HIGHLIGHT
From Thermoplastic Elastomers to Designed Biomaterials
JOSEPH P. KENNEDY
Institute of Polymer Science, University of Akron, Akron, Ohio 44325-3909
Received 19 March 2005; accepted 23 March 2005
DOI: 10.1002/pola.20844
Published online in Wiley InterScience (www.interscience.wiley.com).
ABSTRACT: This highlight is
about my metamorphosis from a
cationic polymerization chemist to
a biomaterialist (no pun intended)
and some of the main events on the
road. My earlier career faded away
with the discovery of living cationic polymerizations, chronicled in
my 1999 highlight, but it also put
me on the road to designed biomaterials. My new career started with,
JOSEPH P. KENNEDY
and still focuses on, the creation of
new
polymeric
architectures,
mainly by cationic techniques, for
toughened bone cements, injectable
intervertebral discs, nonclogging
artificial blood vessels, and amphiphilic networks for controlled drug
delivery and immunoisolatory
membranes. The enormous complexities of immunoisolation of
pancreatic islets are now center
stage, and lately we have been
using all kinds of techniques to
make unique membranes to correct
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type 1 diabetes. V 2005 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem
43: 2951–2963, 2005
Keywords: amphiphilic
networks; biocompatibility; biomaterials; membranes; polyisobutylene
Joseph P. Kennedy started his university career in his native city,
Budapest. Just before graduating from the university, he was removed
by the communist administration because of his bourgeois origin. He
escaped to Vienna, where he received his Ph.D. in biochemistry in
1954, and subsequently he did postdoctoral work in Paris and Montreal (1954–1957). He came to the United States in 1957 and became
an industrial polymer researcher, first with Celanese and then with
Exxon. In 1961, he received an M.B.A. at Rutgers. He resumed his
academic career at the University of Akron in 1970, where he is still
carrying out research as a Distinguished Professor of Polymer Science
and Chemistry. Kennedy’s main interest lies in ionic (particularly
cationic) polymerizations and, for the last 15 years, in designed
Correspondence to: J. P. Kennedy (E-mail: kennedy@
polymer.uakron.edu)
Journal of Polymer Science: Part A: Polymer Chemistry, Vol. 43, 2951–2963 (2005)
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V 2005 Wiley Periodicals, Inc.
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biomaterials. He has written three books and almost 700 publications
and has over 90 issued U.S. patents, some of them in commercial production. He has received many awards, including the two premier
international polymer awards of the American Chemical Society (Polymer Chemistry and Applied Polymer Science). For obvious reasons,
he derives his greatest satisfaction from the honorary doctorate
awarded by the best science university in Hungary (1989) and by his
election as a member of the Hungarian Academy of Sciences (1993).
PREAMBLE
Some 3 years ago, one of our editors (Virgil Percec) suggested that I write a highlight about my current work. I
accepted his invitation in principle . . . but we did not set
a deadline. During the intervening months, I experienced
his gentle prodding to hunker down and write science. I
appreciated the nudging because otherwise I would have
done more pleasant things, such as playing with my precocious grandchildren. Then, an invitation to give a lecture at a university gave me the needed activation
energy. As I was mulling over ideas for a lecture to a
sophisticated polymer audience, it occurred to me that
my scientific metamorphosis, which led from living cationic polymerizations to thermoplastic elastomers (TPEs)
and thence to biomaterials, would be a rather interesting
tale to tell. Then it hit me: this was exactly what my editor wanted from me. Thus was born this highlight.
INTRODUCTION
Brief Background with a Fast Forward
to the Present
So where should I begin? I think I will start where I
left off late in 1998, when I completed my earlier
highlight, ‘‘Living Cationic Polymerization of Olefins:
How Did the Discovery Come About?’’, a they-said-itcannot-be-done-therefore-we-did-it kind of a piece.1
The experimentation for that discovery was carried out
in 1984, and the discovery was complete in 1985, but
we delayed publication because of wrangling with the
U.S. Patent Office (more on this in ref. 2). Ultimately,
this breakthrough led to the synthesis of a new TPE,
poly(styrene-b-isobutylene-b-styrene), by my group,
which included Gabor Kaszas, Judit Puskas, and Bill
Hager, whose Ph.D. thesis was on this subject.3,4
Toward the end of my highlight, in the section ‘‘A
Glimpse into the Future’’, among the many possibilities that I foresaw for living cationic polymerizations,
I predicted a bright future for polyisobutylene (PIB)based TPEs. In view of their unique combination of
properties, such as good mechanical properties, softness, outstanding chemical resistance, and barrier properties, combined with excellent processing characteristics and recyclability, I expected these TPEs to be suitable for new hot-melt adhesives, sealants, blending
agents, and so forth. I was, therefore, not surprised
when I learnt that Kaneka, Inc., of Japan had very
recently commercialized a series of brand-new TPEs
(named SIBS for styrene–isobutylene–styrene) based
on our triblock polymer. I was, however, astonished
when I read that at the same international trade show,
¨
K2004 in Dusseldorf, Germany, where Kaneka had
brought SIBS to market, that BASF, the German chemical giant, had also introduced an essentially identical
PIB-based triblock under the trade name Oppanol IBS.
Let me also highlight a surprising important new
application of these triblocks. Briefly, in March 2004,
the U.S. Food and Drug Administration (FDA) approved
the use of these triblocks as drug-eluting coatings of coronary stents, and Boston Scientific Co. has started marketing these devices in the United States under the trade
name Taxus Express Paclitaxel-Eluting Stents. These
drug-eluting stents were available in Europe a year
earlier.
