International Journal of Pharmaceutics 358 (2008) 102–107
Contents lists available at ScienceDirect
International Journal of Pharmaceutics
journal homepage: www.elsevier.com/locate/ijpharm
Physicochemical effects of terpenes on organogel for transdermal drug delivery
Perry Fung Chye Lim a , Xiang Yang Liu b , Lifeng Kang a , Paul Chi Lui Ho a , Sui Yung Chan a,∗
a
b
Department of Pharmacy, Faculty of Science, National University of Singapore, 18, Science Drive 4, Singapore 117543, Singapore
Department of Physics, Faculty of Science, National University of Singapore, 2, Science Drive 3, Singapore 117542, Singapore
a r t i c l e
i n f o
Article history:
Received 6 November 2007
Received in revised form 4 February 2008
Accepted 21 February 2008
Available online 4 March 2008
Keywords:
Terpenes
Transdermal
Organogel
Rheology
Microcalorimetry
a b s t r a c t
It is accepted that terpenes are effective penetration enhancers to promote the passage of drugs or chemicals through the human skin barrier. However the physical and chemical changes of a pharmaceutical
vehicle induced by the incorporation of terpenes have not been explored. Thus, this study examines
the effects of three terpenes (linalool, cineole, limonene) on the rheology and chemical stability of an
organogel composed of dibutyllauroylglutamide (GP1) and propylene glycol (PG). At a given GP1 concentration, oxygen-containing linalool and cineole decreased gel moduli (elastic and viscous) and brittleness,
and the reverse was obtained for hydrocarbon limonene. Probably, linalool and cineole interfered with
hydrogen bonding between GP1 molecules while limonene could have initiated a phase separationmediated gelation, changing the gel morphology. Microcalorimetry detected minute heat endotherms
for gels (with and without terpenes) subjected to accelerated heat testing. These heat changes could arise
from a small degree of structural disruption of the gel network. Heat endotherms normalized with respect
to GP1 content were used to assess gel chemical stability. Although the terpenes altered rheology, they did
not significantly affect the chemical stability of the gels. This is the first in the literature that reports the
effect of penetration enhancers, such as terpenes, on the physical, rheological and chemical characteristics
of a model pharmaceutical formulation for topical and transdermal drug delivery.
© 2008 Elsevier B.V. All rights reserved.
1. Introduction
Gels are classified into hydrogels (Hoffman, 2002; Peppas et
al., 2000) and organogels (Abdallah and Weiss, 2000; Terech and
Weiss, 1997). Hydrogels have been extensively explored as a matrix
for the release of protein- and peptide-based drugs or drugs with
a high aqueous solubility (Bromberg and Ron, 1998; Wu et al.,
2005). Organogels (organogelators dissolved in organic solvents)
are potential drug delivery systems. An organogel could be used as
a drug vehicle in a topical application or as a drug reservoir/matrix
in a transdermal patch. Advantages of this gel vehicle include the
capacity to accommodate polar and non-polar drugs, thermoreversibility, high degree of stability to moisture and temperature,
and the ability to control drug release (Anand et al., 2001).
Organogels are usually prepared by heating the gelators in
organic liquids and cooling the solutions to ambient temperature
(Terech and Weiss, 1997). There are several types of organogelators which include steroid derivatives, anthryl derivatives, amino
acid-type organogelators and organometallic compounds. Aggregation in organogels results from a different set of interactions. In
non-aqueous liquids, the binding forces are primarily dipolar inter-
∗ Corresponding author. Tel.: +65 6516 2646; fax: +65 6779 1554.
E-mail address: phacsy@nus.edu.sg (S.Y. Chan).
0378-5173/$ – see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.ijpharm.2008.02.021
actions, intermolecular hydrogen bonds or metal-coordination
bonds. Dibutyllauroylglutamide (GP1) (Fig. 1) is an example of
an amino acid-type gelator. Intermolecular hydrogen bonding
between the amide groups and hydrophobic interaction between
the long alkyl chains of GP1 molecules are the dominant attractive forces in GP1 organogels. The self-assembly of GP1 molecules
into nano-sized fibres forms a heavily branched interlocking network (Li et al., 2005; Lim et al., 2006) which immobilizes the liquid
component via surface tension (Lu and Weiss, 1995).
A biocompatible organogel composed of GP1 in propylene glycol (PG) incorporated with a terpene as a chemical enhancer has
been used as a vehicle to deliver haloperidol, an anti-psychotic
drug, across human skin in vitro (Kang et al., 2005; Lim et al.,
2006). Terpenes, natural volatile oils extracted from plant sources,
were reported to promote percutaneous absorption of several other
drugs (Williams and Barry, 2004). However, the effects of terpenes
on an organogel, to our knowledge, have not been examined. The
terpene molecules in the gel could disrupt or weaken the intermolecular forces between the gelator molecules, and hence could
change the characteristics of the gel.
