chromatography. Matrix-assisted laser desorption ionization time-of-¯ight mass
spectrometry showed that the above oligomerization was accompanied by the formation of
cyclic compounds. By these means the feasability of a simple transesteri®cation for a
controlled synthesis of telechelic oligomers with molecular mass being a function of the
added amount of diacrylate has been demonstrated. The glass transition temperatures of the
elaborated oligomers varied from À 35 to À 5 C. Subsequent thermal crosslinking was
performed using benzoyl peroxide which enabled the formation of amorphous networks
with Tg's close to the body temperature of 40 C. Upon storage in a humid atmosphere the
initially fairly hard and brittle networks became, due to hydrolysis, progressively more
¯exible thus demonstrating the potential biodegradability of these materials.
# 2000 Kluwer Academic Publishers
1. Introduction
Over the last decade, biocompatible and biodegradable
polymers have become widely employed for medical
applications such as sutures, tissue scaffolds or drug
delivery [1, 2]. The bioabsorbable devices present clear
advantages compared with non-degradable polymers. No
additional operation is necessary to remove the implant
and hence postoperative complications are eliminated.
The most commonly used synthetic biodegradable
polymers for surgery and pharmaceutical applications
are the polyesters. Polyesters of glycolic, lactic,
hydroxybutyric acid (PGA, PLA and PHB, respectively)
and their copolyesters represent the main groups of
interest due to their favorable mechanical properties in
combination with low toxicity of the degradation
products [3] which are easily metabolized. The in vivo
degradation and tissue tolerance of these matrix
materials have been extensively studied demonstrating
their biocompatibility [4, 5]. Manipulation of their
physical properties and chemical composition may be
employed to achieve the desired rate of degradation and
the desired physico-chemical properties in vivo. These
properties are indeed strongly dependent on the chemical
structure, molecular weight and crystallinity of the
polymer considered.
However, for many biomedical applications, these
polymers exhibit limitations. Since these are saturated
polyesters they do not submit with ease to crosslinking,
rendering impossible any in-situ modi®cations and
control of their shapes or properties [6]. Moreover, in
semi-crystalline high molecular weight polymers, small
crystalline domains are undigestable residues for the
macrophages affecting their biocompatibility in a fashion
that may hinder their employment [7]. In order to control
the physico-mechanical properties of the biodegradable
materials, a modi®cation of the molecular structure and
chain length is a possible means to obtain new building
blocks for the production of segmented copolymers and
polymer networks with improved and tailored characteristics.
Among several approaches, the intentional synthesis
of end functional prepolymers is a valuable method for
the elaboration of new materials [8]. Concerning the
poly(lactic acid), the most ef®cient way of synthesis is
living ring-opening polymerization of the lactic acid
cyclic dimer usually initiated by coordination initiator
*To whom correspondence should be addressed.
0957±4530
# 2000 Kluwer Academic Publishers
505
such as metal alkoxides leading polymer with narrow
molecular weight distribution [9, 10]. The synthesis of
low molecular weight oligomers has also been described
earlier either by polycondensation of lactic acid [11] or
by hydrolytic degradation of the high molecular weight
PLA [12]. In addition, the use of functional initiators of
the living polyaddition reaction have proved to be very
successful [13±17] for the synthesis of end-reactive
telechelic oligomers or macromonomers. The chemical
structure and molecular weights of the polymers obtained
are highly in¯uenced by the occurrence of interchange
reactions at the ester bonds [18] leading to a random
cleavage of the main chain [19] and even rearrangements
of chiral units. Hiltunen et al. [20] have recently reported
on the preparation of lactic acid based telechelic
prepolymers and the mechanisms of the reactions. They
did also examine the effect of acid catalysts and
polymerization conditions on the resulting molecular
weight, physical properties and ester exchange reactions.
Several types of catalysts, acidic, basic or organometallic
compounds can favor these reactions [21].
Alternatively, the transesteri®cation can be a useful
reaction for the chemical modi®cation of high molecular
weight polyesters. Although this reaction is generally
described in polymer chemistry as a secondary reaction
occurring during polyester synthesis, in recent publications it appears as the main reaction. A statistical method
for the prediction of molecular weight and molecular
weight distribution for PLA transesteri®ed by poly(ethylene glycol) has been developed by Gallardo et al.