Stents are small, expandable, tubular metal scaffolds
that, when inserted into dangerously occluded coronary
arteries, pry them open and restore blood flow. It was
observed, however, that after approximately 6 months of
stent placement, life-threatening restenosis could occur
in approximately 30% of patients. Therefore, stents
coated with a polymer carrying a restenosis-preventing
drug (e.g., paclitaxel) were a significant innovation. The
PIB-based triblock is eminently suitable as a drugeluting stent coating and satisfies the many requirements
of such a demanding application, including bio- and
hemocompatibility, controlled drug release, sterilization,
confluent stent coating, and satisfactory mechanical
properties of the coating that withstand the stresses during stent insertion and expansion without the integrity of
the coating being compromised. Importantly, stents can
be placed with relative ease, and this obviates the risks
of major invasive bypass surgery. It is no wonder that
stents, particularly drug-eluting stents, are revolutioniz-
HIGHLIGHT
ing coronary surgery, and because of their use, the number of bypass operations has plummeted some 85%. Currently, over 1 million stents are being implanted yearly
worldwide.
Start of the Journey
With living cationic polymerizations firmly in our hands
in 1985, we wondered: Which direction(s) among the
many exciting possibilities toward heretofore unattainable polymeric architectures should we take? Where lay
fame and fortune?
I saw only two choices: polymers for electronic
applications or biomaterials, that is, areas in which
function was critical and cost was relatively unimportant. I remember discussing these things with my group
of students, postdocs, and visiting scientists during
group meetings and individually in 1985 and 1986. In
hindsight, it was an easy call for me because of my
fascination with things biological; at heart, I remained
a biochemist (Ph.D. in enzymology, University of
Vienna, 1954). Thus, I decided to apply our new precision synthesis technique for the creation of polymeric
biomaterials, that is, polymers that can be implanted
into a living organism to assist or replace tissues or
organs.
In the late 1980s, biomaterials were developed
mostly by physicians (!) frustrated by the lack of suitable materials for clinical applications. These adventurous M.D. innovators developed the first polymeric biomaterials from polymers that they found on the shelf
put there by industrial scientists who used them in
more mundane industrial applications; thus arose surgical sutures from nylon yarns developed for ladies’
hose, implantable silicones from electrical insulators,
bone cements and ophthalmic materials (lenses, etc.)
from Plexiglas [poly(methyl methacrylate) (PMMA)],
indwelling polyurethane tubes and catheters from furniture upholstery, vascular grafts and surgical meshes
from Dacron polyester no-iron fabric, orthopedic
implants from polyethylene electrical insulating cables,
and so forth.
I thought living cationic polymerizations could provide an excellent route to new molecular architectures
expressly designed for biomaterials. However, I had to
find the right need and match it with the right polymer.
So I started to buttonhole biologists and all kinds of
medical professionals willing to talk to with me, a polymer scientist searching for clinical needs that could be
satisfied with polymers made with his newfangled technique of living cationic polymerization.
In the late 1980s, I thus became a biomaterialist.
2953
DESIGNED BIOMATERIALS
Toughened Bone Cements
Among our first forays into designed biomaterials was
the synthesis of toughened bone cements. Contemporary bone cements are essentially PMMA formulations
designed to secure orthopedic prostheses, such as hip
joints. The cements are prepared in the operating room
by the mixing of the contents of two vials, one containing powdery PMMA, a radioopacifier (BaSO4), and
aninitiator (benzoyl peroxide), and the other containing
liquid methyl methacrylate (MMA) monomer, in which
are dissolved an accelerator (N,N-dimethyl-p-toluidine)
and a stabilizer (hydroquinone). Upon the mixing of
these ingredients, the monomer dissolves the PMMA,
and a paste is formed; at the same time, the initiator
starts the complex polymerization/grafting of MMA.
While this ill-defined reaction is in progress and the
paste is still workable, the surgeon positions the paste
around the prosthesis in the patient. The considerable
heat of in situ MMA polymerization/grafting raises the
temperature of the surrounding tissue to 75–80 8C,
and the heat kills adjacent living tissue (no wonder the
patient is under general anesthesia). Even more troubling, approximately 10% of the MMA remains unreacted and is released into the patient, and this may
cause adverse reactions. (I doubt that the FDA would
have allowed PMMA in orthopedic surgery as it is
practiced today, had the FDA been in existence at the
time bone cements came to be used, but this is another
story.) After the polymerization is over, the paste solidifies into a heterogeneous, porous, brittle glass, which
fixes the metal prosthesis to the bone. The residual
MMA may also act as a softener of the solid PMMA
that is formed. The polymer scientist immediately
understands that in view of the nature of the three
materials and two interfaces involved (bone/PMMA/
metal), true chemical bonding cannot occur because
PMMA is incompatible with both the bone and the
metal. Rather, I think fixation is due to mechanical
interlocking of the soft MMA/PMMA paste in the
microscopic cavities of the bone and metal surfaces.
(Essentially the same mechanism is at work when
icicles form on the roof.)
Other major shortcomings of PMMA bone cements
are brittleness and consequent debris formation. Revision surgery is needed in approximately 20% of the
cases 10 years after implantation,5 and cement fracture
is also frequently observed. Hip repair frequently fails
because of prosthesis loosening at the bone/cement
interface; because PMMA is a glass [glass-transition
temperature (Tg) $ 105 8C], bone cements will sooner
or later crack under a constant and dynamic load.
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J. POLYM. SCI. PART A: POLYM. CHEM.: VOL. 43 (2005)
Figure 1.
Toughening of PMMA by the covalent incorporation of PIB rubber.
