928
Macromolecules 2007, 40, 928-938
A Route to Nonfunctionalized and Functionalized
Poly(n-butylcyanoacrylate) Nanoparticles: Preparation in
Miniemulsion
Clemens K. Weiss, Ulrich Ziener, and Katharina Landfester*
Department of Organic Chemistry IIIsMacromolecular Chemistry and Organic Materials, UniVersity of
Ulm, Albert-Einstein-Allee 11, 89081 Ulm, Germany
ReceiVed August 14, 2006; ReVised Manuscript ReceiVed October 30, 2006
ABSTRACT: The miniemulsion process has been applied for the preparation of poly(n-butylcyanoacrylate) (PBCA)
nanoparticles. In the first step a miniemulsion is prepared from n-butylcyanoacrylate in hydrochloric acid solution
using sodium dodecyl sulfate as surfactant. In the second step, a base solution is added to initiate polymerization,
and the polymeric particles are formed. Using amines or amino acids as initiators allowed the convenient
functionalization of the polymer particles’ surface. The influence of surfactant concentration and sonication time
on particle size and size distribution has been studied as well as the influence of pH, concentration, and amount
of initiator on the particle size and the distribution of the molar mass of the polymer. The detected pH dependence
of the particles’ potential shows the presence of carboxyl groups on the particles’ surface after the initiation
with amino acids. GPC and NMR measurements indicate a covalent bonding of the amino acid to the polymer.
Introduction
Alkylcyanoacrylates (ACA) have been proven to be valuable
monomers for several applications. Besides the broadly known
use as “super glue”, they are employed in surgery for wound
closure (e.g., Indermil, n-butylcyanoacrylate BCA). Both applications are based on the fact that the anionic polymerization
is easily initiated by traces of nucleophiles like water (humidity,
water present on skin), amines (e.g., present in proteins),
alcohols, or phosphines.
In the past years, considerable efforts have been put in the
synthesis of poly(alkylcyanoacrylate) nanoparticles. Poly(alkylcyanoacrylate) nanoparticles are biocompatible and biodegradable and are reported to show a distinct tendency for the
adsorption or respectively entrapment of bioactive compounds,
making them promising candidates for the use as drug carrier
systems. A large number of different compounds have been used
as “payload”, ranging from inorganic crystallites, e.g., magnetite,1 to various drugs (methotrexate,2 doxorubicin3-5) and even
oligopeptides (dalargin6,7) or proteins (insulin8-10).
One of the first methods for the preparation of poly(alkylcyanoacrylate) (nano)particles has been developed by
Couvreur11 in the late 1970s employing a HCl solution with a
concentration of 10-2-10-3 mol L-1 containing a polymeric,
nonionic surfactant as steric stabilizer, to which the alkylcyanoacrylate monomer is added dropwise. Since then, a large
number of studies (see ref 12) have reported the application of
dispersion and emulsion techniques, with or without surfactant.
The described particles show a broad distribution of sizes
ranging from under 100 nm to more than 1 µm. Particle size,
stability of the dispersion, and the molar masses of the polymer
depend largely on the pH of the continuous phase13-16 and on
the type and concentration of the surfactant.17,18
Despite the extensive application of the emulsion polymerization with nonionic or polymeric surfactants for the preparation
of poly(alkylcyanoacrylate) nanoparticles, there are several
limitations, especially the low polymer content of the dispersions
of about 1 wt % and the high amount of surfactant compared
to the monomer with a ratio surfactant to monomer of 1:1 or
even more (see e.g. refs 6 and 19). The problem is the fast
polymerization rate of the monomer combined with the comparably slow diffusion rate of the monomer through the water
phase which causes instability of the system. Additionally, the
stabilizer present in the commercially available monomer causes
severe problems. Since the applied stabilizers are Lewis acids
in an unknown concentration (MeSO3H, SO2), an influence on
the particle properties can be expected and cannot easily be
controlled with the techniques applied so far. It has been reported
that the amount of SO2 affects the particle size14,20 and therefore
leads to a lack of reproducibility if using different batches of
the alkylcyanoacrylate monomer.
Up to now, modification of the particle surface is achieved
by the choice of surfactant, which is physically adsorbed like,
e.g., polysorbates6,7 or chemically bonded via, e.g., a hydroxy
group of dextran17,21 or poly(ethylene glycol) (PEG)22 to the
particles’ surface. The modification with polysorbates allows
the particles to permeate through the blood brain barrier, while
PEGylated particles show long persistence in the circulatory
system.
Nevertheless, further chemical functionalization of the polymer particles to specifically designed surface characteristics is
difficult to achieve because of the occupation of the particle
surface by surfactant molecules due to high amount of surfactant
used and the absence of anchor groups like COO-. These groups
are needed in order to conjugate (bio)molecules23-25 like
proteins (e.g., antibodies) for addressing specific receptors for
cellular response. Therefore, it would be desirable to considerably lower the amount of surfactant and at the same time be
able to introduce functional groups.
Here we report on the preparation of reproducibly functionalizable and loadable PBCA nanoparticles with a narrow size
distribution which are stable in a dispersion with a solid content
higher than 10 wt % using a minimum of the anionic surfactant
sodium dodecyl sulfate (SDS).
A very convenient way to meet these requirements is the
application of the miniemulsion technique in which the polymerization is initiated after a stable n-butylcyanoacrylate miniemulsion in water has been formed as it was already shown in
10.1021/ma061865l CCC: $37.00 © 2007 American Chemical Society
Published on Web 01/20/2007
Macromolecules, Vol. 40, No. 4, 2007
Preparation of PBCA Nanoparticles in Minemulsion 929
Table 1. Characteristics of PBCA Nanoparticles Obtained with Varying SDS Amounts and Sonication Timesa
amount of surfactant
[wt % with respect to BCA]
particle size
(z-average) [nm]
PDI
Mwb [g mol-1]
D ) Mw/Mn
1
1
1
1
2
2
2
2
4
4
4
4
10
10
10
10
20
20
20
20
a
sonication time [s]
90
120
150
180
90
120
150
180
90
120
150
180
90
120
150
180
90
120
150
180
292
358
326
302
295
263
331
292
217
284
228
224
161
161
154
158
155
190
107
183
0.433
0.308
0.383
0.338
0.289
0.297
0.357
0.297
0.272
0.432
0.346
0.242
0.221
0.250
0.222
0.151
0.272
0.391
0.274
0.205
5500
5200
5000
6600
4500
5000
4500
5300
5200
4800
4000
3900
5300
4500
4000
3700
4600
3600
3900
6500
2.6
2.5
2.5
2.5
2.4
2.5
2.4
2.5
2.6
2.5
2.3
2.4
2.4
2.2
2.1
2.0
2.4
2.1
2.1
2.1
NaOH was used as initiating agent for the polymerization. b Given to PS standard.