[22]. Hirt et al. [23] have studied the chemical
modi®cation of high molecular weight polyhydroxybutyrate (PHB) and the synthesis of telechelic macrodiols
by transesteri®cation. They have developed a procedure
using an excess of ethylene glycol as diol and dibutyltin
dilaurate as catalyst. Other examples include the
transesteri®cation for the elaboration of PHB macrodiols
with 1,10-decanediol or 2,2-dimethyl-1,3-propanediol
and p-toluenesulfonate or dibutyltin oxide as transesteri®cation agent and as catalysts [24, 25]. Unfortunately, in
both approaches, large excess of catalyst and coreactants
has been found necessary to push the conversion to a
desired molecular weight of the polyester.
The aim of this work is to prepare controlled molecular
weight telechelic oligomers. Speci®cally, acrylic end
groups are intended to be introduced in a one step
procedure by a transesteri®cation reaction starting from a
high molecular weight polyester and a low molecular
weight diacrylate. Such telechelic oligomers should be
susceptible to radical crosslinking to form potentially
biodegradable networks.
2. Experimental section
2.1. Materials
The PLA sample Resomer 207
Mn 128 900Y
I 2X09 was supplied by Boerhinger Ingelheim
(Germany). The transesteri®cation agents, ethylene
diacrylate (I) and tetra(ethylene glycol)diacrylate (II),
were purchased from Aldrich. Ethylene diacrylate was
used after vacuum distillation while tetra(ethylene
glycol)diacrylate was used as received.
The highly reactive titanium isopropoxide (Aldrich)
506
was used in a glove box under nitrogen. Toluene used for
the synthesis was dried by stirring with CaH2 for 15 h and
distilled under dry Ar atmosphere. The other solvents
( p.a.) where purchased from Fluka and used as received.
2.2. Characterizations ± measurements ±
methods
The molecular weights (Mn and Mw) and molecular
weight distributions (Mw/Mn) were determinated by gel
permeation chromatography (GPC) using a Waters
150 CV System equipped with differential refractometer
and viscosimeter detectors. For the separation of the low
molecular weight oligomers
Mw530 000 g/mol two
columns Plgel mixed-E (Polymer Laboratories) connected in series were applied (length 300 mm, diameter
7.5 mm, pore width 3 mm). For the PLA characterization
a series of Waters Ultrastyragel columns 103, 102, and
101 nm were used. Calibration was performed using
polystyrene standards. Methylene chloride was used as
the eluting solvent with a ¯ow rate of 1.0 ml/min at 30 C
using a polymer concentration of 1 mg/ml. The injection
volume was 200 ml.
Matrix-assisted laser desorption ionization (MALDI)
was performed using 3,5-dimethoxy-4-hydroxycinnamic
(DHBA) acid as matrix on a Perseptive Biosystems
Voyager RP mass spectrometer using a 337 nm nitrogen
laser, a 25 kV accelerating potential and a delayed
extraction of 300 ns. To 1 ml of the sample solution was
added 9 ml of the matrix solution and 1 ml thereof was
deposited on a gold-plated target and air-dried prior to
transfer into the mass spectrometer. The matrix solution
of DHBA was prepared with 10 mg/ml in H2 O/0.1%
tri¯uoroacetic acid : acetonitrile
2 : 1.
The chemical structure of the compounds was
determined by proton nuclear magnetic resonance
(NMR) spectroscopy on a Bruker AC±P200 spectrometer
at 200 MHz using deuteriochloroform as solvent and
tetramethylsilane as internal standard with a sample
concentration of 20 mg/ml.
Differential scanning calorimetry (DSC) was performed on a DSC 7 Perkin Elmer apparatus from À 50 to
100 C at a heating rate of 10 C/min. The glass transition
was determined from the second heating period as the
midpoint of the slope.
2.3. Synthesis of telechelic PLA oligomers
For the preparation of the telechelic PLA oligomers, a
solution of high molecular weight PLA was transesteri®ed with a diacrylate in presence of a catalyst. All
reactions were carried out in solution under a positive
argon pressure. A speci®c example of an oligomer with a
degree of polymerization (DP) of 105 is given below.
