Advanced Review
Synthesis of poly(alkyl
cyanoacrylate)-based colloidal
nanomedicines
Julien Nicolas ∗ and Patrick Couvreur1
Nanoparticles developed from poly(alkyl cyanoacrylate) (PACA) biodegradable
polymers have opened new and exciting perspectives in the field of drug delivery
due to their nearly ideal characteristics as drug carriers in connection with
biomedical applications. Thanks to the direct implication of organic chemistry,
polymer science and physicochemistry, multiple PACA nanoparticles with
different features can be obtained: nanospheres and nanocapsules (either oil- or
water-containing) as well as long-circulating and ligand-decorated nanoparticles.
This review aims at emphasizing the synthetic standpoint of all these nanoparticles
by describing the important aspects of alkyl cyanoacrylate chemistry as well as the
experimental procedures and the different techniques involved for the preparation
of the corresponding colloidal devices.
2008 John Wiley & Sons, Inc. Wiley Interdiscipl. Rev. Nanomed. Nanobiotechnol. 2009 1 111–127
N
anotechnology has emerged as a promising
area of research in which scientists from both
academia and industry put a lot of effort, hoping
for the best with regard to life in future. It is
a highly multidisciplinary field which consists of
engineering functional systems at the molecular scale
and covers applied physics, materials science, interface
and colloid science, supramolecular chemistry as well
as chemical, mechanical, and electrical engineering.
One of the direct applications of nanotechnology is
devoted to the medical and pharmacology areas, also
called nanomedicine, the most famous example being
nanoparticle drug delivery.
Indeed, a crucial impulse was given to
nanomedicine with the development of various
types of drug-carrier nanodevices, made possible by
means of multidisciplinary approaches–organic and
polymer chemistry, physicochemistry, pharmacology,
etc. Among suitable nanodevices for drug delivery,
nanoparticles on the basis of biodegradable poly(alkyl
cyanoacrylate) (PACA) polymers have appeared as
an established technology for colloidal nanomedicine.
∗ Correspondence
to: Julien Nicolas, Laboratoire de PhysicoChimie, Pharmacotechnie et Biopharmacie, UMR CNRS
ˆ
8612, Univ Paris-Sud, 92296 Chatenay Malabry, France.
E-mail: julien.nicolas@u-psud.fr
1
Laboratoire de Physico-Chimie, Pharmacotechnie et Biopharmacie,
ˆ
UMR CNRS 8612, Univ Paris-Sud, 92296 Chatenay Malabry,
France.
DOI: 10.1002/wnan.015
Vo lu me 1, Jan u ary /Febru ary 2009
Introduced more than 25 years ago in the field of
pharmacology, PACA drug carriers have demonstrated significant results in numerous pathologies
such as cancer, severe infections (viral, bacteriologic,
parasite) as well as several metabolic and autoimmune
diseases, well-reviewed in the recent literature.1–6 As
a complementary work, the objective of the present
review is to emphasize the synthetic aspect of these
colloidal carriers by describing, as precisely as possible, the chemistry of the cyanoacrylate monomers,
their polymerization as well as the different structures
and morphologies of the corresponding nanoparticles.
In particular, description of this PACA-based nanotechnology will start from the simplest nanocarriers
to more sophisticated and ‘smart’ drug delivery
devices. The reader who would like a more exhaustive
point of view about the biologic and pharmaceutical
aspects of PACA nanoparticles as well as the drugs
successfully incorporated in such colloidal devices is
referred to the above-mentioned references.
ALKYL CYANOACRYLATE
MONOMERS AND RELATED
POLYMERS
General Features of Alkyl Cyanoacrylate
Monomers
Alkyl cyanoacrylates are widely known monomers,
extremely appreciated for their very high reactivity
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and the excellent adhesive properties of the resulting
polymers. On one hand, the famous Superglue
(manufactured by Henkel), which contains short
alkyl chain cyanoacrylates, is commonly employed
by the general public for repairing and do-it-yourself
activities, whereas longer alkyl chain cyanoacrylates
have been developed for biomedical purposes such as
surgical glue for the closure of skin wounds7–13 and
embolitic material for endovascular surgery.10,11,14
Indeed, several commercial products have emerged
from the use of cyanoacrylates in the biomedical
area, mainly devoted to tissue adhesion. For instance,
methyl cyanoacrylate (MCA, Figure 1) is the main
component of the Biobond tissue adhesive and longer
alkyl ester chain cyanoacrylates, such as n-butyl
cyanoacrylate (nBCA, Figure 1) or octyl cyanoacrylate
(OCA, Figure 1), were commercialized under the
trademarks of Indermil, Liquidband, and Dermabond,
respectively.