one single model experiment using the miniemulsion technique
in order to create a poly(alkylcyanoacrylate) nanoparticle
dispersion with a solid content of 5%.12
Taking advantage of the high stability of miniemulsions
obtained by a hydrophobic agent in order to prevent Ostwald
ripening, it will be shown that it is possible to increase the
amount of dispersed BCA monomer even further and therefore
the solid content of the final dispersion to more than 10%. The
polymerization is initiated in the simplest case by the addition
of a hydroxide solution. The influence of surfactant concentration and sonication time on particle size and size distribution
has been studied as well as the influence of pH, concentration,
and amount of initiator solutions on the particle size and the
distribution of the molar mass of the polymer. It will be shown
that the application of mono- or multifunctional amines as
initiator allows the introduction of functional groups to the
polymer26-28 and thus to the particle. The detected pH dependence of the particle’s potential indicates the presence of
carboxyl groups on the particles’ surface after the initiation with
amino acids.
Experimental Part
Materials. n-Butylcyanoacrylate (BCA, Indermil, Henkel Loctite) was used as received. Hydrochloric acid (0.1 mol L-1), sodium
hydroxide solution (0.1 mol L-1), tris-base (tris(hydroxymethyl)aminomethane), ammonia solution (25%), sodium dodecyl sulfate
(SDS), 6-aminohexanoic acid (6AHex), arginine (Arg), aspartic acid
(Asp), glutamic acid (Glu), cysteine (Cys), glycine (Gly), and lysine
(Lys) were purchased from Merck; phenylalanine (Phe) and
hexadecane (HD) were purchased from Aldrich. Tween 20 was
purchased from Sigma-Aldrich. Lutensol AT50, a poly(ethylene
oxide)-hexadecyl ether with an EO block length of about 50 units,
was received as a gift from BASF AG. All chemicals were used as
received.
Synthesis of Nanoparticles. Standard procedure for the preparation of a n-butylcyanoacrylate miniemulsion and subsequent initiation of the polymerization:
A solution of 0.3 g of SDS in 12.0 g of hydrochloric acid (0.1
mol L-1) was added just prior to ultrasonication to a solution of
0.125 g of hexadecane in 3.0 g of BCA. The two-phase mixture
was sonicated with a Branson sonifier W450 (90% amplitude, 0.5
in. tip) for 2.5 min under ice cooling. After sonication a milky white
emulsion is obtained. The total amounts used in the standard
procedure can be easily increased or decreased as long as the ratio
of the reactants used is maintained. The polymerization was initiated
by pouring the miniemulsion into a sodium hydroxide solution (0.1
mol L-1) while stirring on a magnetic stirrer.
Variation of Surfactant. In order to determine the influence of
the type of surfactant, the miniemulsion was prepared in the way
described above, but with different surfactants. Besides SDS,
Lutensol AT 50 and Tween 20 were used. The polymerization was
initiated by pouring the miniemulsion into 12.0 g of sodium
hydroxide solution (0.1 mol L-1) under stirring.
Variation of Sonication Time and Surfactant Amount. The
miniemulsion was prepared as described above with SDS as
surfactant (for quantities see Table 1). After a sonication time of
90, 120, 150, and 180 s, 500 µL of the miniemulsion was withdrawn
and injected into 375 µL of sodium hydroxide solution (0.1 mol
L-1). The small volumes were chosen to be able to prepare all the
compared samples from one miniemulsion batch. Larger quantities
can easily be obtained by scaling up the recipe.
Time Dependence of Molar Mass. A miniemulsion was
prepared in the way described above (BCA 9.0 g, HD 0.375 g,
HCl 36.0 g; SDS 0.9 g). A 500 µL sample was pipetted and injected
into a vessel immersed in liquid nitrogen just prior to pouring the
miniemulsion in 36.0 g of sodium hydroxide solution (0.1 mol L-1)
under stirring. During the first 120 s, every 10 s a 500 µL sample
has been taken and treated the same way as described above. This
procedure, with longer intervals between the sampling, has been
carried out over 2 weeks. The frozen samples were freeze-dried.
The molar masses of the resulting polymer powder were determined
by GPC.
Variation of Type of Initiator and Amount of Initiator. In
order to initiate the polymerization, 500 µL of the freshly prepared
miniemulsion was injected in one shot into various amounts of
sodium hydroxide solution (0.1 mol L-1, see Table 2), tris-base
solution (0.1 mol L-1), ammonia solution (0.1 mol L-1) (for both
see Table 3), and various solutions of amino acids (see Table 4).
Dialysis. The dispersions have been dialyzed against water using
Amicon Ultra centrifuge filters (30 000 MWCO membrane, Millipore).
Characterization. The particle size and the potential were
determined with a Malvern Zetasizer Nano ZS. For the photon
correlation spectroscopy (PCS) measurements 35 µL of the dispersion was pipetted into a single use polystyrene cuvette and diluted
with 1.5 mL of distilled water.
DLS measurements give the z-average size (or cumulant mean),
which is an intensity mean, and the polydispersity index (PDI).
The standard cumulant analysis is the fit of a polynomial to the
log of the G1 correlation function (eq 1).
ln(G1) ) a + bt + ct2 + dt3 + ...
(1)
930
Weiss et al.