Into a two-necked, ¯ame-dried 500-ml ¯ask equipped
with a magnetical stirrer, a Dean-Stark separator, a re¯ux
condenser and an argon inlet, PLA (10 g, 139 mmol of
lactic acid repeating units (LA r.u.)) are dissolved in a
freshly distilled toluene
*160 ml to give a * 6 wt %
solution. The toluene was partly removed
*80 ml by
azeotropic distillation, the residue was left to re¯ux
(130 C in oil bath) for 12 h and an additional 20 ml of
toluene was distilled out. After cooling under dry argon a
calculated amount of diacrylate (0.96 mol % with respect
to the LA r.u.) and the titanium isopropoxide catalyst
( * 10 mol % with respect to the diacrylate) was added.
Then, the ¯ask was connected to a ¯amed condenser and
submerged into an oil bath thermostated at 115 C. A
continuous ¯ow of dried argon gas was maintained under
the surface during the reaction. After 15 h the solution
was cooled to room temperature. In order to isolate the
reaction products, the solvent was evaporated by
bubbling air into the solution at 45 C. The viscous
solution obtained was then subjected to puri®cation by
¯ash chromatography.
2.4. Puri®cation procedure of the oligomers
In order to purify the functionalized oligomers, to
eliminate residual solvent, any eventual unreacted
ethylene diacrylate and the catalyst, ¯ash chromatography was chosen [26]. The viscous solution was mixed
with silicagel (Kieselgel 40) and placed on top of a layer
of 15 cm of silicagel. A gradient of hexane to ethylacetate
was passed through the column using a gas ¯ow of 5 cm3/
min. All fractions collected were ®rst dried under mild
vacuum at 30 C with a rotary evaporator and subsequently in a dessicator under vacuum.
2.5. Thermal crosslinking
Benzoyl peroxide (4 mg) was dissolved in 0.1 ml of
acetone and mixed into 400 mg of functionalized
oligomer. This mixture was placed on a Mylar1 foil
and subjected to vacuum for 10 min at room temperature
to evaporate the solvent and ®nally heated to 100 C for
2 h under nitrogen to complete the crosslinking. The gel
content was determined by extraction with dry toluene
until constant weight (24 h).
3. Results and discussion
To synthesize biodegradable crosslinked networks
composed of polylactide suitable for new biomedical
applications, acrylated telechelic oligomers of poly(lactic acid) were synthesized by a transesteri®cation
reaction according to Scheme 1. A one-step procedure
allows for the reaction between high molecular weight
poly(D,L-lactic acid) and a diacrylate by presence of an
organometallic catalyst i.e. titanium (IV) isopropoxide or
butoxide. Such reactions can be catalyzed by a variety of
acids or bases, particularly the titanates are known to be
extremely powerful for the ester-exchange reaction
[20, 27, 28]. The mechanism recognized in organic
chemistry is rearrangement between esters and can be
described by a temporary complex between the oxygen
of an ester group and the metal of the organometallic
compound. It is followed by a successive ligant exchange
on catalyst with one of the esters in the reaction mixture
and ®nally the modi®ed catalyst reacts with a second
ester. The transesteri®cation proceeds by a continuous
random cleavage and the recombination of the polylactide chains. In this work, we have decided to carry out
the transesteri®cation to give acrylate end-groups
functionalization which should enable a subsequent
radical reaction with the build-up of crosslinked net-
Scheme 1 Reaction scheme for the synthesis of crosslinkable acrylated
telechelic oligomers of poly(lactic acid).
works. A series of transesteri®cations of polylactide with
ethylene diacrylate or tetra(ethylene glycol)diacrylate
were carried out in solution at 100 C. The various
oligomers prepared with molecular weights de®ned
between 700 to 7800 g/mol are presented in Table I.
The DP was controlled by the molar ratio between the
lactic acid monomeric units (PLA r.u.) and the diacrylate
and could be calculated from the Carother equation and
concidering a total conversion of diacrylate. It was
shown that the catalyst concentrations of 10 mol % to
diacrylate was necessary for reasonable reaction times.
Irrespective of diacrylate used, the same visible
evolution of reaction mixtures were noted. At ®rst the
solutions were water white but became slightly orange
and opalescent after some hours of reaction. This is
probably caused by deactivation of the catalyst by
hydrolysis [29]. Indeed, the initial attempts to perform
this reaction showed its extreme sensitivity to any traces
of water. For reproductible results, it is absolutely
essential to carry out the reaction under very dry
conditions. Therefore, an azeotropic distillation with
dried and deoxygenated toluene was applied to remove
all residual traces of water in the solvent, absorbed in the
polyester by hydrogen bonding or on the glassware.