Basically, our study focuses on the physical stability, physical breakdown of the gel network under the influence of an
external physical strain, and the chemical stability, degradation
of the gel network into individual gelator molecules under storage at an accelerated temperature, in the presence of three
P.F.C. Lim et al. / International Journal of Pharmaceutics 358 (2008) 102–107
103
Table 1
Rheological behaviour of organogels (with and without terpenes) expressed in the
form of empirical correlations
Correlation
r2
Control
log G
log G
log G
log G
= 4.27 log CGP1 + 1.74
= 4.42 log CGP1 + 0.738
= −14.0 o + 6.70
= −14.5 o + 5.88
0.976
0.970
0.984
0.978
Linaloolb
log G = 4.03 log CGP1 + 1.77
log G = 4.21 log CGP1 + 0.731
0.968
0.979
Limonenec
log G = −3.98 log
log G = −4.24 log
+ 0.855
− 0.117
0.993
0.996
= 3.87 log CGP1 + 1.76
= 4.11 log CGP1 + 0.681
= −18.2 o + 7.18
= −19.3 o + 6.45
0.980
0.982
0.971
0.973
Organogel
a
Cineoled
log G
log G
log G
log G
o
o
Units: G (Pa); G (Pa); o (%); CGP1 (%, w/v).
a
Gel composition: GP1, PG.
b
Gel composition: GP1, 5% (v/v) linalool in PG.
c
Gel composition: GP1, 5% (v/v) limonene in PG.
d
Gel composition: GP1, 5% (v/v) cineole in PG.
terpenes—linalool, cineole and limonene (Fig. 1). These two aspects
were investigated via rheometry and microcalorimetry. The information generated in this study could provide insights to the
appropriate use of the gel (either topical or transdermal application) and the shelf-life of the gel.
generated as increased from 0.01 to 10%. G and G were obtained
from the initial linear viscoelastic region. Critical strain o , the onset
of gel fibre rupture, was taken as the strain level where G began to
drop (Lim et al., 2006).
The determination of gel–sol transition temperature TGS of an
organogel (Terech et al., 2000) was also performed on ARES. The gel
was heated progressively from 30 to 100 ◦ C at a rate of 1.5 ◦ C/min
and G at 1 Hz and 0.01% strain was measured. The intersection of
two distinct linear regions at low and high temperatures of a G
versus temperature T plot gave TGS .
2. Materials and methods
2.4. Microcalorimetry
2.1. Materials
1,8-Cineole (99%), (+)-limonene (97%), (±)-linalool (97%),
propylene glycol were obtained from Sigma–Aldrich (Steinheim,
Germany). Dibutyllauroylglutamide (>85%) was obtained from Ajinomoto Co. (Japan). Chemicals were of at least reagent grade. All
materials were used as received.
Gel chemical stability was determined with thermal activity
monitor (TAM) from Thermometric AB (Jarfalla, Sweden). One
millilitre of control or terpene gel in the sol phase was pipetted
into a 4 mL glass ampoule. Once the solution had cooled and solidified, the ampoule was capped and then placed in the measuring
cylinder of TAM at 40 ◦ C for 4 days. Heat changes or endotherms
were integrated with Digitam® .
2.2. Gel preparation
2.5. Statistical analysis
Organogels containing GP1 and terpene in PG were prepared. Henceforth, organogels containing terpenes are collectively
referred to as terpene gels, and organogels containing linalool,
limonene and cineole are, respectively, referred to as linalool,
limonene and cineole gels. Organogel without terpene is referred to
as control gel. Measured amounts of GP1, terpene and PG in a covered glass container were mixed and placed in an oven at 120 ◦ C for
ca. 30 min for fast dissolution. A white gel was formed following
cooling to room temperature (Liu and Sawant, 2002; Sawant and
Liu, 2002).
Minitab 13.32 was used in statistical analysis. Comparisons
between multiple groups of data were performed using one-way
ANOVA with Tukey post-hoc test. Results were considered significant if P < 0.05.
Fig. 1. Chemical structures of (a) (±)-linalool (MW = 154.3; log P = 2.97), (b) 1,8cineole (MW = 154.3; log P = 2.50), (c) (+)-limonene (MW = 136.2; log P = 4.83) and
(d) dibutyllauroylglutamide (GP1) (MW = 453.7; log P = 5.02) (Howard and Meylan,
1997; Kang et al., 2005).
2.3. Gel rheology and gel–sol transition
Gel rheology was determined with advanced rheometric expansion system (ARES) from Rheometric Scientific (New Jersey, USA).