Macromolecules, Vol. 40, No. 4, 2007
Table 2. Characteristics of the PBCA Dispersions Initiated with
Different Amounts of NaOH as Initiating Agenta
vol of
NaOH
[µL]
resulting
pH
(calcd)
pH
measured
after
7 days
particle size
(z-average) after
10 min of
preparation [nm]
particle size
(z-average)
measured after
7 days [nm]
0
100
200
300
400
500
600
700
800
1.00
1.22
1.48
1.85
7.00
12.05
12.30
12.44
12.52
0.94
1.41
1.62
1.97
2.71
4.66
6.44
6.57
6.85
139
186
214
203
212
214
188
195
172
199
149
144
188
213
207
178
194
173
a500 µL of a 20 wt % BCA miniemulsion (stabilized with 10% of SDS
based on monomer) is used.
Table 3. PBCA Particle Sizes of Dispersions Initiated with Ammonia
and Tris-base Solution (Measured after Polymerization)a
ammonia solution
(0.1 mol L-1)
Tris-base
(0.1 mol L-1)
ticles. After the polymerization had been completed, the samples
were frozen at -22 °C and subsequently freeze-dried. The resulting
powders were dissolved in 1 mL of THF, and the solution was
filtered through a 0.45 µm syringe filter. The setup consisted of a
Thermal Separations Products P2000 pump with Waters Styragel
5 µm particles, 100 nm pore size, PSS SDV 5 µm particles, 1 µm
pore size, PSS SDV 10 µm pore size columns, and a Thermal
Separations Products AS100 autosampler. The eluent was THF p.a.
with a flow rate of 1 mL min-1. The signal was detected with a
Waters 2410 RI detector and with a Knauer Variable Wavelength
Monitor UV detector. The molar masses were calculated with
respect to a polystyrene (PS) standard and can therefore not reflect
the exact values. In order to visualize the tendencies, the elugrams
are additionally provided.
The TEM images were obtained using a Philips TEM 400 with
an acceleration current of 80 kV. 5 µL of the dispersion was diluted
with 5 mL of demineralized water; a 4 µL drop was put on a carboncoated copper grid (200 mesh) and air-dried. No further staining
has been applied.
NMR spectra have been obtained using a Bruker Avance 400
operating at 400 MHz.
Results and Discussion
vol of initiator
solution [µL]
particle size
(z-average) [nm]
PDI
particle size
(z-average) [nm]
PDI
100
200
300
400
500
600
700
800
900
1000
233
86
64
77
84
97
96
95
98
111
0.236
0.234
0.268
0.243
0.237
0.192
0.203
0.184
0.191
0.152
244
164
104
99
115
125
132
137
141
145
0.168
0.196
0.261
0.228
0.184
0.152
0.132
0.109
0.074
0.101
a The volume of the used BCA miniemulsion (25 wt % monomer) was
500 µL.
The value of second-order cumulant b is converted to a size using
the dispersant viscosity and some instrumental constants. The
coefficient of the squared term c, when scaled as 2c/b2, is known
as the polydispersity or polydispersity index (PDI). The calculations
for these parameters are defined in the ISO standard document
13321:1996 E.
For -potential measurements, 50 µL of the dispersion was
diluted to a total volume of 5 mL and the desired pH. The pH was
adjusted with 0.1 mol L-1 NaOH and HCl solutions.
Gel permeation chromatography (GPC) was used to determine
the molecular weight of the poly(n-butylcyanoacrylate) nanopar-
Up to now, PBCA nanoparticles were mostly prepared by
typical emulsion processes. Now, we were able to prepare stable
monomer droplets of the hydrophobic BCA by miniemulsification in 0.1 mol L-1 hydrochloric acid as continuous phase
since strong acids are known to inhibit polymerization of ACAs
efficiently.26,29,30 Then, after creation of the droplets, the anionic
polymerization was initiated by pouring the miniemulsion into
a NaOH solution. Evaporation of the monomer during the
miniemulsion preparation and heating of the dispersion while
polymerization were minimized by using pulsed ultrasound and
cooling the system.
The anionic surfactant SDS has been the first choice for the
stabilization of the BCA miniemulsion and the subsequently
formed PBCA dispersion. The results are summarized in Table
1. The use of SDS allowed the formulation of PBCA dispersions
with a solid content of 10% using 1% of surfactant with respect
to BCA, leading to stable particles of about 300 nm in diameter.
With increasing SDS concentration, the particle size decreases
to about 100 nm (see also Figure 1) and the size distribution
(polydispersity index, PDI) narrows.
The equilibrium size of the droplets in miniemulsions is
determined by the amount of SDS with respect to the amount
Table 4. Characteristics of Dispersions Initiated with 0.5 mol L-1 6AHex Solution and 0.1, 0.5, and 2.0 mol L-1 Glycine Solutions (First Value:
z-Averaged Diameter; Second Value: PDI)
6AHex (0.5 mol L-1)
Gly (0.1 mol L-1)
Gly (0.5 mol L-1)
Gly (2.0 mol L-1)
vol of initiator [µL]
pH 4.4
pH 5.4
pH 2.4
pH 3.4
pH 4.4
pH 5.4
pH 3.4
pH 4.4
pH 5.4
pH 3.4
pH 4.4
pH 5.4
100
coagulation
200
238
0.107
192
0.010
195
0.141
185
0.042
178
0.065
187
0.105
182
0.209
202
0.197
173
0.044
129
0.089
100
0.141
93
0.161
89
0.167
87
0.190
86
0.182
85
0.174
86
0.183
84
0.180
85
0.172
360
0.134
270
0.151
223
0.062
204
0.094
187
0.043
176
0.045
166
0.052
161
0.054
154
0.064
152
0.029
336
0.163
223
0.084
189
0.052
159
0.037
139
0.074
126
0.063
125
0.088
118
0.058
122
0.045
121
0.044
302
0.127
202
0.035
164
0.055
142
0.069
132
0.074
130
0.052
128
0.086
130
0.080
135
0.014
126
0.061
297
0.109
198
0.043
162
0.062
146
0.057
141
0.032
139
0.006
138
0.059
139
0.065
154
0.080
137
0.064
184
0.056
146
0.019
137
0.045
136
0.035
137
0.085
129
0.045
128
0.048
127
0.030
127
0.016
125
0.025
204
0.075
170
0.002
158
0.010
149
0.013
144
0.040
145
0.035
142
0.010
137
0.035
135
0.016
132
0.046
232
0.108
156
0.082
127
0.047
124
0.026
122
0.022
120
0.003
118
0.013
116
0.048
118
0.040
119
0.022
165
0.016
144
0.018
139
0.030
134
0.020
129
0.070
126
0.029
124
0.063
121
0.087
120
0.058
117
0.082
121
0.042
117
0.049
115
0.040
111
0.057
107
0.071
106
0.062
105
0.043
104
0.044
104
0.066
102
0.060
108
0.050
107
0.018
103
0.041
97
0.059
92
0.089
88
0.093
87
0.110
85
0.121
83
0.110
85
0.092
300
400
500
600
700
800
900
1000
Macromolecules, Vol. 40, No. 4, 2007
Figure 1. Evolution of the PBCA particle size with concentration of
surfactant SDS for a sonication time of 150 s (from Table 1; dotted
lines are guides for the eye).