The toughening of brittle plastics has been thoroughly
studied by polymer engineers, and remedies for this
problem exist. One of the obvious things that a polymer
scientist can do to combat the brittleness of PMMA is to
covalently incorporate into the glassy matrix a dispersed
elastomer phase. We hypothesized that the toughening
of PMMA could be achieved by crosslinking with a triarm star methacrylate (MA)–telechelic PIB (Tg $
À70 8C) crosslinker. By this copolymerization, the PIB
rubber becomes covalently bound to the continuous
glassy PMMA phase, and because this nonpolar rubber
is incompatible with the polar PMMA, the rubber will
form a desirable dispersed phase in the continuous
glassy matrix. Figure 1 illuminates the concept and
shows the structure of the key ingredient, the rubbery
F-(PIB–MA)3. This crosslinking agent can be obtained
only by living cationic polymerization.6
We synthesized F-(PIB–MA)3’s of various molecular
weights and added them in various proportions to a commercial bone cement formulation. Extensive synthesis
and characterization showed that cements containing
9.2% PIB with a number-average molecular weight (Mn)
of 18,000 g/mol exhibited particularly desirable overall
properties.7–10 Engineering tests indicated improved
flexural strength, maximum deflection, fracture toughness, and fatigue crack propagation rate with respect to a
Figure 2. Various PIB prepolymers fitted with CNA end
groups (note their similarity to Super Glue).
commercial product (Zimmer Regular Bone Cement). An
enterprising orthopedic surgeon tried this cement in dogs,
but he died and the experiment was discontinued before
data could be collected.
I do not know why this lead was not further developed by industrial researchers.
Cyanoacrylate (CNA)-Tipped PIB for
Intervertebral Disc
The pain from a herniated (slipped) intervertebral disc
can be excruciating. To remove the source of the trauma,
the orthopedic surgeon excises the offending disc tissue
(by laminectomy, chemonucleolysis, etc.); however, the
tissue is not replaced, and the loads that were distributed
by the excised disc must be taken over by other tissues.
We hypothesized that this rather unsatisfactory situation could be remedied by the replacement of the
excised tissue with an elastomer whose viscoelastic
characteristics are similar to those of the disc. It
appeared feasible to inject a liquid prepolymer, which
would rapidly polymerize to a rubber with the needed
viscoelastic properties, into the cavity left behind by
surgery. I thought we had the right replacement material: PIB carrying CNA groups. I knew we could prepare linear or star-shaped PIB prepolymers and fit
them with reactive CNA groups. Figure 2 shows the
structures envisioned, together with Super Glue (in
which R is a small substituent, i.e., methyl, ethyl, or
butyl). We speculated that prepolymers of suitable
molecular weights and compositions could be injected
where they were needed by a prefilled sterilized
syringe containing the prepolymers. The principal constituent, PIB, a hydrophobic, inert, biocompatible, biostable, and oxidatively stable rubber, fitted with CNA
end groups, would rapidly polymerize upon contact with
living tissue (nucleic acids, proteins with À
ÀNH2, À
ÀOH
groups). Because the polymerization would be induced
by nucleophilic functional groups of the surrounding tissue, the PIB would be covalently anchored to the tissue,
and the polymer would form only in the cavity where
the liquid prepolymer was injected. Leakage of the polymer into the surrounding tissue could not occur. Further-
HIGHLIGHT
2955
Figure 3. Reorganization of amphiphilic networks in various media (THF
¼ tetrahydrofuran, HC ¼ hydrocarbon).
more, the long PIB chains would envelop and sequester
the À
ÀCH2À
ÀC(CN)(COOPIB)À main chain from the
À
hydrolytic and enzymatic degradation that occur with
small conventional CNAs.11
We demonstrated that the envisioned prepolymers could
be readily synthesized and that they polymerized upon contact with living tissue (blood and egg yolk).11 The polymerization and crosslinking rates could be controlled by
the use of various molecular weight products and by the
copolymerization of linear and star-shaped prepolymers
(see Fig. 2). I still believe that these PIB-based macromonomers would go a long way toward satisfying the requirements for disc replacement or other applications.
Smart Amphiphilic Hydrogels
This project started as a fundamental inquiry. It appeared
to me that amphiphilic networks, that is, networks consisting of random hydrophilic and hydrophobic strands,
would exhibit some unexpected properties, and an exploration of their synthesis and basic properties would be
worthy of modest experimentation. Little did we imagine
that this project would spawn drug delivery devices, artificial blood vessels, and immunoisolatory membranes.
However, first we should cover some basics.
Amphiphilic networks (aptly named conetworks by B.
Ivan) are random, bicontinuous assemblages of hydrophilic/hydrophobic chain segments that swell in both
water and hydrocarbons. Because they swell in water,
they are hydrogels. Figure 3 helps to visualize amphiphilic networks and emphasizes the conformational
changes that these networks undergo upon changes in the
medium (environmentally responsive networks). In tetra-
hydrofuran (an amphiphilic solvent), both chain elements
are solvated and expanded, and the entire network swells.
In water, the hydrophilic chains are extended, whereas
the hydrophobic chains collapse to coils. In hydrocarbons,
the opposite occurs: the hydrophilic chains are extended,
whereas the hydrophilic chains collapse. In the latter two
cases, the collapsed coils want to precipitate, but the
covalently bound solvated chains will not let them.12 Surface analytical techniques by contact angle, atomic force
microscopy, X-ray photoelectron spectroscopy, and surface atomic ratios (O/C and N/C) have indicated that the
surfaces of amphiphilic networks are highly mobile; specifically, dry surfaces rapidly reorganize upon exposure to
water.13 These networks are able to adopt different surface conformations in different environments to increase
surface accommodation with the milieu and thereby minimize the total free energy of the system. Thus, amphiphilic networks are smart: they change their microstructure (morphology) with the medium. This chameleon-like
change may be important for accommodating complex
biological systems consisting of all kinds of molecules
and constituents (i.e., for biocompatibility).
