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Contents lists available at ScienceDirect
Progress in Polymer Science
journal homepage: www.elsevier.com/locate/ppolysci
The return of a forgotten polymer—Polycaprolactone
in the 21st century
Maria Ann Woodruff, Dietmar Werner Hutmacher ∗
Institute of Health and Biomedical Innovation, Queensland University of Technology, 60 Musk Avenue, Kelvin Grove, QLD 4059, Australia
a r t i c l e
i n f o
Article history:
Received 5 October 2009
Received in revised form 19 February 2010
Accepted 2 April 2010
Available online xxx
Keywords:
Polymer
Scaffold
Polycaprolactone
Tissue engineering
Bone
Resorbable
a b s t r a c t
During the resorbable-polymer-boom of the 1970s and 1980s, polycaprolactone (PCL) was
used extensively in the biomaterials field and a number of drug-delivery devices. Its popularity was soon superseded by faster resorbable polymers which had fewer perceived
disadvantages associated with long-term degradation (up to 3–4 years) and intracellular
resorption pathways; consequently, PCL was almost forgotten for most of two decades.
Recently, a resurgence of interest has propelled PCL back into the biomaterials-arena. The
superior rheological and viscoelastic properties over many of its aliphatic polyester counterparts renders PCL easy to manufacture and manipulate into a large range of implants
and devices. Coupled with relatively inexpensive production routes and FDA approval, this
provides a promising platform for the design and fabrication of longer term degradable
implants which may be manipulated physically, chemically and biologically to possess tailorable degradation kinetics to suit a specific anatomical site. This review will discuss the
application of PCL as a biomaterial over the last two decades focusing on the advantages
which have propagated its return into the spotlight with a particular focus on medical
devices, drug delivery and tissue engineering.
© 2010 Elsevier Ltd. All rights reserved.
Contents
1.
2.
3.
4.
5.
6.
7.
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Synthesis and physicochemical properties of PCL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Biodegradation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Biocompatibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
PCL applied in drug-delivery systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5.1.
PCL microspheres . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5.2.
PCL nanospheres . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Techniques of nanosphere preparation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6.1.
Interfacial polymer disposition method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6.2.
Dialysis method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6.3.
Emulsion polymerization method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
PCL applied in medical devices. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.1.
Sutures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.2.
Wound dressings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.3.
Contraceptive devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
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∗ Corresponding author.
E-mail address: Dietmar.Hutmacher@qut.edu.au (D.W. Hutmacher).
0079-6700/$ – see front matter © 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.progpolymsci.2010.04.002
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7.4.
Fixation devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.5.
Dentistry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.
PCL applied in tissue engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.1.
Scaffold fabrication for tissue engineering applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.1.1.
Conventional techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.1.2.
Textile technologies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.1.3.
Solid free-form fabrication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.1.4.
Surface modification of PCL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.2.
Bone engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.3.
Cartilage engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.4.
Tendon and ligament engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.5.
Cardiovascular engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.6.
Blood vessel engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.7.
Skin engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.8.
Nerve engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9.
Sterilization of PCL-based drug-delivery systems, medical devices and scaffolds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
10.
Medical grade polycaprolactone: from bench to bedside . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
11.
Future directions – the use of PCL in the 21st century . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1. Introduction
Polycaprolactone (PCL) was one of the earliest polymers synthesized by the Carothers group in the early 1930s
[1]. It became commercially available following efforts to
identify synthetic polymers that could be degraded by
microorganisms [2]. PCL can be prepared by either ringopening polymerization of -caprolactone using a variety
of anionic, cationic and co-ordination catalysts or via free
radical ring-opening polymerization of 2-methylene-13-dioxepane [3]. PCL is a hydrophobic, semi-crystalline
polymer; its crystallinity tends to decrease with increasing
molecular weight. The good solubility of PCL, its low melting point (59–64 ◦ C) and exceptional blend-compatibility
has stimulated extensive research into its potential application in the biomedical field [4–6]. Consequently, during
the resorbable-polymer-boom of the 1970s and 1980s, PCL
and its copolymers were used in a number of drug-delivery
devices. Attention was drawn to these biopolymers owing
to their numerous advantages over other biopolymers in
use at that time. These included tailorable degradation
kinetics and mechanical properties, ease of shaping and
manufacture enabling appropriate pore sizes conducive to
tissue in-growth, and the controlled delivery of drugs contained within their matrix. Functional groups could also be
added to render the polymer more hydrophilic, adhesive,
or biocompatible which enabled favourable cell responses.