The reaction was monitored by regularly taking out all
aliquots for GPC analysis. A complete disappearance of
the high molecular weight PLA and the appearance of a
single peak low molecular weight product indicated the
completion of the reaction. Usual reaction times were
24 h. GPC of the starting high molecular weight PLA is
shown in Fig. 1a together with an oligomer as produced
by the reaction (Fig. 1b)
Mn 11 630g/mol and with
a fraction of this oligomer puri®ed on a silica column
(Fig. 1c). After 24 h of reaction, the GPC traces show a
507
T A B L E I Synthesis conditions, molecular weight determinations and thermal characterizations of the oligomers prepared
Polymer
Diacrylate a% mol
Time (h)
Temp. ( C)
Mn theory b g/mol
Mn GPC g/mol
I GPC g/mol
Mn NMR g/mol
Tg ( C)
1
2
3
4
±
12.0
4.78
0.96
±
24
24
24
±
115
115
120
±
770
1846
7818
128 900
1217
1468
11 630
2.09
1.42
1.65
1.68
128 900
602
1827
7096
55
À 34.5
À 12.6
À 5*
a
Amount in mol% of diacrylate transesteri®cation agent.
Estimated number average molecular weight considering a total conversion of diacrylate. *Puri®ed.
b
monomodal peak distribution of low molecular weight
oligomers. The polydispersity of the oligomer in Fig. 1b
is by GPC 1.42. Most likely this is caused by the inability
of GPC to determine Mw correctly. Somewhat surprising
was the polydispersity of only 1.15 of the sample puri®ed
on silica, since a part of the chain ends probably
contained titanium which is known to be toxic and hence
unusable for in vivo use.
The investigation of the chemical structure and in
particular the end functionalization of the oligomers was
done by 1H-NMR spectroscopy. Deuterated chloroform
CDCl3 was the selected solvent as generally reported in
the literature for NMR analysis of PLA polymers and
copolymers [30], although some of the results have
demonstrated that a better resolution and identi®cation of
resonance positions can be improved considerably by
using DMSO-d6 [31]. In the present study, however, the
PLA repetitive units and the chain ends gave distinct
signal of resonance as shown by Fig. 2. After
transesteri®cation with the diacrylate, the resonance
Figure 1 Gel permeation chromatography (GPC) trace of high
molecular weight poly(D,L-lactic acid) and the oligomers obtained by
its catalytic depolymerization.
508
peaks of the polymer backbone were clearly identi®ed.
Compared to a pure poly(lactic acid) showing multiplets
at d 1X6 ppm
dY Hd and d 5X2 ppm
mY He
assigned to the protons of the methyl
ÀCH3 and
methine (±CH±) groups respectively of the lactic acid
unit, the characteristic signals of the acrylate appeared in
the range 5.9 to 6.5 ppm which showed that the chemical
modi®cation and the intended functionalization was
achieved. The peaks Hi (m, 5.2 ppm) and Hii (d,
1.7 ppm) revealed the formation of a cyclic lactide.
This is due to the randomness of the ester exchange
reaction and the formation of cyclic derivatives along
with linear chains [32].
Moreover, in each spectra a Hiii doublet (1.2 ppm) is
present corresponding to the methyl group of the
isopropoxide deriving from the ligand of titanium
isopropoxide catalyst now showing up as the terminal
group in some polymer chains. For biomedical and
pharmacological applications, a catalyst based on tin
would be preferable due to lower toxicity [33].
In order to determine the average molecular weights
Mn , the quantitative analysis of the NMR spectra was
performed. We calculated this using the ratio of the
integration values of end group protons to the main chain
protons. Mn values are in good agreement to the charged
compositions (theoretical values) as can be seen in Table
I. The slight lowering might be due to isopropoxide
ligands attached to some chain ends.