PIB-Based Amphiphilic Networks: Controlled
Release, Artificial Arteries, and the First
Generation of Immunoisolatory Membranes
Our first generation of amphiphilic networks was prepared by the free-radical solution copolymerization of
hydrophilic monomers [N,N-dimethyl acrylamide
(DMAAm), 2-hydroxyethyl methacrylate (HEMA), 2(dimethylamino)-ethyl methacrylate (DMAEMA), and
sulfoethyl methacrylate (SEMA)] with hydrophobic
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Figure 4.
Typical starting materials for the synthesis of first-generation amphiphilic
networks.
crosslinkers (MA–telechelic PIBs).6,14–19 Figure 4
shows the formulas. The MA-capped PIB crosslinkers can be prepared only by living isobutylene polymerization followed by end-group functionalization.6
Figure 5 outlines the synthesis of one of the simplest
amphiphilic network by the copolymerization of
DMAAm with MA–PIB–MA.
By our technique, we can control the overall composition of the networks and the molecular weights between
crosslinking points (Mc’s). Because these networks have
hydrophilic and hydrophobic segments, they exhibit two
Mc’s: Mc,HI (the molecular weight of the hydrophilic segment between crosslinking points) and Mc,HO (the molecular weight of the hydrophobic segment). Mc,HI controls
the pore (or mesh) dimensions of the networks in water
(i.e., when implanted in an organism). The pore dimensions of the networks can be regulated by the concentration of the hydrophilic monomer with respect to the
hydrophobic crosslinking agent.
Because the chain elements in amphiphilic networks
are chemically very different and thermodynamically
incompatible, they are two-phase systems with two
Tg’s.20,21 Transmission electron microscopy of a typical
˚
amphiphilic network has shown 20–50-A-diameter bicontinuous domains with a salt-and-pepper morphology.
Controlled Release
We studied the kinetics of swelling of amphiphilic networks, using both water and n-heptane.15–18,21 We
found that, with an increase in the PIB content, the
rate of water uptake decreased, whereas that of n-hep-
tane increased; the opposite was found with an
increase in the content of the hydrophilic component
(i.e., the water uptake increased). Subsequently, we
studied the out-diffusion of select water-soluble model
drugs (e.g., folic acid) from drug-loaded amphiphilic
networks,14 and we found that the release rate changes
with the nature and concentration of the hydrophilic
constituent and the molecular weight of the PIB crosslinker. Interestingly, the diffusion coefficient n
(obtained from Mt/M? ¼ ktn, where Mt is the amount
of drug released at time t, M? is the amount of drug
loaded, and k is a constant), determined for several
networks, fell in the 0.7–0.8 range. If n ¼ 0, diffusion
is controlled by polymer relaxation (zero-order
release), whereas n ¼ 0.5 indicates conventional or
Fickian diffusion.22 The experimental values for several of our systems suggest anomalous transport, that
is, the presence of another process besides passive diffusion.
A series of amphiphilic networks containing poly(2sulfoethyl methacrylate) and MA–PIB–MA strands
were prepared and characterized by thermal, spectroscopic, mechanical, and swelling experiments18 Their
swelling followed non-Fickian kinetics in both water
and n-heptane. Networks with higher ionic contents
showed rapid and reversible swelling or deswelling
upon changes in the pH (in the 2–12 range) of the
medium.
The discovery that networks containing approximately 50/50 DMAEMA/PIB (Mn,PIB ¼ 10,000 g/mol)
exhibited excellent biocompatibility and biostability in
rats14 was of decisive importance for the future course
HIGHLIGHT
2957
Figure 5.
Synthesis of an amphiphilic network by the copolymerization of DMAAm
with MA–PIB–MA.
of our research. We found that certain well-defined
amphiphilic networks integrated well with tissue and
sowed minimal bacterial contamination, no edema, and
virtually no fibrosis and adhesion (even less than the
polyethylene negative control).14 Indeed some of our
materials exhibited better biocompatibility than the
negative controls. In cell culture and protein tests, the
numbers of cells and the total protein on the amphiphilic networks were similar to those of negative controls (polyethylene, silicone rubber, and glass), and this
indicated no toxic response. Cell adhesion and antiadhesion experiments with human monocytes showed
monocyte adhesion inhibition for various amphiphilic
networks and glass (negative control) with respect to
polystyrene (positive control). Further quantitative protein adsorption by radioimmunoassay showed that
amphiphilic networks made with DMAAm or HEMA
with 50% PIB adsorbed from human plasma less fibrinogen, Hageman factor, and albumin than glass, silicone
rubber, or polyethylene.23 These analyses, together with
blood cell counts, suggest that select amphiphilic networks are well accepted in vivo; that is, they are biocompatible.
Overall, these observations indicate reduced protein
adsorption, with a significant reduction of Hageman
factor and fibrinogen adsorption. Together with human
monocyte adsorption data, these studies indicate that
select amphiphilic networks are biologically compatible at blood-contacting surfaces.
Artificial Arteries
Coronary artery obstruction (stenosis) is life-threatening.