The synthesis of alkyl cyanoacrylate monomers
has been described in the patent literature since
1949.15–18 Basically, the main strategy to achieve
α-cyanoacrylates comprises two steps. First, the
corresponding alkyl cyanoacetate is reacted with
formaldehyde in the presence of a basic catalyst, to
form PACA oligomers (by the so-called Knoevenagel
condensation reaction). The catalyst is a base, either
inorganic (e.g., sodium or potassium hydroxide,
ammonia) or organic (e.g., quilonine, piperidine,
dialkyl amines). Then, pure alkyl cyanoacrylate
monomer is recovered by a thermal depolymerization
reaction of the previously obtained oligomers, using
suitable stabilizers such as protonic or Lewis acids
CN
CN
O
CN
O
CN
O
O
O
O
O
O
MCA
ECA
nBCA
IBCA
CN
CN
O
O
CN
O
O
O
O
4
CN
O
O
13
CN
O
O
14
O
n
IHCA
OCA
ISCA
HDCA
MePEGCA
FIGURE 1 | Structure of alkyl cyanoacrylates described in the
literature: methyl cyanoacrylate (MCA), ethyl cyanoacrylate (ECA),
n-butyl cyanoacrylate (nBCA), isobutyl cyanoacrylate (IBCA), isohexyl
cyanoacrylate (IHCA), octyl cyanoacrylate (OCA), isostearyl
cyanoacrylate (ISCA), hexadecyl cyanoacrylate (HDCA), and
methoxypoly(ethylene glycol) cyanoacrylate (MePEGCA).
112
CN
(a)
+
n
n CH2O
n
COOR
CN
(b)
O
R
∆
O
O
CN
n
O
n
O
R
CN
− H2O
O
R
FIGURE 2 | Synthesis of alkyl cyanoacrylate monomer via
Knoevenagel condensation reaction (a) and subsequent thermal
depolymerization (b).
with small amounts of a free-radical inhibitors to
prevent repolymerization (Figure 2).
From that moment on, the synthetic protocol
remained almost unchanged. It was only slightly modified and improved essentially by playing with the
nature of the solvent mixture,19,20 by applying a
transesterification approach for making cyanoacrylates bearing longer alkyl ester chains,21 or by using
a more efficient catalyst (namely pyrrolidine) for the
condensation step.22
Polymerization of Alkyl Cyanoacrylates
in Homogeneous Media
On the fringe of typical vinyl monomers [styrenics,
(meth)acrylates, etc.] is the alkyl cyanoacrylate family,
which seems to be an exotic class of polymerizable
compounds. Indeed, due to the presence of two
powerful electro-withdrawing groups in the α-carbon
of the double bond, namely ester (COOR) and
cyano (CN), alkyl cyanoacrylate monomers exhibit
a remarkable reactivity toward nucleophiles such
as anions (hydroxide, iodide, alcoholate, etc.) or
weak bases (alcohol, amine, etc.), resulting in a very
high polymerization rate. Even traces of one of the
above-mentioned compounds in the reaction medium
are sufficient to initiate such a fast polymerization.
This explains why alkyl cyanoacrylates are extremely
difficult to handle under their pure form and that
batches of these monomers are usually maintain stable
with a small amount of acidic stabilizers (e.g., SO2 ,
sulfonic acid, etc.).
PACA can be synthesized according to
three distinct types of polymerization: (1) anionic,
(2) zwitterionic, and (3) radical (Figure 3). In practice, because of the exceptional reactivity of alkyl
cyanoacrylate derivatives, anionic and zwitterionic
polymerization mechanisms are by far predominant
under conventional experimental conditions with
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(a)
CN
B
CN
–
–
B
O
O
O
R
O
R
CN
CN
B
n
O
O
R
O
R
O
(b)
CN
Nu
CN
–
Nu
O
O
O
R
O
R
CN
CN
Nu
n
O
O
R
O
R
O
(c)
CN
P
P
CN
O
O
R
O
O
R
CN
CN
P
O
O
R
n
O
R
O
FIGURE 3 | Initiation and propagation steps involved during anionic (a), zwitterionic (b), and radical (c) polymerizations of alkyl cyanoacrylate
monomer initiated by a base (B− ), a nucleophile (Nu), and a radical (P• ), respectively.
respect to a pure radical process. This explains why
studies on alkyl cyanoacrylates polymerization in both
homogeneous (i.e., bulk or solution) and heterogeneous (i.e., emulsion, microemulsion) media were
mainly devoted to anionic and zwitterionic processes.
Synthesis of Homopolymers
In this field, an extensive work has been accomplished by Pepper and coworkers to get a better
understanding of the involved polymerization mechanisms depending on the experimental conditions.23–26
Indeed, the homopolymerization in solution of ethyl
cyanoacrylate (ECA, Figure 1) and nBCA were initiated either by simple anions (CH3 COO− , CN− , I− ,
etc.) or by covalent organic bases (Et3 N, pyridine,
etc.), leading to anionic or zwitterionic polymerizations, respectively.23 For zwitterionic polymerization of nBCA, the influence of the nature of the
initiator as well as other experimental conditions
(inhibiting species, presence of water, etc.) on both
the main characteristics of the obtained polymer
(number-average molecular weight, molecular weight
distribution) and polymerization kinetics (monomer
conversion, polymerization rate, etc.) were investigated through a small library of covalent organic bases
such as phosphine,26–29 pyridine24,27 and amine25,27,30
derivatives. Considering anionic polymerization, the
same research group used tetrabutyl ammonium
salts (hydroxide, bromide, acetate, and substituted
Vo lu me 1, Jan u ary /Febru ary 2009
acetates) as the initiating species for the polymerization of nBCA at 20–40◦ C in tetrahydrofuran (THF)
and reported a nearly ideal living polymerization in
the case of the hydroxide-based initiator.31–33
Even though anionic and zwitterionic mechanisms are more likely to occur for the polymerization
of alkyl cyanoacrylates, free-radical polymerization
was believed to be the main chain-extension
process during homopolymerization34–37
and
copolymerization37,38 carried out in bulk when a suitable inhibitor is introduced in the reaction medium.