In order to study each individual species in a mixture
of oligomers matrix-assisted laser desorption ionization
time-of-¯ight mass spectrometry (MALDI-TOF MS)
may be employed, as it possesses unprecedented high
sensitivity allowing for desorption and ionization even of
very large molecules such as polymer samples [34]. An
analysis using MALDI-TOF (Fig. 3) indeed showed the
Figure 2 1H-NMR spectrum of telechelic poly(D,L-lactide acid)
DP 105 derived from PLA and tetra(ethylene glycol)diacrylate.
vivo can be removed by the kidneys provided that their
molecular weight does not exceed 5000 g/mol [36].
4. Conclusion
Figure 3 MALDI±TOF mass spectrum of the low molecular weight
telechelic poly(D,L-lactide acid)
DP 8 derived from PLA and
ethylene diacrylate.
distribution of molecular weight centered around 1000 g/
mol for polymer 2, but also a second population of molar
masses centered at lower molecular weights. A close-up
on this spectrum reveals the correspondence in molecular
weight to Na complexed linear diacrylate telechelics,
with L7 Na to L28 Na . The total molar mass is given by
the sum of the individual contributions from ethylenediacrylate (170.16 g/mol), the multiple n of the PLA
repeat unit (72.06 g/mol) and sodium (23.00 g/mol), i.e.
for Ln Na with n 7, this becomes 170X16 7 ? 72X06
23X00 697X58 (the small deviation of 2 a.m.u. is
within the MALDI accuracy of + 4 a.m.u. [35]). The
small peak, always occurring at 16 g/mol higher
molecular weight to the right of each major peak
corresponds to the same oligomers but complexed with
K , i.e. L7 K to L28 K . To the left in Fig. 3 is shown the
lower molecular masses where the spectrum is more rich.
Along with the linear telechelics an additional mass
series is found arising from cyclic oligomers, i.e. C9 Na
to C12 Na with molar mass simply being the sum of
multiples of the PLA repeat unit and the sodium ion, also
here with smaller Cn K shoulders.
Thermal crosslinking of the oligomers resulted in the
formation of fairly hard, colorless, transparent and
slightly brittle materials. The Tg value determined by
DSC was measured on unreacted oligomers and varied
from À 34 to À 5 C in correlation with the increase of
the molecular weight from preparation. Crosslinking
brought about an increase of Tg to approximately 40 C
for oligomers 2 and 3 con®rming that a threedimensional network was formed by the free radical
initiator. However the presence of low molar mass cyclic
oligomers contributes to plasticize the network giving a
Tg that is lower than the high molecular weight linear
PLA (50 C). Extraction of the networks indeed revealed
approximately 13 and 18% sol fraction for oligomers 2
and 3 respectively. One month storage in ambient
atmosphere decreased Tg to 20 C demonstrated their
latency to hydrolytic degradation.
The residue after complete hydrolysis should, apart
from lactic acid, consist of polyacrylic acids which in
We have shown that to elaborate new polymeric
bioabsorbable materials, poly(D,L-lactic acid) can be
modi®ed by a one-step transesteri®cation procedure to
prepare telechelic oligomers with both controlled
molecular weight and end functionality. By the amount
of the difunctionnal ester compound added, here a
diacrylate, the molecular weight of the desired oligomers
can be controlled. The end groups of the oligomers were
identi®ed by 1H-NMR and the degree of polymerization
(DP) was calculated based on the ratio of integration of
the acrylic chain ends to the main PLA groups. The
formation of low molecular weight oligomers was
con®rmed by GPC and MALDI which revealed the
simultaneous formation of oligomeric cycles.
These acrylated telechelic poly(lactic acid) oligomeric
intermediates are not only interesting from the point of
view of the macromolecular engineering but also for
synthesis of new biodegradable materials with tailored
properties.
This procedure of functionalization is easy and time
saving compared to the traditional methods using ®rst
living polymerization of lactide into PLA of controlled
molecular weight followed by functionalization of chain
ends. Moreover, it is general for the synthesis of both
telechelics and a, o-macromers simply by the choice of
starting low molecular weight ester and one can envisage
that this method will be extended to the elaboration of
functional oligomers in similarity to the methods using
functional initiators and reactive termination.
Acknowledgments
The authors wish to acknowledge the Research Funds
UNIL±EPFL 1996 for the ®nancial support, Dr Tuan
Nguyen for valuable help and discussion concerning
È
GPC and Dr Torbjorn Mathiesen for encouraging help
and Guidor AB for providing the poly(D,L-lactic acid).
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Received 24 December 1998
and accepted 21 June 1999
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