A clinical solution to coronary stenosis is major surgery
in which the occluded artery is replaced by another of
the patient’s native blood vessels (typically, the saphenous vein or mammary artery). Unfortunately, 3–
5-mm-diameter blood vessels, such as the coronary
artery, cannot be replaced by synthetic polymer tubes
[e.g., polyurethane, polyethylene, polyester, or poly(tetrafluoroethylene)] because after graft placement they
quickly (within a few hours) become occluded by platelet
and fibrin deposition.24
In view of the bio- and hemocompatibility of select
amphiphilic networks, we set out to explore whether a
narrow-caliber tube made of our materials could be
used for coronary artery replacement; specifically, we
wondered how many minutes per hour a 3-mm-caliber
amphiphilic tube would remain free of stenosis with
blood circulating through it.
We built an apparatus by which we circulated fresh
rat blood (no anticoagulant) at 37 8C through 4–5-cmlong amphiphilic tube sections made by the copolymerization of DMAEMA/MA–PIB–MA in a rotating glass
cylinder [the rotational copolymerization technique has
been described elsewhere].25 A peristaltic pump was
used to simulate the pumping action of the heart; that is,
the tube pulsated during blood circulation. Experiments
were carried out for 60 min, during which time no trace
of platelet deposition in the amphiphilic tube was
observed! Under similar conditions, the negative control,
a plasticized poly(vinyl chloride) (Tygon) tube, showed
significant platelet deposition.26 The results obtained by
this dynamic hemocompatibility test corroborated those
obtained by protein and cell adsorption experiments (as
previously discussed).
Encouraged by these findings, we carried out a
more demanding dynamic hemocompatibility test
jointly with researchers at the University of Wisconsin.27 By the use of an artificial heart device, these
researchers circulated 60 mL of heparinized (3 units)
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Figure 6. Luminal surfaces of 3.0-mm Goretex tubes after 7 days of implantation in
a rabbit infrarenal aorta. The left image shows an uncoated tube (control), and the right
image shows a 3.00-mm Goretex tube coated with an amphiphilic network {$50/50
poly[2-(dimethylamino)-ethyl methacrylate]/PIB}. The magnification for both images is
600Â.
fresh bovine blood containing 111In labeled platelets
through various 3-mm-caliber tubes for 120 min. We
compared three of our amphiphilic network tubes made
by the copolymerization of DMAAm, DMAEMA, or
HEMA plus the MA–PIB–MA crosslinker (as previously discussed), with a polyurethane tube as a negative control. Thrombosis was quantitated by g counting
of the platelets. Although the polyurethane control
gave more than 80,000 counts per minute (cpm), which
indicated relatively high platelet deposition, our amphiphilic tubes showed far less platelet deposition, approximately 1000 cpm, with the tube made with DMAAm
being the best ($200 cpm, average of three experiments).
Jointly with Dutch biomaterials scientists, we
studied platelet adhesion and blood coagulation activation of select amphiphilic networks in reference to
polyethylene and poly(vinyl chloride) negative controls
in vitro, that is, polymers commonly used in bloodcontacting applications.28 Networks of DMAAm/PIB
exhibited lower thrombogenicity than polyethylene and
poly(vinyl chloride) and significantly lower platelet
adhesion than poly(vinyl chloride), the reference with
lowest thrombogenicity.
Although the results of these bio- and hemocompatibility experiments were encouraging, the mechanical
properties of our tubes were insufficient for vascular
implantation; microsuturing was deemed impossible
because of the poor puncture and tear strengths of our
water-swollen tubes. To overcome this problem, we
hypothesized that thromboresistant narrow-caliber
tubes could be obtained by the coating of 3-mm-diameter expanded poly(tetrafluoroethylene) (ePTFE) tubes
with amphiphilic networks. Although large-caliber
(>6 mm) ePTFE tubes (Goretex and Impra) are extensively used in vascular surgery, narrow-caliber tubes
cannot be used because they are thrombogenic. Thus,
in preparation for in vivo implantation experiments, we
coated the surfaces of 3-mm-diameter Goretex tubes
with one of our promising amphiphilic formulations
(50/50 DMAEMA/MA–PIB–MA, with Mn,PIB ¼ 4500
g/mol). Scanning electron microscopy (SEM) showed
smooth, featureless surfaces, whereas the surfaces of
uncoated Goretex tubes displayed the characteristic
striated, fibrillar morphology of Goretex. Interestingly,
water wetted the coated tubes even after their coating
was manually peeled off. Evidently, the amphiphilic
coating penetrated and remained in the interstices of
the porous ePTFE and rendered it amphiphilic.
We grafted approximately 2-cm sections of 3-mmcaliber uncoated (control) and amphiphilic-polymercoated Goretex tubes into the aortas of two rabbits.29
Coating was carried out by the immersion of Goretex
tubes into polymerizing amphiphilic charges. Heparin
was administered to prevent blood clotting. After 7 days,
the animals were sacrificed, and the junctions of the
graft and native aortas were examined by SEM. The
luminal surface of the amphiphilic network-coated graft
showed a featureless confluent coating with no platelet
or fibrin deposition or cellular debris; in contrast, the
surfaces of the uncoated control were extensively covered with thrombus. Figure 6 shows representative SEM
pictures.
Significantly, we noted minor areas of discontinuities
in the homogeneous coats, which exhibited the characteristic fibrillar morphology of Goretex (see Fig. 6,
right). These minor discontinuities were probably due to
imperfect coat deposition (entrapped air bubbles?). The
absence of cellular debris over these areas suggests that
even an ultrathin, SEM-invisible amphiphilic-polymer
layer deposited on the surface of Goretex is sufficient to
prevent thrombus formation. Recent follow-up experi-
HIGHLIGHT
ments carried out jointly with Dr. K. Ouriel et al. of the
Cleveland Clinic Foundation have been focused on
improving the coating of ePTFE (Impra) by the use of a
rapidly rotating coating device (to be published).