However, even under these specific inhibition conditions, anionic polymerization is not totally suppressed
but is made negligible regarding the timescale of the
polymerization reaction. In particular, Canale et al.34
used in 1960, boron trifluoride–acetic acid complex
while conducting free-radical bulk polymerization
of MCA at 60◦ C initiated by azobisisobutyronitrile
(AIBN), whereas Bevington et al.36 used propane1,3-sultone as an efficient inhibitor against anionic
polymerization for the free-radical polymerization of
MCA in bulk or in 1,4-dioxane at 60◦ C, initiated by
AIBN or benzoylperoxide (BPO). In 1983, Yamada
et al.37 polymerized ECA in bulk at 30◦ C with a
small amount of acetic acid or propane-1,3-sultone
and from their results, they extracted very high
propagation rate constants: kp = 1622 l mol−1 s−1
in the presence of acetic acid and kp = 1610 l mol−1
s−1 in the presence of propane-1,3-sultone. As a
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comparison, methyl methacrylate (MMA) which
is considered as a highly reactive monomer gave
kp = 450 l mol−1 s−1 at 30◦ C.39
O +
O
Alkyl cyanoacrylates were also copolymerized with
more ‘common’ vinyl monomers through a freeradical process (using trifluoride–acetic acid complex
as an efficient inhibitor against anionic polymerization) to give different kinds of copolymers, depending
on the nature of the comonomer.38 Random copolymers with MMA were achieved in bulk, whereas
alternating copolymers with styrene were reported in
benzene solution at 60◦ C under AIBN initiation. Considering bulk properties, random copolymers with
10% MMA exhibit physical properties similar to
the PMCA homopolymer, whereas alternating copolymers with styrene had an enhanced thermal stability
compared with random copolymers. Hall et al., who
previously investigated the reactions of electron-rich
olefins with electron-poor olefins,40–42 confirmed the
alternating copolymer starting from a 1:1 styrene :
MCA mixture, either initiated by AIBN under UV
light at 40◦ C in benzene solution or produced spontaneously at room temperature.43 However, when
using other comonomers such as isobutyl vinyl ether,
p-methoxystyrene or β-bromostyrene, copolymerizations with MCA led to mixtures of (co)polymers
and/or small adducts.43
In 1978, a comprehensive synthetic approach of
bis(alkyl cyanoacrylate)s was proposed by Buck starting from anthracene adducts.44 These difunctional
alkyl monomers derived from cyanoacrylates were
copolymerized with monofunctional alkyl cyanoacrylates such as MCA and isobutyl cyanoacrylate
(IBCA, Figure 1), resulting in crosslinked macromolecular adhesive compositions exhibiting superior mechanical properties under both dry and wet
environments than the noncrosslinked counterparts,
which could be advantageously employed as pit and
fissure sealant in dentistry.
More sophisticated macromolecular architectures such as diblock and triblock copolymers comprising poly(ethylene glycol) (PEG) and PACA blocks
were also synthesized in homogeneous media via zwitterionic polymerization.45 The synthesis involved the
preparation of triphenylphosphine end-capped monohydroxyl and dihydroxyl PEGs, giving the corresponding monofunctional and difunctional macrozwitterionic initiator. The polymerization of IBCA was then
initiated with each one of the macroinitiators in
THF at ambient temperature to afford PIBCA-b-PEG
CN
CN
O + CH2O
O
14
Synthesis of Copolymers
114
CN
Me2NH
EtOH, 20 °C
O
CN
x
O O
O
14
y
O
O
n
n
FIGURE 4 | Synthesis of random, comb-like poly[(hexadecyl
cyanoacrylate)-co-methoxypoly(ethylene glycol) cyanoacrylate]
[P(HDCA-co-MePEGCA)] copolymer via Knoevenagel condensation
reaction.
diblock and PIBCA-b-PEG-b-PIBCA triblock copolymers with tuneable compositions in good match with
the initial stoichiometry.
Synthesis of poly[(hexadecyl cyanoacrylate)co-methoxypoly(ethylene glycol)
cyanoacrylate]
[P(HDCA-co-MePEGCA)] comb-like copolymers
exhibiting amphiphilic properties was reported by
Peracchia et al.46 This original approach derived from
Knoevenagel condensation reaction where corresponding cyanoacetates, namely hexadecyl cyanoacetate and PEG monomethyl ether cyanoacetate, were
reacted with formaldehyde in the presence of dimethylamine as the catalyst (Figure 4). Thanks to the slow,
in situ formation of the cyanoacrylate monomers, it
allowed the polymerization process to be better controlled compared with a direct anionic polymerization.