Due to the fact that PCL degrades at a slower rate than
polyglycolide (PGA), poly d,l-lactide (PDLA) and its copolymers and was therefore originally used in drug-delivery
devices that remain active for over 1 year and in slowly
degrading suture materials (MaxonTM ).
Although initially attracting some research attention,
PCL was soon overwhelmed by the popularity of other
resorbable polymers such as polylactides and polyglycolides, which were studied in applications which demanded
the polymer matrix to release encapsulated drugs within
days or weeks with a complete resorption 2–4 months
after implantation. The medical device industry was interested in replacing metal devices (plates, screws, nails,
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etc) by using biodegradable implants; however PCL did
not have the mechanical properties to be applied in high
load bearing applications. Furthermore, both the medical device and drug-delivery community considered that
faster resorbable polymers also had fewer perceived disadvantages associated with the long-term degradation (up to
3–4 years for PCL) and intracellular resorption pathways;
consequently, PCL was almost forgotten for most of two
decades.
A resurgence of interest has propelled PCL back into the
biomaterials/arena with the birth of a new field, namely
tissue engineering; a trend which is depicted graphically in
Fig. 1. This huge resurgence of interest during the 1990s
and 2000s has stemmed from the realization that PCL possesses superior rheological and viscoelastic properties over
many of its resorbable-polymer counterparts which renders it easy to manufacture and manipulate into a large
range of scaffolds [7–11], some of which are shown in Fig. 2.
In reality, PCL can be used in a wide range of scaffold fabrication technologies as described in Section 8.1 and its
relatively inexpensive production routes, compared with
other aliphatic polyesters, is hugely advantageous. Furthermore, the fact that a number of drug-delivery devices
fabricated with PCL already have FDA approval and CE
Mark registration enables a faster avenue to market. Interestingly, in spite of their clear advantages, PCLs have not
been widely translated to the clinic. This review will discuss the applications of PCL as a biomaterial over the
last two decades, including its relationship with other
bioresorbable polymers. It will focus on the properties
and advantages which have propagated PCL’s return into
the spotlight of drug delivery and especially the tissueengineering arena.
2. Synthesis and physicochemical properties of PCL
PCL is prepared by the ring-opening polymerization of
the cyclic monomer -caprolactone and was studied as
early as the 1930s [1]. Catalysts such as stannous octoate
Please cite this article in press as: Woodruff MA, Hutmacher DW. The return of a forgotten polymer—Polycaprolactone
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3
Fig. 1. Publications using PCL in the field of Biomaterials or Tissue Engineering during the last 20 years, until April 2010. Projected 2010 data is also included.
Sourced from Web of Science.
are used to catalyze the polymerization and low molecular weight alcohols can be used to control the molecular
weight of the polymer [12].
There are various mechanisms which affect the
polymerization of PCL and these are anionic, cationic,
co-ordination and radical. Each method affects the resulting molecular weight, molecular weight distribution, end
group composition and chemical structure of the copolymers [5]. PCL is a semi-crystalline polymer having a glass
transition temperature (Tg ) of −60 ◦ C and melting point
ranging between 59 and 64 ◦ C, dictated by the crystalline
nature of PCL which enables easy formability at relatively low temperatures. The number average molecular
weight of PCL samples may generally vary from 3000 to
80,000 g/mol and can be graded according to the molecular
weight [13].