In conclusion, these preliminary studies show that
3.0-mm-diameter amphiphilic-polymer-coated ePTFE
can be used as an aortic conduit in the rabbit model, that
the amphiphilic-polymer coat does not change the handling characteristics of the ePTFE tube, and that amphiphilic-network-coated ePTFE exhibit significantly less
thrombus deposition than uncoated tubes. Efforts are in
progress to follow up this lead.
First Generation of Immunoisolatory Membranes
Numerous discussions with clinicians, biomaterial
researchers, and immunologists have convinced me
that there is a need for novel immunoisolatory membranes (the language barrier between our disciplines
sometimes hampered our discussions). Immunoisolatory membranes are used to encapsulate and transplant
living tissue from a donor to a host organism (xenotransplantation). Such membranes protect the transplants from being destroyed by the host’s immune system, thereby eliminating costly and dangerous immunosuppressive drug therapy.30–32 Immunoisolation of,
for instance, living pig pancreatic islets (beta cells)
into diabetic humans may correct diabetes.
Islet encapsulation/transplantation has been investigated by many researchers employing many kinds of
materials and methods. A thorough analysis of the
requirements gleaned from the scientific and patent literature has led us to conclude that an ideal immunoisolatory membrane, clinically useful for a bioartificial
pancreas, must simultaneously satisfy all the following
biological, chemical, physical, mechanical, surface, and
processing properties:
1.
2.
3.
4.
5.
6.
Biocompatibility with the host (human) and
guest (e.g., porcine islets).
Hemocompatibility.
Biostability.
Smooth, slippery, nonclogging, nonfouling,
avascular, and nonthrombogenic or, in other
words, immunologically invisible surfaces.
Controlled
semipermeability:
precisely
designed/defined pore dimensions (molecular
weight cutoff ranges) that allow the passage of
aqueous solutions of nutrients and biologically
active molecules (insulin) and the exit of metabolic wastes but exclude antibodies and white
blood cells.
Physiologically satisfactory bidirectional fluxes
of glucose, insulin, nutrients, and metabolites.
7.
8.
9.
10.
11.
12.
13.
14.
15.
2959
Thin membrane walls (micrometer range) to
minimize diffusion paths.
Satisfactory mechanical properties (strength, modulus, elongation, and fatigue) for the implantation
and explantation of large numbers ($8 Â 105) of
islets.
Highest and rapid oxygen and water transport.
All the above properties to be maintained for
long times (6–12 months).
Simple and efficient membrane synthesis.
Easily manufactured into sealable and preferentially transparent tubes of pouches of welldefined volumes.
Ease of implantation and explantation.
Sterilizability.
All this for a reasonable cost.
Implantable membranes examined by others for the
correction of diabetes have several but not all of these
characteristics; for example, many researchers use alginates or siloxane gels to microencapsulate individual
islets. One of the fundamental disadvantages of microencapsulation by hydrogels is that the immunoprotected tissue cannot be reliably or completely retrieved.
The other is that hydrogels have very poor oxygen permeability (water is a barrier Io oxygen diffision).
With this analysis in mind, we set out to synthesize
immunoisolatory membranes from our amphiphilic polymers with the required biological and mechanical
properties. We thought to achieve semipermeability
control (see items 5–8) by regulating the length of
Mc,HI and by the overall hydrophilic/hydrophobic composition of the membranes. The molecular weight cutoff range (pore size control) was to be achieved by the
regulation of the length of the hydrophilic and hydrophobic segments to allow the rapid countercurrent diffusion of glucose and insulin, but the membranes were
to be impermeable to large proteins of the immune
system [e.g., immunoglobulin G (IgG)].
Systematic experimentation showed that amphiphilic
membranes containing approximately 50/50 poly(N,Ndimethyl acrylamide)/PIB with Mc,HI $ 4500 g/mol
had semipermeability and diffusion rates suitable for
the immunoisolation of pancreatic islets.33 These membranes allowed the countercurrent diffusion of glucose
and insulin (Mn ¼ 180 and 5700 g/mol, respectively)
but prevented the diffusion of albumin (Mn $ 66,000
g/mol), and the diffusion rates (fluxes) of glucose and
insulin were deemed appropriate for islet immunoisolation.33 Subsequently, we determined that pig islets
placed in such semipermeable amphiphilic-polymer tubules could be kept viable in tissue culture for at least
4 months and that encapsulated islets produced insulin
upon glucose challenge.34 Importantly, we also demon-
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J. POLYM. SCI. PART A: POLYM. CHEM.: VOL. 43 (2005)
strated that a diabetic rat, fitted subcutaneously with
our bioartificial pancreas (i.e., an amphiphilic tubule
containing pig islets), started to produce insulin and
that the glucose concentration in the blood of the rat
decreased markedly. When the bioartificial pancreas
was removed, the rat became diabetic again. In these
experiments, the rat was its own control! Figure 7
summarizes the results of this experiment.35
Polydimethylsiloxane (PDMS)-Based Amphiphilic
Networks: The Second Generation of
Immunoisolatory Membranes
There were three compelling reasons that we decided
to advance from PIB-based immunoisolatory membranes to PDMS-based immunoisolatory membranes:
(1) to simplify membrane synthesis, (2) to enhance
oxygen permeability, and (3) to obtain uniform pore
dimensions.
Let me explain:
1.
2.