Besides, the composition of the copolymer (and thus
its hydrophilicity/hydrophobicity) can be adjusted
simply by varying the initial cyanoacetates feed ratio.
POLY(ALKYL
CYANOACRYLATE)-BASED
NANOPARTICLES
General Consideration on the Synthesis
of Poly(alkyl cyanoacrylate) Nanoparticles
Nanoparticle is a collective name for two different
types of colloidal objects, namely nanospheres (NS)
and nanocapsules (NC), which can be separately
obtained depending on the preparation process.
Basically, nanospheres are matrix systems constituted
by the polymer in which the drug is physically
and uniformly dispersed, whereas nanocapsules are
vesicular systems in which the drug is solubilized in
a liquid core, either water (w-NC) or oil (o-NC),
surrounded by a thin polymer layer (Figure 5).
During the last 25 years, an important breakthrough in this field has been witnessed with the
development of PACA nanoparticles as colloidal
drug carriers. Polymerizations in heterogeneous
media (i.e., emulsion, dispersion, miniemulsion,
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(a)
CN
–
HO
HO
CN
–
O
O
O
R
O
R
(b)
HO
CN
NS
w-NC
FIGURE 5 | Schematic representation of nanospheres (NS),
O
O
R
CN
–
HO
O
o-NC
CN
CN
+ n
–
n
O
R
O
R
OO
R
O
water-containing nanocapsules (w-NC), and oil-containing
nanocapsules (o-NC).
CN
(c) HO
microemulsion)47,48 and spontaneous emulsification
techniques49–51 are two well-known approaches for
the preparation of polymeric particles, which have
also been intensively used for the confection of PACA
nanoparticles as colloidal drug carriers for in vivo
administration.
CN
–
n
O
R
OO
R
O
CN
H
HO
HO
–
n
O
R
OO
R
CN
H
O
FIGURE 6 | Schematic representation of poly(alkyl cyanoacrylate)
formation via the stepwise anionic polymerization mechanism in
emulsion/dispersion. Initiation step (a), reversible propagation step (b),
and reversible termination step (c).
Synthesis of Nanospheres
In 1979, Couvreur et al. first developed a simple
process to directly generate stable MCA or ECA
nanospheres, consisting of a dropwise addition
of the monomer into a vortexed HCl solution
(2 < pH < 3) containing a nonionic or a macromolecular surfactant.52 Since then, numerous studies
aiming at establishing relevant parameters governing
the polymerization kinetics as well as the characteristics of the macromolecules and the nanospheres have
been reported. It has been shown that the nature and
the concentration of the surfactant played a significant
role on the particle size,53–61 whereas the type of both
the monomer and the surfactant strongly influenced
the molar mass of the obtained polymer.55–58 Besides
the monomer concentration,53,59,60,62 the pH of the
reaction medium53,55–58,60–64 and the concentration of
sulfur dioxide (acting as a polymerization inhibitor)57
were also crucial parameters which strongly affected
the macromolecular and/or colloidal properties of
the nanospheres. The size of the colloidal objects
which can be obtained usually ranged from 50 to
300 nm,54,59,60 which is a well-adapted window
for colloidal drug delivery devices, especially by
intravenous administration.
For a more fundamental standpoint, several
tentative mechanisms have been postulated.65,66
It has been reported that the emulsion/dispersion
polymerization in acidic medium is not that trivial and
proceeds via a stepwise, anionic mechanism comprising reversible propagation and reversible termination
steps63,64 (Figure 6). Basically, PACA oligomers are
formed in the monomer droplets and are reversibly
Vo lu me 1, Jan u ary /Febru ary 2009
terminated by the acid-inhibiting agents present in
the monomer. This step is followed by a re-initiation
reaction of terminated species by still living chains,
leading to further polymerization until a molecular
weight balancing is reached, similar to depolymerization/repolymerization events.66 One should be aware
that in all these mechanisms, the polymerization is
postulated to be initiated by the hydroxyl ions from
the aqueous phase independently of other reactants
existing in the polymerization medium.
On the basis on an interfacial polymerization
mechanism,67,68 Limouzin et al. polymerized nBCA
in emulsion and miniemulsion in the presence
of dodecylbenzenesulfonic acid (DBSA) acting as
both surfactant and terminating agent (also termed
tersurf).69 By releasing protons at the water/oil
interface, DBSA allowed the interfacial, anionic
polymerization to be drastically slowed down through
a (reversible) termination reaction and to proceed
under a fairly controlled fashion leading to stable
high solids content (∼20%) PnBCA nanospheres.