Figure 2. Evolution of elution volume obtained from a PBCA
dispersion prepared according to the standard procedure (calculated pH
) 7) during the course of 4 weeks (samples taken after 10 s, 600 s, 2
days, 1 week, and 1 month (front to back) after preparation).
of the dispersed phase. This equilibrium is reached by the
application of strong shear forces like ultrasound. After a
characteristic sonication time, the droplet size cannot be reduced
any further. The size distribution still shows a slight narrowing
applying a longer sonication time. Figure 1 shows the evolution
of the PBCA particle size for the sonication time of 150 s.
The weight-average molecular weight Mw of the polymer
obtained from a dispersion prepared with 1% of SDS measured
2 days after mixing with the NaOH solution shows a monomodal
distribution at about 5000 g mol-1. (Please note that all
molecular weights are given relative to PS standards.) With
increasing amount of surfactant, the values for Mw decrease.
This means that after 2 days the smaller particles are composed
of polymer with shorter chains than the larger particles. Further
experiments show that the molar masses of the polymers change
over the course of days until an equilibrium distribution is
reached. Samples taken and analyzed after 1 week and 1 month
show no longer monomodal mass distribution, but a bimodal
distribution with the appearance of a long chain polymer fraction
(see Figure 2 and also Figure 6 including discussion below).
All polymer dispersions prepared with SDS showed longterm stability. Even 2 months after the preparation, no phase
separation could be observed. The application of cationic
surfactants, namely quaternary amines, led to immediate polymerization when the monomer and the aqueous phase were
mixed. Residual primary and secondary amines may be the cause
for this.
As nonionic surfactants, Lutensol AT50 and Tween 20 were
chosen. Applying these, dispersions with large particles and high
sedimentation tendency were obtained (samples L-10 (sonication
time ) 120 s, d ) 908 nm) and T-10 (sonication time ) 120
s, d ) 769 nm)) at the desired high solid contents of 10%. Even
higher amounts of these surfactants of more than 10% were
not able to decrease the particle size and to stabilize the latex
dispersions efficiently. Already 1 h after preparation, all
dispersions showed phase separation.
Preparation of PBCA Nanoparticles in Minemulsion 931
On the basis of these data, SDS in a concentration of 10%
and a sonication time of 150 s had been chosen for the
subsequent experiments.
Figure 3 shows TEM micrographs from three selected
dispersions. S-10 was prepared according to the standard
procedure with 10 wt % SDS (150 s sonication, see Table 1),
L-10 with 10 wt % Lutensol AT50, and T-10 with 10 wt %
Tween 20. The two latter samples could only be prepared for
TEM analysis after the sedimented dispersions had been shaken
in order to redisperse the precipitate. The smaller size and greater
uniformity of the particles prepared with SDS are clearly visible.
Influence of the Amount of Initiator NaOH on Particle
Size and Molecular Weight. It is known from various BCA
emulsion polymerization experiments that the pH of the
dispersion media affects the particle size and molecular weight.13,14
The influence of the pH on the characteristics of PBCA
particles, obtained in miniemulsion, is studied in detail. The
pH of the polymerization medium was adjusted by providing
different amounts of NaOH solution to initiate the polymerization (see Table 2). It has been assumed that the neutralization
reaction between the NaOH solution and the HCl of the
miniemulsion is fast compared to the initiation and the growth
steps of the polymerization.
In the case of miniemulsion, the polymerization pH could
be increased to a pH of 7. With the conventional emulsion
polymerization technique, the pH of the polymerization could
not be carried out at pH values higher than 4-5, since at higher
values the polymerization is too fast and the diffusion of the
monomer through the water phase, which is a key step in the
emulsion polymerization technique, too slow. Therefore, coagulum is formed.13 Compared to the conventional emulsion
method, the surfactant applied in the miniemulsion process is
far more effective in stabilizing the monomer droplets. The
polymerization is therefore restricted to each monomer droplet,
which is behaving as an independent nanoreactor. Here a fast
polymerization can take place without influencing the stability
of the dispersion.
Regarding the pH of the dispersion obtained in miniemulsion,
it can be noticed that, especially considering the calculated high
pH values, the values are constantly decreasing with time,
reaching a stable value after 1 day, which is below the expected
value (Figure 4). This means OH- is consumed (about 10-2
mol L-1) in an unexpectedly high amount during the reaction,
which supports the assumption that OH- is the initiating
molecule (and at least some of the chains end with a salt group),
although it cannot be completely ruled out that Cl- also acts as
initiator.
The particle size for all pH can be found in a narrow range
at around 200 nm, not considering the small volumes between
0 and 200 µL of added initiator, which will be discussed
separately, where no clear dependence can be observed. Since
the values do not change significantly during the 7 days, it can
be assumed that all of the dispersions are stable toward
coagulation.
The values for the miniemulsion without the addition of a
NaOH solution (0 µL) show the evolution of the particle size
in the “unperturbed” (and unpolymerized) miniemulsion with
an extremely slow polymerization. Directly after the preparation,
when the first DLS measurement has been performed, it is
reasonable to assume that the miniemulsion is still an emulsion
and no polymer dispersion, since the pH of the miniemulsion
has an unaltered value of pH 1.0. With the dilution of the
miniemulsion with water for the DLS measurement, polymerization will be initiated, so the actual droplet size may not be
932
Weiss et al.