The gel sample was placed between an upper plate fixture of 25 mm
diameter and a Peltier surface and subjected to sinusoidal oscillations. A gap of 1 mm was maintained between the two surfaces. In
a dynamic strain sweep test conducted at 1 Hz and 32 ◦ C, elastic
modulus G and viscous modulus G versus strain profiles were
3. Results and discussion
3.1. Rheology of organogel
Fig. 2a and b illustrates the elastic G and viscous G moduli of
control and terpene gels against GP1 concentration CGP1 . Terpene
concentration CTerp in terpene gel was fixed at 5% (v/v). G and G
of control, linalool and cineole gels increased with CGP1 . Increased
gel stiffness was due to a denser fibrous network (Sawant and Liu,
2002). These upward curves were adequately described by a power
law (Table 1) (Brinksma et al., 2000). The moduli (G , G ) of limonene
gel, which exhibited a marked increase followed by a plateau with
CGP1 , did not conform to a power law. It was demonstrated in our
earlier work (Lim et al., 2006) that varying CGP1 modulates the fibre
density and gel stiffness, and presents different degrees of resis-
104
P.F.C. Lim et al. / International Journal of Pharmaceutics 358 (2008) 102–107
Fig. 3. Gel–sol transition temperature TGS of control and terpene gels against GP1
concentration CGP1 . Terpene concentration CTerp in terpene gel was fixed at 5% (v/v).
Organogel: control gel (×); linalool gel (♦); limonene gel ( ); cineole gel ( ). Each
point represents mean ± S.D. (n = 3). At CGP1 = 2% (w/v), TGS of control, linalool and
cineole gels could not be determined as there were no defined G versus T plots.
Fig. 2. (a) Elastic modulus G , (b) viscous modulus G and (c) critical strain o of
control and terpene gels against GP1 concentration CGP1 . Terpene concentration
CTerp in terpene gel was fixed at 5% (v/v). Organogel: control gel (×); linalool gel
(♦); limonene gel ( ); cineole gel ( ). Each point represents mean ± S.D. (n = 3). At
CGP1 = 2% (w/v), rheology of linalool and cineole gels could not be determined as
moduli were too low.
tance to drug (haloperidol) permeation through human skin on
the vehicle side. Based on rheological and permeation studies performed then showed that an increase in CGP1 increased gel moduli
and decreased haloperidol permeation simultaneously.
It was observed that the solubility of limonene in PG is ca.
3% (v/v). Limonene gel (CTerp = 5%, v/v) appeared to be uniform
(Fig. 4), even though excess limonene was used. The fast gelation process prevented phase separation into two distinct layers.
An excess amount of the terpene was nevertheless incorporated
into the transdermal gel formulation so as to ensure a maximum
enhancing activity (Lim et al., 2006).
At a given CGP1 , the moduli of limonene gel were generally
greater than those of control gel (P < 0.05), indicating a change in
the gel morphology. The reverse was observed for linalool and cineole gels. Hydroxyl and ether groups in linalool and cineole may
participate in competitive hydrogen bonding which disrupted the
self-assembly of GP1 molecules and lowered gel moduli. Gel con-
taining linalool or cineole could be used as a topical formulation
where the softer consistency of the gel renders an easy application
on the skin.
Critical strain o , the onset of gel fibre rupture, is inversely
related to gel brittleness. Fig. 2c illustrates the contrasting effects of
hydrocarbon and oxygen-containing terpenes on o . With respect
to control gel, limonene gel had a lower o at CGP1 ≤ 6% (w/v)
(P < 0.05), whereas linalool and cineole gels had a greater o at
CGP1 ≥ 8% (w/v) (P < 0.05). At a given CGP1 , limonene gel tends to
be more brittle than linalool and cineole gels. There was an apparent trade-off in mechanical properties of the gel where greater G
and G were accompanied by a lower o and vice versa (Table 1).
Critical stress o (product of G and o ) is defined as the minimum stress required to initiate gel fibre rupture. Based on Fig. 2, the
calculated o of limonene gel was greater in comparison to those
of control, linalool and cineole gels at CGP1 ≤ 6% (w/v) (P < 0.05). The
o of control and terpene gels were similar at CGP1 > 6% (w/v). As
such, limonene gel is physically more stable, and if utilized as a
rate-controlling matrix in a transdermal patch (Lim et al., 2006), it
is able to withstand a higher stress loading and maintain an intact
gel network at a lower CGP1 , and hence giving rise to a consistent
and reproducible drug release profile from the gel.