The miniemulsion technique was also used by Weiss
et al. for the preparation of PnBCA nanospheres. By
varying the concentration of the surfactant (SDS),
and by adding sodium hydroxide as the initiating
species, high solids content dispersions up to 10%
with average diameters ranging from 110 to 360 nm
were obtained.70
Synthesis of Nanocapsules
Nanocapsules are reservoir-type nanoparticles in
which drugs can be encapsulated according to their
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intrinsic solubility. In other words, oil-containing
nanocapsules will be able to encapsulate hydrophobic drugs, whereas hydrophilic ones will be efficiently
encapsulated into water-containing nanocapsules.71
The nature of the nanocapsules (i.e., water-containing
or oil-containing) is determined by the nature of the
dispersed phase involved in a heterogeneous polymerization process, usually emulsion or microemulsion. Basically, the macromolecular shell is formed
by the spontaneous anionic polymerization of alkyl
cyanoacrylate occurring at the interface between the
dispersed and the continuous phase. Historically,
oil-containing nanocapsules were first developed by
Fallouh et al.49 through a simple protocol: a solution of monomer and oil in a water-miscible solvent
(usually ethanol) is poured into an aqueous solution
of surfactant (usually Poloxamer 188) under vigorous stirring, leading to small oil/monomer droplets
at the interface of which the polymerization is initiated by hydroxide ions present in water. Gallardo
et al.65 reported that the crucial parameters for achieving nanocapsules lies: (1) in the diffusion behavior of
the organic solvent (acting as a monomer support)
within the aqueous phase, which ultimately governs
the reservoir nature of the nanoparticles, and (2) in
the simultaneous precipitation of the polymer at the
water/oil interface (i.e., the polymer should be insoluble in both the aqueous and the organic phase).
Usually, nanocapsules exhibit average diameter ranging from 200 to 350 nm, the latter being governed by
several physicochemical parameters such as the nature
and the concentration of the monomer and encapsulated drug, the amount of surfactant and oil as well as
the speed of diffusion of the organic phase within the
aqueous phase. However, Altinbas et al. have demonstrated that when a miniemulsion is applied instead
of an emulsion, nanocapsules of an average diameter
below 100 nm can be obtained.72
The main drawback often encountered in this
approach is the contamination of the nanocapsule
population by a substantial amount of nanospheres,
resulting from a partial polymerization in the organic
phase.65 However, it has been shown that an
optimized ethanol/oil ratio,65,73 the acidification of
the organic phase,74 and the inhibition of the
polymerization in the organic phase by aprotic
solvents75 (acetonitrile, acetone) each avoided the
formation of matrix-type nanoparticles.
Water-containing nanocapsules have been developed more recently than were the oil-containing
counterparts. They are usually prepared by water
in oil (w/o) (micro)emulsion, also called an inverse
(micro)emulsion, using polysorbate, sorbit monoleate
or poly(ethylene oxide) lauryl ester (Brij 35)
116
as surfactants. Basically, the alkyl cyanoacrylate
monomer is added to the preformed (micro)emulsion
and, in a similar way to that of oil-containing nanocapsules, spontaneous anionic polymerization occurred
at the water/oil interface to form a thin PACA
layer surrounding an aqueous core. Depending on
the nature of the surfactant and the starting system
(emulsion or microemulsion), which are parameters
governing the surface properties of these colloidal
objects, this process led to 50–350 nm diameter, stable
nanocapsules.76–79
However, because the inverse (micro)emulsion
processes conduct to water-containing nanocapsules
dispersed in oil (which are suitable for oral route
administration), intravenous injection cannot be
directly performed with a nonaqueous dispersing
medium. To circumvent this limitation, a recent
method aiming at transferring the nanocapsules
from an oil-dispersing medium to a water-dispersing
medium was recently suggested by Couvreur and
coworkers and consisted in a centrifugation step of
the nanocapsules onto an aqueous layer.77,79
To synthesize nanocapsules with preformed
polymers, homopolymer of alkyl cyanoacrylate are
required and synthesized separately, for instance by
dripping the monomer in pure water, the polymer
being subsequently recovered by lyophilization. The
nanocapsules preparation method, also called interfacial deposition, consists of the addition of a solution
of the homopolymer and a small amount of oil,
for instance Miglyol (which will constitute the oily
core of the nanocapsules), into an aqueous phase.
The oil-containing nanocapsules form instantaneously
by deposition of the homopolymer at the oil/water
interface, which precipitate as a macromolecular
shell.71,80,81 In general, a surfactant is added in the
aqueous phase to ensure colloidal stability of these
nanocapsules.
Synthesis of Poly(alkyl cyanoacrylate)
Nanoparticles with Controlled Surface
Properties
In this topic, the major breakthrough is undoubtedly the grafting of PEG, a nonionic, flexible, and
hydrophilic polymer, onto nanoparticles (which also
applies for other colloidal drug carriers such as
liposomes). This approach, termed ‘PEGylation’, represented a milestone in the drug delivery area.82,83
Indeed, non-‘PEGylated’ nanoparticles are quickly
eliminated from the bloodstream because of the
adsorption of blood proteins (opsonins) onto their
surface, which triggers the recognition of the mononuclear phagocyte system (MPS) by the macrophages.