Our first generation of amphiphilic membranes
obtained by the free-radical copolymerization of
acrylates yielded very promising products; however, the synthesis of the PIB-based crosslinking
agents needs considerable expertise, and the radical copolymerization mechanism is inherently
ill defined. I was therefore constantly searching
to find a less demanding synthetic procedure,
and I was pleased when we found that excellent
amphiphilic membranes could also be made by
simple hydrosilation/condensation (discussed later).
A thorough search of the scientific and patent
literature, including web pages of companies
engaged in immunoisolation, indicated that one
of the crucial requirements of immunoisolatory
membranes was oxygen permeability. Although
native pancreatic islets receive oxygen via
blood circulation, immunoisolated islets receive
oxygen (and eliminate waste) only via passive
diffusion through the encapsulating membrane.
Obviously, then, to ensure adequate oxygen
supply to the islets, the membranes must be as
thin as feasible and as friendly to oxygen as
possible. We reasoned that the oxygen permeability of PIB-based amphiphilic membranes,
that is, membranes through which oxygen
transport can occur only via water in the
hydrophilic domains (PIB is a barrier to oxygen diffusion), could be vastly enhanced by the
substitution of PDMS for PIB. Moreover, oxygen diffusion only via the hydrophilic domains
was thought to be inadequate because of the
low solubility of oxygen in water (200–300
mg/mL). Thus, we turned to PDMS, the most
Figure 7.
Graph showing that a bioartificial pancreas
[$2000 porcine islets immunoisolated by an amphiphilic network ($50/50 DMAAm/PIB) subcutaneously
implanted into a diabetic (streptozocin) rat] improves
hyperglycemia.
3.
oxygen-permeable rubber, whose oxygen permeability is far superior to that of water. It is
true that PDMS is somewhat weaker than PIB,
but we had ideas how to increase the strength
of PDMS-based membranes, should this
become an issue.
Uniform pore dimensions cannot be obtained with
networks made by a random free-radical copolymerization of hydrophilic monomers with MAfunctionalized PIBs, and Mc,HI will always exhibit a
rather broad length distribution [weight-average
molecular
weight/number-average
molecular
weight (Mw/Mn) $ 2.0]. Such a broad distribution,
however, is dangerous because in the presence of
even a minute fraction of larger pores, some immunoproteins may traverse the membrane and thus
compromise the encapsulated living tissue. Thus, to
obtain uniform pore dimensions, we had to redesign
our membranes.
So how should we proceed?
To obtain the highest oxygen permeability and pore
uniformity, we decided to use precisely defined hydrophilic poly(ethylene glycol) (PEG) and hydrophobic
PDMS starting materials, both with the narrowest possible molecular weight distributions (Mw/Mn $ 1.0). Specifically, we thought that random combinations of precise-length (molecular weight) PEG and PDMS chains
would yield amphiphilic networks with uniform, precisely defined, and controllable pore dimensions. However, how can we combine the incompatible PEG and
PDMS segments into a network?
HIGHLIGHT
Figure 8.
2961
Synthesis scheme of a tricomponent amphiphilic network.
At this point, fate came to our aid: Fortuitously,
about this time, one of my students, P. Kurian, investigated reactions of cyclosiloxanes for another project
and found that pentamethylcyclopentasiloxane (D5H)
rapidly polycondenses to poly(pentamethylcyclopentasiloxane) (PD5).36 It occurred to me that PD5 was exactly
what we needed because (1) PD5 domains could function
as efficient crosslinkers by the cohydrosilation of olefin–
ditelechelic PEG and –PDMS segments, (2) PD5 would
function as reinforcing domains, and (3) as a bonus the
oxyphilic PD5 domains would provide auxiliary oxygen
channels (in addition to those provided by PDMS). In
other words, the PD5 domains/phases in our networks
would perform triple duty by providing crosslinking,
reinforcement, and supplemental oxygen channels.36
Figure 8 helps to visualize the synthetic strategy and
micromorphology of an amphiphilic network consisting of
PEG and PDMS segments crosslinked and reinforced by
PD5 domains. The synthesis involves the cohydrosilation
of A–PEG–A and V–PDMS–V mixtures by D5H, followed
by simultaneous water-mediated oxidation of the excess
SiH groups to SiOH groups and in situ polycondensation
to PD5 domains.37 A–PEG–A is easily obtained from commercially available HO–PEG–OH,37 and the other two
starting materials are inexpensive commercial products.
The relative concentrations of the three constituents (PEG/
PD5/PDMS) control the overall membrane composition,
which in turn controls the overall membrane properties.
The crosslink density and stiffness of the networks
increase with the D5H concentration, and the concentration of water controls the rate and extent of crosslinking. It did not take us long to develop suitable
cohydrosilation, oxidation, and polycondensation conditions and to obtain membranes with excellent
mechanical properties (>5 MPa strength and 500%
elongation) appropriate for immunoisolation.38,39
Having established synthesis simplicity and versatility, we prepared and characterized series of amphiphilic membranes with various Mc’s, PEGs (in the
4600–20,000 g/mol range), and various PEG/PD5/
Figure 9.
Demonstration of the selective permeability of a PEG/PD5/PDMS membrane. The positive control was prepared by the incubation of an aliquot of
rabbit IgG with protein A Sepharose beads followed by
a nonspecific IgG to block any unused IgG binding
sites and then with FITC-goat-anti-rabbit IgG. The
negative control was obtained by the incubation of protein A Sepharose beads with the blocking IgG and the
FITC-goat-anti-rabbit IgG. Fluorescence was obtained
after 120 h of diffusion. The donor chamber was
loaded with 0.2 mg/mL IgG, and samples were taken
after 120 h and incubated first with protein A Sepharose beads and then with FITC-goat-anti-rabbit IgG.