Macromolecules, Vol. 40, No. 4, 2007
Figure 3. TEM images of dispersions prepared (according to the standard procedure) with SDS (sample S-10), Lutensol AT50 (sample L-10), and
Tween 20 (sample T-10) (pictures left to right); the images of the dispersions prepared with Lutensol AT50 and Tween 20 could only be obtained
after redispersing the particles for TEM analysis.
Figure 5. Molar mass evolution of the polymers obtained from PBCA
dispersions prepared with increasing initiator (NaOH solution) volume
(added volumes given on the right side of each slice); samples taken 7
days after starting the polymerization.
Figure 4. Evolution of pH of the dispersions compared with the
calculated pH value. The volumes of the respective NaOH solutions
were chosen to yield the calculated pH for the final dispersions. The
consumption of OH- during the reaction has been neglected in the
calculation (dotted lines are guides for the eye).
displayed correctly. Since the polymerization rate of the nBCA
in the miniemulsion system at the given pH (1.0) is unknown,
it is impossible to determine the time of the solidification by
polymerization of the droplets. With the obvious growth of the
droplets during the first day and the constant size between the
first and the second day, the formation of size-stable polymer
particles can be regarded as completed after this time. The
heterophase initiation reaction leads to an increase in hydrophilicity of the oligomers by the attachment of OH- to the
monomer, which in consequence allows the oligomers to diffuse
through the continuous phase and can cause Ostwald ripening
of the droplets explaining the growth of the droplets. After 7
days, sedimentation is visible in the dispersion. This leads to a
smaller detected particle size (and a narrower distribution) since
the large particles are no longer included in the measurement.
The same effect, but less pronounced, can be observed for the
values up to 200 µL of NaOH solution.
Since the particles, prepared at higher initial pH, do not show
this decrease in particle size as distinctively, it can be assumed
that the conversion from droplet to particle had been completed
after a few minutes.
To summarize, for pH > 2, the particle size seems to be
largely unaffected by the pH of the continuous phase during
initiation and polymerization. Below this pH the time for the
conversion from droplet to particle is lower than the time of
droplet growth (Ostwald ripening).
Figure 6. Evolution of Mw and polydispersity D obtained from a PBCA
dispersion prepared according to the standard procedure (calculated pH
) 7) during the course of 7 days (dotted lines are guides for the eye).
The GPC traces of the samples obtained with the addition of
different NaOH amounts and measured 7 days after preparation
are presented in Figure 5. The molar masses of the polymers
resulting from 0, 100, and 200 µL initiator solution (M at 1100
g mol-1) show a narrow mass distribution with a very low
amount of high molecular polymer. The polymers obtained with
a volume of initiator of 300 and 400 µL (calculated pH 1.9 and
7.0, measured pH after 7 days 2.0 and 2.7, respectively) show
a bimodal mass distribution with one maximum at about 2000
g mol-1 and one at 350 000 g mol-1 (given to PS standard). A
polymer fraction with masses between the extremes is only
present in low amounts. The rest of the samples correspond to
dispersions with higher pH values, which are significantly lower
than the calculated values (calculated pH > 12, corresponding
Macromolecules, Vol. 40, No. 4, 2007
Preparation of PBCA Nanoparticles in Minemulsion 933
Scheme 1. Proposed Mechanism of De/repolymerization31
to the “plateau” in the pH diagram). The polymers formed under
these conditions show monomodal mass distributions with a
maximum at about 5000 g mol-1.
These results are comparable to those of Behan et al.,13 who
obtained particles prepared by the conventional emulsion
polymerization using dextran as steric stabilizer. As long as the
polymerization is carried out in an initially acidic medium (pH
∼ 2), polymer with a relatively low molecular weight is
obtained, whereas long chains additionally appear as soon as
the polymerization medium has an initially higher pH.
It has to be emphasized that the freezing of the dispersions
has been performed 7 days after preparation. This is of great
importance, since it could be shown for one pH (initially 7)
that the initial mass distribution changes during the days after
preparation (see Figures 2 and 6). Figure 2 visualizes the
elugrams and Figure 6 the weight-average molar mass and the
polydispersity. The polydispersity D of the polymer as well as
Mw remains nearly constant during the first 18 h. The values
obtained after 24 h are higher. This coincides with the
appearance of a small visible fraction of high molecular weight
polymer (Figure 2). The growth of this fraction can be seen in
a significant increase of Mw and polydispersity D of the polymer.
After 6 days the values remain nearly constant.
More detailed information can be gained by regarding the
elugrams (Figure 2). The elugram of the freeze-dried miniemulsion (before adding the initiator) shows only traces of polymer.
This means that even during ultrasonication the acidic continuous phase effectively inhibits polymerization. Immediately after
adding the miniemulsion to the NaOH solution, a polymer with
a molecular weight maximum at about 3000 g mol-1 is formed.
A shift toward a slightly higher molecular weight of 4000 g
mol-1 is visible during the course of 48 h. After this time high
and low molecular weight polymer is beginning to be formed.
The oligomers formed are signs of an ongoing depolymerization
process. These oligomers disappear, whereas the amount of the
long chain polymer is increasing until the final distribution is
reached after ∼1 week. The maximum of the low molecular
weight fraction shifts to a value of 2100 g mol-1. The polymer
initially formed with a molar mass of ∼3000 g mol-1 splits in
two fractions: one with a high molecular mass (100 000 g
mol-1) and a broad distribution and a second with a lower
molecular mass (2100 g mol-1) and a comparably narrow
distribution.
The observed change in chain length can be explained with
the pH-dependent depolymerization/repolymerization/reinitiation
mechanism proposed by Ryan, as shown in Scheme 1.31
The appearance of two distinct molar mass populations is
more difficult to explain. For the appearance of two distinctly
different molecular weight species, two different reaction
conditions are likely. Considering the fact that the dispersion
itself is homogeneous, there are the following two possibilities
of realizing such conditions: (1) at least two distinct particle
populations with different sizes, each of them with a narrow
size distribution; (2) spatially separated reaction conditions
within one particle.