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As a consequence, these nanoparticles are ineluctably
accumulated in MPS organs such as the liver and
the spleen, restricting the therapeutic activity of the
entrapped compounds to liver diseases (i.e., hepatic
primary hepatocarcinoma or metastasis as well as liver
intracellular infections). In contrast, when covered by
PEG chains, the obtained nanoparticles are able to
efficiently escape this recognition system, resulting in
long-circulating, colloidal devices, also called ‘stealth’
nanoparticles.82,83
After it has been demonstrated that PACA
nanoparticles can be seen as very promising
biodegradable drug carriers (the BioAlliance Pharma
spin-off company is now producing doxorubicinloaded PACA nanoparticles for clinical uses in
phase II/III trials with resistant liver hepatocarcinoma
as main indication), their complexity was further
increased by performing appropriate tuning of their
surface properties in order to control their in vivo fate.
Surface Modification of Nanospheres
First attempts concerning surface modification of
PACA nanospheres logically concerned the ‘PEGylation’ concept, either via a simple adsorption of PEG
chains onto the nanoparticles or by a covalent linkage
of PEG chains with PACA polymers. However, the
adsorption approach does not fit the covalent linkage
criteria and is not really suitable as long as it has been
demonstrated that these kinds of assemblies (PACA
nanoparticles on which poloxamer 388 or poloxamine 908 was adsorbed) are not stable during in vivo
administration, resulting in a loss of coating and no
significant influence on the biodistribution pattern.84
Thus the covalent bond of the PEG chains at the surface of the nanoparticles is a prerequisite for this kind
of application.
Basically, different types of hydrophilic
molecules have been anchored, on purpose, to the
surface of PACA nanoparticles (Figure 7). Efficient
surface modification of nanospheres can be achieved
either in situ during the polymerization in aqueous
dispersed media or from preformed amphiphilic
copolymers during emulsification processes.
Concerning previous studies about anionic/zwit
terionic emulsion polymerization of alkyl cyanoacrylate, the hydrophilic molecules introduced in the
recipes (SDS, dextran, poloxamer, Tweens, cyclodextrins, etc.) were solely used as stabilizing agents for
investigating their effect on the stability, the average
diameter, and the particle size distribution. However,
it was not fully understood at this time that some of
them, especially those containing nucleophilic functional groups, might take part in the initiation of
the polymerization, leading to a partial formation
Vo lu me 1, Jan u ary /Febru ary 2009
of surface-active macromolecules. This point is of
great importance since nanoparticles with covalently
anchored stabilizing moieties at their surface would
behave differently in a biologic medium than those
with adsorbed surfactants. As a consequence, this
is only later on that researches have been strictly
devoted to surface engineering of PACA nanoparticles
in order to investigate any subtle change of the surface
properties of the nanoparticles on their in vivo fate.
However, almost unmarked, early works
by Douglas et al. postulated that dextran or
β-cyclodextrin may also initiate the polymerization of
butyl cyanoacrylate (BCA) resulting in the formation
of amphiphilic copolymers, helping to stabilize the
nascent nanoparticles.54 This approach was revisited
by Peracchia et al. using different linear PEGs acting
as stabilizers and initiators for the emulsion polymerization of IBCA85,86 (Figure 7(a) and (b)). It was
demonstrated that PEG chains exhibited different conformations at the surface of the nanospheres: (1) hairy
nanospheres with PEG monomethyl ether due to a
single initiation site (Figure 7(a)) or (2) long loops
using PEG due to the divergent chain growth (two
initiating sites) during the polymerization of IBCA87
(Figure 7(b)). In the same spirit, the use of polysaccharides, such as dextran, dextran sulfate, chitosan,
and thiolated chitosan, as stabilizing/initiating agents
under similar experimental conditions also led to stable nanospheres in the 100–500 nm range, exhibiting
different surface properties; for instance, positively
charged with chitosan61,88,89 and from rather neutral
to negatively charged with dextran derivatives.88,90,91
So far, anionic (mini)emulsion polymerization
was the most widespread and straightforward technique to synthesize PACA nanospheres. Even though,
in that case, the mechanism is on the basis of
anionic propagating species,63,64 Chauvierre et al.
recently adapted Couvreur’s original protocol to a
free-radical emulsion polymerization process, thanks
to the polysaccharide/cerium IV (Ce4+ ) ions redox
couple as the initiator92 (Figure 8). Because of the fast
radical initiation rate, anionic polymerization is negligible regarding the timescale of the experiment which
makes way for a free-radical chain growth process.