3.2. Gel–sol transition of organogel
Fig. 3 shows the gel–sol transition temperature TGS of control
and terpene gels against CGP1 . CTerp in terpene gel was fixed at 5%
(v/v). Gel–sol transition has often been analyzed using van’t Hoff
relation (Eq. (1)), where HGS is the enthalpy of gel–sol transition
and R is the gas constant (Brinksma et al., 2000). By plotting the
natural logarithm of CGP1 versus the reciprocal of TGS , HGS is easily
determined from the slope of the plot.
lnCGP1 = −
HGS
+ constant
RTGS
(1)
The respective HGS for control, limonene, linalool and cineole gels
were found to be 60.7, 58.0, 45.5 and 39.6 kJ/mol. The relatively
high enthalpies are common for gels assembled or stabilized via
intermolecular hydrogen bonding (Brinksma et al., 2000; Terech
and Weiss, 1997). HGS of linalool and cineole gels were much
lower than that of control gel, justifying the postulation that linalool
and cineole could indeed weaken hydrogen bonding between GP1
molecules. HGS of limonene gel was slightly lower than that of
control gel, probably due to the high lipophilicity of limonene and
its inability to participate in hydrogen bonding.
P.F.C. Lim et al. / International Journal of Pharmaceutics 358 (2008) 102–107
105
Fig. 4. Gelation process of organogel containing 2% (w/v) GP1 and 5% (v/v) limonene in PG: (a) clear solution after heating; (b) uniform, cloudy suspension upon cooling and
standing; (c) white gel upon further standing.
3.3. Gelation mechanism of limonene gel
To account for the rheological behaviour induced by limonene
(Fig. 2), a phase separation-mediated gelation was proposed as
limonene has a limited solubility of ca. 3% (v/v) in PG. The following describes the gelation process. At a high temperature (T > TGS ),
limonene gel (CTerp = 5%, v/v) is a clear solution (Fig. 4a). Upon cooling and prior to gelation, the solution becomes cloudy (Fig. 4b) as
the excess limonene distributes uniformly as fine oil droplets in
a continuous PG-rich phase. GP1, having a log P of 5.02 which is
comparable to that of limonene (Fig. 1), would partition favourably
into the dispersed limonene phase. Gelation begins with precipitation followed by aggregation (T < TGS ), and upon further standing, a
white gel (Fig. 4c) is formed. The microscopic framework of the gel is
a fibrous network which immobilizes the limonene droplets in PG.
The fibre density in the dispersed phase is likely to be higher than
that in the continuous phase. The marked increases in the moduli
(Fig. 2) of limonene gel could have resulted from the formation of
numerous dense domains. This gel morphology was however not
observed under SEM which could be due to the high operating pressure and high solvating power of the sample pretreatment process,
supercritical fluid extraction (Lim et al., 2006).
To verify the aforementioned gelation mechanism, the moduli
(G , G ) of limonene gel with CGP1 fixed at 6% (w/v) was measured
as a function of limonene concentration CLimo (Fig. 5). There were
small changes in the moduli at CLimo ≤ 3% (v/v). However, moduli
at CLimo = 5% (v/v) were three to five times higher than those at
CLimo ≤ 3% (v/v) (P < 0.05). This somewhat supports the argument
that the high moduli of limonene gel were due to an excess amount
of the hydrocarbon terpene leading to a phase separation-mediated
gelation. Fig. 5 also shows gradual, significant decreases in the
moduli of linalool and cineole gels with CTerp (P < 0.05). The more
hydrophilic terpenes were able to further disrupt the self-assembly
of GP1 molecules at a greater CTerp .
CGP1 . Endotherms 1 and 2 were detected between 15 and 30 h, and
between 60 and 80 h, respectively. As no endotherms were found
for GP1 alone and PG alone, the heat changes obtained for control
gel could have resulted from some sort of gel destabilization. Hn
of endotherms 1 and 2 decreased significantly with CGP1 (P < 0.05),
implying an enhanced chemical stability at a higher CGP1 . However
at CGP1 ≥ 4% (w/v), Hn of both endotherms remained unchanged
(P > 0.05).
Fig. 8 shows Hn of endotherms 1 and 2 for control and terpene
gels against CGP1 . CTerp in terpene gel was fixed at 5% (v/v). Similarly,
two distinct endotherms were detected for limonene, linalool and
cineole gels. As in the case for control gel, the same trends in heat
changes were also observed for terpene gels. Microcalorimetry is
useful in determining the relative chemical stability of terpeneincorporated gels to its parent gel (control gel). Fig. 8 also illustrates
that at a given CGP1 , hydrocarbon or oxygen-containing terpenes
had no effect (P > 0.05) on gel chemical stability.
One important point to note is that
Hn values of control and terpene gels were only a minute fraction (