Given the fact that two or more distinct particle populations
are present after the miniemulsification process and provided
that the same amount of initiator per surface area is present on
both types, the initiator to monomer ratio will be higher for the
smaller particles than for the larger particles, since the surface
to volume ratio is larger for the smaller fraction. After
approximately 1-2 days (see Figure 2) the smaller particles
are completely polymerized, and the larger ones are still
monomer swollen. Further chain growth in the larger ones is
therefore still possible. After completion of the polymerization
the larger particles will consist of longer polymer than the
smaller ones. This effect has been observed (see Table 1), but
the differences in Mw are small (Mw ∼ 3500-6000 g mol-1)
compared to the changes appearing after longer equilibration
times (Mw > 100 000).
The formation of the two different species might also be
spatially separated in one particle, which is more likely to be
the case in the miniemulsions. First, particles of uniform molar
mass polymer are formed. During the polymerization process,
the pH of the dispersion is changed. The outer layer of the
particle is in direct contact to the continuous phase and therefore
934
Weiss et al.
directly affected by changes of the pH. This means, according
to Scheme 1, depolymerization to the equilibrium chain length
might occur. The liberated monomer units can be used for the
growth of the polymer in the core region of the particle. The
core of the particle is largely unaffected by changes of the
reaction conditions in the aqueous phase.
On the basis of the available data and especially the fact that
the prepared dispersions show a narrow particle size distribution
and the large differences in molecular weight, mechanism 2 is
more likely. Still it cannot explain the occurrence of this
remarkable mass distribution only at intermediate polymerization
pH.
Amine Initiators. The anionic polymerization of ACAs is
initiated by nucleophiles. Even “weak” nucleophiles like acetate
ions possess the ability of initiating the polymerization of
ACAs.32-35 As mentioned briefly above, the growing polymer
is functionalized by the initiator molecule. If a nanoparticle is
formed from such a functionalized polymer and it can be ensured
that the functional group (due to its hydrophilicity) will be at
the particles’ surface, this approach presents a convenient way
to prepare PACA (nano)particles with functionalized surfaces.
The surface tailoring of nanoparticles greatly enhances their
potential for biomedical applications. The presence of functional
groups on the surface is required for further chemical modification with bioactive ligands like proteins or nucleotides. Besides
the potential for further chemical reactions, the introduction of
charged groups, like amino or carboxylic acid groups, influences
the particles’ surface charge. This in consequence can affect
the particles’ stability in dispersion36 and the uptake behavior
in cells.37,38
With the application of polar, hydrophilic amines, the
resulting oligomers and the polymer will have a surfactant-like
amphiphilic structure, with a hydrophilic head, originating from
the initiating amine and a hydrophobic tailsthe (growing)
polymer. Because of this structure, it is very likely that the
hydrophilic functionalized end of the polymer can be found on
the aqueous side of the interface between monomer and water.
Bifunctional amines allow the further introduction of functional groups to the particles’ surface. With the scope of
biomedical application and the potential conjugation of proteins
to the particles, amino acids are the appropriate candidates as
initiators,27,28 since they incorporate a “strong” nucleophile
(-NH2) which is likely to act as the initiating part of the
molecule and the “weakly” nucleophilic part (-COOH), which
at least in its protonated form is not likely to initiate polymerization and is therefore available for subsequent chemical
reactions.
As shown above, the amount of initiator OH- is crucial for
the molar mass of the polymer, whereas the particle size is in
a close range over all applied pH values. The influence of the
various amounts of amine initiator on these parameters will be
discussed in this part.
Ammonia and Tris-Base. As model amines, ammonia and
tris-base (tris(hydroxyethyl)aminoethane) have been chosen.
Solutions with a concentration of 0.1 mol L-1 each have been
prepared without adjusting their pH values (pH > 9). This means
that besides the amine in solution, there is also OH- present.
Thus, there will be competition between the amine and the
hydroxyl ions for the initiation of the polymerization. The
particle sizes and PDIs are summarized in Table 3. Some of
the samples prepared with ammonia (600-1000 µL) show a
slight yellow coloring after preparation. This has been observed
by Leonard28 and has been interpreted as reaction products after
hydrolysis of the butyl ester group.
Macromolecules, Vol. 40, No. 4, 2007
Figure 7. Evolution of elution volume of polymer obtained from
dispersions prepared from 500 µL of a 25 wt % BCA miniemulsions
with increasing volume of ammonia solution (given on the right side
of each slice). The samples were taken 2 days after preparation.
In contrast to the sizes of the particles prepared with NaOH
solution, which are more or less unaffected by the concentration
of the initiator, a clear dependence on the concentration of the
amine initiator can be observed. The sizes of the polymer
particles obtained with both amine solutions follow the same
pattern; the particles prepared with ammonia are smaller than
the particles prepared with tris-base solution. The samples, where
100 µL of the initiator solution is added, exhibit particle sizes
significantly larger than the rest of the samples. After a steep
decrease the values reach a minimum at about 400 µL initiator
solution and increase again.
The comparably large particles obtained with initiator volumes of 100 µL and for tris-base also 200 µL can be explained,
as for OH-, with the longer solidification time of the particles.
Here, the droplets are not stabilized enough for the course of
polymerization and grow during the solidification process.
The diameters of the particles prepared with amines are
significantly smaller than those of the particles prepared with
NaOH solution. Instead of values around 200 nm, the particles
range from 60 to 100 nm and from 100 to 140 nm for ammonia
and tris-base, respectively. This might be a consequence of the
additional stabilization due to the surfactant-like structure of
the formed polymer.
Molar mass distributions for the ammonia-initiated polymers
(see Figure 7) differ from the values obtained from the OH-initiated polymers. The main difference is the appearance of
high molar mass polymers in all samples. The amount of this
high molecular weight fraction is increasing from 100 to 400
µL of added initiator solution. The distribution is broad and
shows only minor changes throughout the samples. The low
molar mass fraction (M ∼ 1000 g mol-1) is decreasing
constantly from 100 to 400 µL with a shift of the maximum of
the elution volume to a lower volume (M ∼ 2500 g mol-1).
With the application of more initiator solution, the amount of
low molecular weight fraction increases again and shows its
maximum at an elution volume of ∼31 mL, which corresponds
to a molecular weight of 1500 g mol-1. The fraction with the
high molecular weight polymer is present in all the samples.
The amount increases from 100 to 400 µL of applied initiator
solution to remain constant throughout the rest of the samples.