This technique was also employed for the emulsion
polymerization of alkyl cyanoacrylate using different
kinds of polysaccharides,89,90,93,94 allowing a direct
comparison with nanospheres obtained from anionic
emulsion polymerization. The first difference is the
conformation of polysaccharide chains at the surface
of the nanospheres in direct relation with the structure
of the copolymer. Indeed, anionic emulsion polymerization led to grafted copolymers, whereas linear block
2008 Jo h n Wiley & So n s, In c.
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Advanced Review
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FIGURE 7 | Schematic representation of poly(alkyl cyanoacrylate)-based nanospheres with controlled surface properties using poly(ethylene
glycol) monomethyl ether (a), poly(ethylene glycol) (b), poly[(hexadecyl cyanoacrylate)-co-methoxypoly(ethylene glycol) cyanoacrylate] copolymer (c),
polysaccharide chains under anionic initiation (d), polysaccharide chains under redox initiation (e), and amino acids (f). The moiety anchored at the
surface of the nanoparticles is marked by single asterisk.
copolymers were achieved under redox radical initiation (Figure 8), leading respectively to compact
loops (Figure 7(d)) and hairy polysaccharide chains
(Figure 7(e)) at the surface of the nanospheres.88,93
The size of the polysaccharide-decorated
nanospheres was in the 80–800 nm range and
depended on: (1) the molecular weight of the polysaccharide, where a minimum value of about 6000 g
mol−1 was required for ensuring an efficient colloidal
stability88,89 and (2) on the nature of the polysaccharide: dextran-decorated nanospheres exhibited an
average diameter below 300 nm, dextran sulfate and
chitosan led to a larger average diameter of about
350–600 nm,88 whereas the use of heparin conducted
to 90-nm nanospheres.95,96
Another crucial difference resulting from the
surface conformation of the hydrophilic chains, for
either PEG derivatives or polysaccharides, concerns
the measure of the complement activation,87,88 which
118
is known to play a significant role in the nonspecific recognition events of the immune system.
Indeed, according to Peracchia et al., nanospheres
bearing big loops because of α,ω-dihydroxyl PEG
(Figure 7(b)) were shown to better prevent complement consumption than do the hairy nanoparticles
obtained from PEG monomethyl ether87 (Figure 7(a)).
Besides, Bertholon et al. demonstrated that, for both
dextran and chitosan, an increase of the length of the
compact loops (Figure 7(d)) resulted in an increase
of complement activation, whereas the opposite effect
was obtained by increasing the length of the hairy
polysaccharide chains88 (Figure 7(e)), which clearly
demonstrated that complement activation is highly
sensitive to any change of the surface chain conformation. In a recent work, it was also suggested that the
conformation of the coating material also affects the
cytotoxicity profile of PACA nanoparticles.97
2008 Jo h n Wiley & So n s, In c.
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WIREs Nanomedicine and Nanobiotechnology
Synthesis of PACA-based colloidal nanomedicines
FIGURE 8 | Anionic emulsion polymerization of alkyl cyanoacrylates initiated by hydroxyl groups of dextran (a) and redox radical emulsion
polymerization (RREP) of alkyl cyanoacrylates initiated by dextran/cerium IV (Ce4+ ) ions redox couple (b).
Recently, an interesting synthetic pathway
to functionalize PACA nanospheres using amino
acids was proposed by Weiss et al.70 The authors
used a miniemulsion process to prepare a stable
pH 1 dispersion of nBCA nanoparticles stabilized
by SDS as the surfactant. Polymerization was then
triggered by the addition of nucleophilic compounds
such as amino acids (for instance, glycine), leading
to functionalized, stable nanospheres (as already
discussed earlier, the similar miniemulsion process has
been applied to nonfunctionalized nanospheres when
sodium hydroxide was added as the initiator). This
method allowed: (1) the solids content to be increased
up to 10 wt% with average diameter ranging from 80
to 350 nm, depending on the amount of surfactant
as well as the nature of the amino acid and (2) a
convenient surface functionalization by amino acid
moieties (Figure 7(f)).
The preparation of ‘PEGylated’ nanoparticles from preformed polymers is a well-established
Vo lu me 1, Jan u ary /Febru ary 2009
technique which first requires the synthesis of
amphiphilic copolymers with PEG segments. PIBCAb-PEG diblock and PIBCA-b-PEG-b-PIBCA triblock copolymers were synthesized from phosphine
end-capped PEG macroinitiators.45 With diblock
copolymers, unimodal size distribution and stable nanoparticles in the range of 100–700 nm
were obtained by nanoprecipitation or emulsification/solvent evaporation, the average diameter being
controlled mainly by the amount of organic solvent
and by the composition of the polymers. However, the
presence of phosphine groups within the synthesized
polymers may be a toxicological issue.
The amphiphilic, biodegradable copolymers
comprising poly(hexadecyl cyanoacrylate) hydrophobic units and methoxypoly(ethylene glycol) cyano
acrylate hydrophilic units (Figure 4) were used to
prepare the corresponding P(HDCA-co-MePEGCA)
nanospheres exhibiting a biodegradable PACA
core and a shell of excretable PEG chains46,98,99
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Advanced Review
PHDCA-co-PEGCA
PHDCA
PHDCA-P80
PHDCA-Polox 908
0.25
% dose / g tissue
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0.20
Synthesis of ‘PEGylated’ Nanocapsules
0.15
0.10
0.05
0.00
a
b
c
FIGURE 9 | Concentration of radioactivity in right hemisphere (a),
left hemisphere (b), and cerebellum (c), after intravenous administration
of 60 mg kg−1 of [14 C]-P(HDCA-co-MePEGCA) nanoparticles,
poloxamine 908-coated [14 C]-PHDCA nanoparticles, polysorbate
80-coated [14 C]-PHDCA nanoparticles, and uncoated [14 C]-PHDCA
nanoparticles (mice at 1 h postinjection).