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J. POLYM. SCI. PART A: POLYM. CHEM.: VOL. 43 (2005)
PDMS compositions.39 Surface analyses indicated the
expected rapid conformational rearrangements. The
oxygen permeability increased with the amount of
PDMS in the membrane, and the insulin permeability
was shown to be dependent on the length of Mc,PEG.
The permeability of insulin through a series of membranes with various Mc,PEG’s was determined. Molecular weight cutoff studies showed controllable semipermeability, that is, the diffusion of small proteins
including insulin and the rejection of larger proteins
such as albumin (Mn $ 66,000 g/mol). The implantation of representative PEG/PD5/PDMS membranes in
rats showed minimal response with respect to inflammation, foreign body reaction, tissue ingrowth, and
fibrous capsule formation.39
To further enhance reinforcement, we prepared
amphiphilic networks by cocrosslinking PEG/PDMS
mixtures with polyhedral oligomeric silsesquioxane
(POSS) fitted with eight SiH groups (in lieu of D5H).40
Recently, we demonstrated, by a series of diffusion
experiments, the selective permeability of glucose and
insulin with the simultaneous exclusion of IgG.39 Subsequently, we also demonstrated that PEG/PD5/PDMS
membranes do not foul and remain permeable to both
glucose and insulin even after long (1-month) incubation
with IgG. Figure 9 provides details and shows our findings.
In sum, we developed a simple and efficient membrane synthesis method; the bicontinuous membrane
architecture and the oxyphilic PDMS/PD5 domains
provide superior oxygen transport; the precisely
defined PEG segments (in terms of the molecular
weights and molecular weight distributions) yield uniform pore dimensions (i.e., well-controlled Mc,HI); and
the membranes exhibit desirable semipermeability and
are biocompatible.
We are on the road to a clinically useful bioartificial
pancreas.
Although support has been received from many sources during these investigations, the author is mainly indebted to the
National Science Foundation for its continuous financial help
(DMR-8920826 and DMR-0243314).
REFERENCES AND NOTES
1. Kennedy, J. P. J Polym Sci Part A: Polym Chem
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and Practice; Hanser: Munich, 1992; p 35.
3. Kennedy, J. P.; Puskas, J. E.; Kaszas, G.; Hager, W.
G. (University of Akron). U.S. Patent 4,946,899,
1990.
4. Kaszas, G.; Puskas, J. E.; Kennedy, J. P.; Chen, C.
C.; Hager, W. G. J Polym Sci Part A: Polym Chem
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5. Sutherland, C. J.; Wilde, A. H.; Borden, L. S.;
Marks, K. E. J Bone Joint Surg (Am) 1982, 64, 970.
6. Kennedy, J. P.; Hiza, M. J Polym Sci Polym Chem
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7. Kennedy, J. P.; Askew, M. J.; Richard, G. C. (University of Akron). U.S. Patent 5,242,983, 1993.
8. Kennedy, J. P.; Richard, G. C. Macromolecules
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9. Kyu, T.; Kennedy, J. P.; Richard, C. G. Macromolecules 1993, 26, 572.
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13. Park, D.; Keszler, B.; Galiatsatos, V.; Kennedy, J.
P. Macromolecules 1995, 28, 2595.
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J Biomed Mater Res 1989, 23, 1327.
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Ottenbrite, R. M., Eds.; ACS Symposium Series
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DC, 1991; p 194.
16. Ivan, B.; Kennedy, J. P.; Mackey, P. W. In Polymeric
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17. Keszler, B.; Kennedy, J. P.; Mackey, P. W. J Controlled Release 1993, 25, 115.
18. Keszler, B.; Kennedy, J. P. J Polym Sci Part A:
Polym Chem 1994, 32, 3153.
19. Isayeva, I. S.; Yankovski, S. A.; Kennedy, J. P.
Polym Bull 2002, 48, 475.
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P. J Appl Polym Sci 1997, 66, 901.
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22. Pappas, N. A.; Korshmeyer, R. W. In Hydrogels in
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23. Keszler, B.; Kennedy, J. P.; Ziats, N. P.; Brunstedt, M. R.; Stack, S.; Yun, J. K.; Anderson, J.
M. Polym Bull 1992, 29, 681.
24. Stanley, J. C.; Lindenauer, S. M. In Vascular Surgery, a Comprehensive Review, 3rd ed.; Moore, S.
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26. These experiments were carried out jointly with
Professor D. L. Ely, Biology Department, University of Akron, 1992.
27. These experiment were carried out jointly with
Dr. F. Mohammad and Dr. R. J. Jaarsma, University of Wisconsin, 1993.
HIGHLIGHT
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P. Polym Bull 1995, 34, 101.
29. Lewis, R. D.; Wright, D.; Kennedy, J. P.; Keszler,
B. Resident Essay Contest, Ohio Chapter, American College of Surgeons, May 21, 1993.
30. Lim, F.; Sun, A. M. Science 1980, 210, 908.
31. Sefton, M. V.; Stevenson, T. K. Adv Polym Sci
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32. Aebischer, P.; Goddard, M.; Signore, A. P.; Timpson, R. L. Exp Neurol 1994, 126, 151.
33. Shamlou, S.; Kennedy, J. P.; Levy, R. P. J Biomed
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34. Isayeva, I. S.; Kashibhatla, B. T.; Rosenthal, K.
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thal, K. L.Designed Networks for Immunoisolation. Presented at Bioartificial Organs II, Engineering Foundation Banff, Alberta, Canada, July
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