The distribution is broad; the maximum of the molecular weight
is detected at ∼40 000 g mol-1.
The molar mass distributions of the polymers initiated with
tris-base solution (see Figure 8) resemble the pattern of the OH-initiated polymer samples as well as the ammonia-initiated ones.
Large amounts of long chain polymers with a molecular weight
of 20 000 g mol-1 can only be found at intermediate amounts
of initiators, showing a broad distribution with values lower
than those obtained in the other sets. The maxima of the low
molar mass fraction shifts from molecular weights of 1000 to
2500 g mol-1. The relative amount of this fraction drops
Macromolecules, Vol. 40, No. 4, 2007
Figure 8. Evolution of elution volume of polymer obtained from
dispersions prepared from 500 µL of a 25 wt % BCA miniemulsion
with increasing volume of tris-base solution (given on the right side of
each slice). The samples were taken 2 days after preparation.
constantly from 100 to 400 µL and then increases again to reach
a maximum at 1000 µL of added initiator solution.
The differences in the patterns obtained from the reactions
with ammonia and tris-base solutions can be attributed to
structural differences of the two molecules and the pH of the
respective solutions. Since ammonia and tris-base do not share
the same pKb values, the applied solutions do not exhibit the
same pH value. As seen above, the pH of the reaction medium
has a distinct effect on molecular weight distribution. Tris-base
has also three additional hydroxy groups which can potentially
act as initiator in contrast to ammonia, which only possesses
one nucleophilic center.
Amino Acids. For a functionalization of the polymer with
amino acids, it has to be assured that the amino acid is the sole
or at least the main initiating molecule. Thus, the pH of the
amino acid solution has to be low in order to minimize the
initiation of the polymerization by the hydroxy ions. This also
protonates the amino group to a certain extent according to the
pKb of the amino acid. Therefore, the amount of “active”
initiator, in this case an amino acid molecule with deprotonated
amino group, is decreased. The previous results have shown
that these parameters affect the polymerization time, the particle
size, and the molar mass distribution.
Stable dispersions could be created using phenylalanine in
acidic solution, glycine, and 6-aminohexanoic acid in acidic as
well as in basic solutions. Lysine, cysteine, arginine, glutamic,
and aspartic acid solutions with pH values lower than 7 led
always to coagulation and precipitation of the miniemulsion.
In basic solutions no coagulum was formed, but the formation
of clear yellow or orange colored solutions could be observed.
The dissolution and the coloring is a clear sign for hydrolysis
of the butyl ester group and the formation of water-soluble poly(cyanoacrylic acid). The coloring is according to Leonard28 also
a sign for degradation of the PACA.
The data available in Table 4 and visualized in Figure 9 show
that the particle sizes cover the range from more than 350 nm
to values as low as 70 nm. Nearly all of the dispersions show
an extremely narrow distribution, expressed by the PDI smaller
than 0.1 or even far below.
In contrast to the experiments with NaOH solution as initiator
and in accordance to the results of the particles prepared with
ammonia and tris-base, a clear dependence of the particle size
on the amount of “active” initiator can be observed. Higher
concentration, higher pH, and greater amount of the initiator
solution lead to smaller particles in almost any of the series.
Regarding the sizes of the particles prepared with the
6-aminohexanoic acid solutions, a dependence on the pH of the
initiator and to some extent on the amount of initiator is visible
(see Figure 9a). The particle size increases with increasing pH
of the initiator solution, with a large effect between pH 4.4 and
Preparation of PBCA Nanoparticles in Minemulsion 935
5.4. The particles prepared with the 6-aminohexanoic acid
solutions also show a decrease in size from the initial to the
following volume of initiator solution. The subsequent values
remain almost constant.
The values for the particles prepared with the glycine
solutions follow in most cases the pattern mentioned above (see
Figure 9b). The particles prepared with the 2 mol L-1 glycine
solution appear as the smallest, whereas the particles prepared
with 0.1 mol L-1 solution exhibit the largest sizes. Within one
concentration, the particle size decreases from the lowest to the
highest applied pH. The same tendency can be observed from
100 to 1000 µL of added initiator solution. The slope of the
curves becomes less steep with increasing pH and concentration
of glycine solution.
The oligomers resulting from the reaction of the amino acid
and few monomer units are expected to be water-soluble because
of the high hydrophilicity of the amino acid. Therefore, the
polymerization is not restricted to one droplet and the droplets
undergo Ostwald ripening as long as the solidification has not
started or the hydrophobicity of the PBCA chain dominates,
and the molecules are no longer soluble in the aqueous phase.
With a low amount of initiated polymer chains, the solidification
will take a longer time than in the case with more growing
chains present. During this time the particles can increase their
size. Despite this effect, a narrow particle size distribution can
be observed at all samples. The possible occurrence of micelles
formed of surfactant-like oligomers might even complicate the
process of particle formation.
If the polymerization time is excessively high, the droplets
can exceed a critical size, which leads to coagulation and after
polymerization to precipitation of the particles. Thus, dispersions
only with large particles and low stability were obtained using
100 µL of 6-aminohexanoic acid solution at pH 4.4 and glycine
solutions with concentrations of 0.5 and 2.0 mol L-1 at pH 2.4.
Despite the wide range of particle sizes, the molar mass
distributions of all the samples can be found at remarkably
similar values. For the samples prepared with 6-aminohexanoic
acid, the maxima of the molar masses can be found to be around
1500 g mol-1 (see Figure 10) and for glycine to be around 1000
g mol-1 (see Figure 11). The mass distribution of the polymer
prepared with the ω-amino acid is somewhat broader than the
mass distribution of the polymer prepared with glycine. In
contrast to the particles prepared with basic initiators (NaOH,
NH3, and tris-base), no significant variation in the mass
distribution among the samples can be observed with the
variation of the initiator volume. This implicates an independence of pH, concentration, and volume of initiator at least in
the examined ranges. There is even only minor deviation
between the two amino acids used for the experiments.
As shown in Figure 12, a pH dependence of the potential
is clearly visible for the samples prepared with amino acids.
The potential of the particles prepared with amino acids is
about 10 mV higher in acidic medium (pH 3) than in basic
medium (pH 10). The particles prepared with NaOH solution
also show a potential with a slight pH dependence. This is
not surprising, since in basic medium hydrolysis of the butyl
ester groups is likely to occur. Compared with the particles
prepared with amino acid solutions, this effect is not as
pronounced.