(Figure 7(c)). Nanoprecipitation or emulsification/solvent evaporation techniques employing
P(HDCA-co-MePEGCA) polymers led to very stable
‘PEGylated’ nanospheres with average diameters
in the 100–200 nm range and monomodal size
distributions.98 These materials showed a reduced
cytotoxicity toward mouse peritoneal macrophages,
and the presence of the PEG segments was found
to increase the degradability of the polymer in the
presence of calf serum.98 Besides, as a result of the
PEG coating, an extended circulation time in the
bloodstream was demonstrated.100
The impressive result deriving from the use
of these stealth nanoparticles is their ability to
significantly cross the blood–brain barrier (BBB)
compared with non-PEGylated counterparts and those
with preadsorbed surfactants such as polysorbate 80
or poloxamine 9082,101–104 (Figure 9).
This unique feature suggested that P(HDCA-coMePEGCA) nanospheres exhibited appropriate properties for entering the central nervous system (CNS)
via the BBB. Even though a passive diffusion because
of an increased permeability of the BBB (when locally
disrupted at the tumor site) may not be ruled out,
the mechanism by which those nanoparticles preferentially crossed the healthy BBB was assigned to a
specific adsorption of apolipoprotein E and B-100
(Apo E and B-100) onto P(HDCA-co-MePEGCA)
nanospheres leading to their translocation mediated
by low-density lipoprotein receptors (LDLR).105–107
The involvement of Apo E on the translocation
through the BBB of polysorbate 80-covered PACA
nanoparticles was also reported by Kreuter’s group
120
who hypothesized the formation of lipoprotein particle mimics recognized by the LDLR gene family in the
brain endothelial cells of the BBB.108
To the best of our knowledge, the only examples of ‘PEGylated’ PACA nanocapsules were
reported by Brigger et al.81 and Li et al.,109,110
both using P(HDCA-co-MePEGCA) copolymers.46
Although Brigger et al.81 prepared the corresponding
stealth, oil-containing nanocapsules by the interfacial
deposition technique, Li et al. used a water-in-oil-inwater (w/o/w) double emulsion process to achieve
’PEGylated’, water-containing nanocapsules as tumor
necrosis factor-α carriers.109,110 This two-step emulsification protocol started by the emulsification of the
aqueous phase containing the drug into the organic
phase in which the P(HDCA-co-MePEGCA) copolymer was dissolved (w/o), followed by its addition into
an aqueous PVA solution (w/o/w). Stable nanocapsules of about 140–150 nm in diameter were then
collected by centrifugation.
Addressed Poly(alkyl cyanoacrylate)
Biodegradable Nanoparticles
For the forthcoming years, the most exciting challenge in drug delivery, irrespective of the nature of the
drug carriers (i.e., liposome, nanoparticles), will
be undoubtedly the synthesis of efficient ligandsdecorated colloidal devices for achieving specific
cells targeting, on the basis of molecular recognition processes. Indeed, the main drawback of
previous generation of drug carriers is their nonspecific drug release behavior. Nanoparticles are
indeed unable to be efficiently addressed to the
desired cells and the therapeutic activity of the
encapsulated drug may be partly hampered. Even
for the remarkable case of brain-targeted P(HDCAco-MePEGCA) nanospheres,2,101–104 the linkage of a
judicious ligand at their surface would certainly result
in a strongly higher extravasation yield across the
BBB.
Thus, if a great deal of effort has been already
devoted to this area, a lot of works remain
due to be done. The only example of the so-called
third-generation PACA nanoparticles involves folatedecorated P(HDCA-co-MePEGCA) nanospheres
to target the folate receptor, which is overexpressed at the surface of many tumor cells. For
this purpose, the synthetic route for P(HDCAco-MePEGCA) copolymers46 was adapted to the
synthesis of a poly[(hexadecyl cyanoacrylate)co-aminopoly(ethylene
glycol)
cyanoacrylate]
2008 Jo h n Wiley & So n s, In c.
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WIREs Nanomedicine and Nanobiotechnology
Synthesis of PACA-based colloidal nanomedicines
[P(HDCA-co-H2 NPEGCA)] copolymer, starting
from a protected aminopoly(ethylene glycol)
cyanoacetate.111
Then, the corresponding nanospheres were
obtained by nanoprecipitation showing a narrow
size distribution for an average diameter of 80 nm.
The conjugation with N-hydroxysuccinimide–folate
(NHS–folate) occurred via an amidation pathway
directly at the surface of the nanospheres bearing available amino groups (Figure 10). The specific interaction
occurring between the folate-conjugated nanospheres
and the folate-binding protein was demonstrated by
surface plasmon resonance. The apparent affinity of
the folate bound to the nanospheres appeared 10-fold
higher than the free folate in solution, because of the
multivalency of the folate-decorated nanoparticles.
Biocompatibility and Biodegradation
of Poly(alkyl cyanoacrylate) Polymers
CN
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