The increase of about 50 mV of the potential is due to the
removal of SDS (by dialysis), which is adsorbed on the particles.
A more thorough dialysis leads to a further removal of the
adsorbed SDS, which destabilizes the dispersion and leads to
the formation of precipitate. This effect cannot be observed on
936
Weiss et al.
Macromolecules, Vol. 40, No. 4, 2007
Figure 9. Evolution of particle size obtained from dispersions prepared (a) with 0.5 mol L-1 6-aminohexanoic acid and (b) with glycine solutions
(dotted lines are guides for the eye); the numbers in the legend indicate the molar concentration (before dash) and the pH of the solution (after
dash).
Figure 10. GPC elugrams obtained of polymer samples from dispersions prepared with various amounts of 6-aminohexanoic acid solutions with
different pH values: (a) pH 4.4 and (b) pH 5.5.
Figure 11. GPC elugrams obtained of polymer samples from dispersions prepared with various amounts of glycine solutions with different pH
values: (a) Gly 0.1 M, pH 3.4; (b) Gly 0.5 M, pH 3.4; (c) Gly 2.0 M, pH 3.4.
the samples prepared with amino acid solutions. In contrast, a
slight decrease of the potential occurs after dialysis.
As soon as there are carboxy groups present on the particle
surface, a pH dependence of the potential should be observ-
able. In basic medium, the acid group is deprotonated leaving
a negative charge on the particle; in acidic medium this negative
charge is no longer present, since the acid group is protonated.
Therefore, -potential measurements have been performed after
Macromolecules, Vol. 40, No. 4, 2007
Figure 12.
potential of PBCA dispersions prepared with sodium
hydroxide solution (NaOH), glycine solution (Glycine), and 6-aminohexanoic acid solution (6AHex) measured at pH 3 and 10 before and
after dialysis.
Figure 13. 1H NMR spectrum of polymer obtained from a dispersion
prepared with NaOH solution (0.1 mol L-1, calculated pH 7, solvent
CDCl3).
adjusting the pH of the diluted dispersion to values of 3 and
10. Still, there is the possibility that the amino acids are only
adsorbed to the particles’ surface. To exclude this possibility,
the dispersions have been dialyzed in order to remove (physically) adsorbed molecules and to some extent also the SDS.
Two further experiments were made in order to confirm the
initiation of the polymerization by amino acids. Therefore,
phenylalanine was used as initiating amino acid. Since PBCA
shows no UV activity, it can only be detected by the RI detector
of the GPC setup, but not by the UV detector. The introduction
of the UV-active initiator phenylalanine labels the polymer
chain, so that it can be observed by the UV detector. Since the
signals of both detectors are nearly congruent for the phenylalanine-initiated polymer and it can be assumed that the UV
signal originates from the phenylalanine, the amino acid has to
be attached to the polymer.
Figures 13 and 14 show 1H NMR spectra of the polymer
obtained from a dispersion initiated with NaOH solution (0.1
mol L-1) and with phenylalanine solution (pH 3.4, 0.1 mol L-1).
The peaks of the spectrum in Figure 13 can be identified and
assigned to the polymer and hexadecane. The spectrum presented in Figure 14 shows additional peaks, which can be
assigned to pheylalanine (PA) and to SDS. The amino acidinitiated polymer shows a reduced solubility in chloroform
compared to the OH-initiated PBCA; therefore, DMSO has been
chosen as solvent. The altered solubility behavior indicates an
increase in hydrophilicity caused by the polar amino acid
Preparation of PBCA Nanoparticles in Minemulsion 937
Figure 14. 1H NMR spectrum of polymer obtained from a dispersion
prepared with phenylalanine solution (pH 3.4, 0.1 mol L-1, solvent
DMSO-d6).
attached to the polymer. The ratio of the integrals of the phenyl
residue and the protons responsible for peak 2 (Figure 13) is
∼1:6. Out of this ratio a molar mass of M ∼ 1000 g mol-1 can
be calculated, which is in good accordance with the values
obtained from GPC experiments. All of the experiments
presented confirm the presence of amino acid covalently bonded
to the polymer chains.
These results suggest that the amino acid is present on the
polymer. Combined with the potential measurements, showing
a pH dependence of surface charge, and considering the fact
that the hydrophilic part of the polymer, the former initiating
amino acid, will be found in the aqueous phase, it seems very
likely that the amino acid is finally present on the particle’s
surface.
It was not possible to observe these particles directly via
electron microscopy. The particles tend to form a film during
drying, which makes it impossible to prepare TEM samples.
Even during freeze drying the film formation process is
occurring. Instead of obtaining a fine powder, as is possible
with the dispersions prepared with NaOH solution, an off-white
gumlike mass is the result of the attempted freeze-drying of
the dispersion prepared with amino acid solutions. Low molecular weight, strong adsorption of water by the functionalized
polymer, or residual monomer13 might be the reasons for this
effect.
Conclusion
It could be shown that the miniemulsion approach provides
a very powerful and convenient tool to prepare PBCA nanoparticles with functionalized surfaces. The application of the
anionic surfactant SDS allows the preparation of long-term
stable dispersions with solid contents of 10% or more and leads
to PBCA particles without covalently bound dextran or other
steric stabilizers on the surface. The two-step process extends
the pH of polymerization and therefore allows obtaining PBCA
of comparably high molecular weight. The particle sizes
obtained are largely unaffected by the pH and can be found
between 150 and 200 nm.
Initiation with amine solutions provides an easy way of
introducing functional groups to the particles’ surface. The
application of amino acid solutions as initiators gives rise to
the possibility to functionalize the particles and tune the particle
size in the range between 80 and 350 nm. The presence of amino
acids on the particles’ surface has been shown by potential
measurements; the covalent attachment to the polymer chain
has been confirmed by NMR and GPC.
938
Weiss et al.
Acknowledgment. We thank the members of the Section
of Electron Microscopy of the University of Ulm for their
technical support, especially R. Weih and E. Schmid. We thank
NanoDel Technologies GmbH for the supply of BCA and
financial support.
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