PCL is soluble in chloroform, dichloromethane, carbon tetrachloride, benzene, toluene, cyclohexanone and
2-nitropropane at room temperature. It has a low solubility
in acetone, 2-butanone, ethyl acetate, dimethylformamide
and acetonitrile and is insoluble in alcohol, petroleum
ether and diethyl ether [14]. PCL can be blended with
other polymers to improve stress crack resistance, dyeability and adhesion and has used in combination with
polymers such as cellulose propionate, cellulose acetate
butyrate, polylactic acid and polylactic acid-co-glycolic
acid for manipulating the rate of drug release from microcapsules. [4].
In the 1970s it had already been recognised that PCL
is particularly amenable to blending and polymer blends
based on PCL were thus categorized with three types of
compatibility; firstly exhibiting only a single Tg ; secondly as
Fig. 2. Structures made from PCL: Nanospheres (a,b). Nanofibres (c,d). Foams (e,f). Knitted textiles (g,h,i). Selective laser sintered scaffold (j-o). Fused
deposition modeled scaffolds (p–u). Reproduced with permission from (2008) (2003) (2007) (2002) Elsevier [7,8,10,11], (2008) Wiley [9] and (2005) Van
Lieshout M.I. [171].
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mechanically compatible, exhibiting the Tg values of each
component but with superior mechanical properties and
thirdly as incompatible, exhibiting the enhanced properties of phase-separated material [15]. Compatibility of PCL
with other polymers depends on the ratios employed and is
generally used to have better control over the permeability
of the delivery systems. Copolymers (block and random) of
PCL can be formed using many monomers, e.g., ethyleneoxide, polyvinylchloride, chloroprene, polyethylene glycol,
polystyrene, diisocyanates (urethanes), tetrahydrofuran
(THF), diglycolide, dilactide, ␦-valerlactone, substituted
caprolactones, 4-vinyl anisole, styrene, methyl methacrylate and vinyl acetate [5].
Physico-mechanical properties of several degradable
polymers, amongst them PCL, have been investigated
and compared by Engelberg and Kohn who investigated
thermal properties (Tg , crystallization, melting and decomposition points) and tensile properties including Young’s
modulus, tensile strength and elongation at yield and break
[16]. Some of these properties are listed in Table 1.
3. Biodegradation
When one considers biopolymers it is important to
keep in mind that something which is biodegradable does
not necessarily translate to being bioresorbable, that is,
as it degrades and moves away from their site of action
in vivo it is not necessarily removed from the body.
In contrast, bioresorbability is a concept which reflects
total elimination of the initial foreign materials and bulk
degradation products by-products (low molecular weight
compounds) with no residual side effects [17]. The definitions of biodegradable, bioresorbable, bioabsorbable and
bioerodable, according to Vert et al. [17], are detailed in
Table 2, appropriate categorization of these properties are
of fundamental importance in the discussion of polymerbased materials particularly in biomedical applications.
PCLs can be biodegraded by outdoor living organisms
(bacteria and fungi), but they are not biodegradable in
animal and human bodies because of the lack of suitable
enzymes [18]. That is not to say they are not bioresorbable,
but rather, that the process takes much longer, propagating first via hydrolytic degradation. It is widely accepted
that hydrolytic degradation of poly(␣-hydroxy) esters
can proceed via surface or bulk degradation pathways,
depicted schematically in Fig. 3. The diffusion–reaction
phenomenon determines the means by which this pathway proceeds. Surface degradation or erosion involves
the hydrolytic cleavage of the polymer backbone only at
the surface [19]. This situation arises when the rate of
hydrolytic chain scission and the production of oligomers
and monomers, which diffuse into the surroundings, is
faster than the rate of water intrusion into the polymer
bulk. This typically results in thinning of the polymer over
time without affecting the molecular weight of the internal bulk of the polymer, which would generally remain
unchanged over the degradation period (Fig. 3a). The
advantage to this type of erosion is the predictability of
the process, giving desirable release vehicles for drugs as
release rates can be predetermined [20].
Bulk degradation occurs when water penetrates the
entire polymer bulk, causing hydrolysis throughout the
entire polymer matrix (Fig. 3b). Random hydrolytic chain
scission would take place and produce an overall reduction
in molecular weight. If water molecules can diffuse into the
polymer bulk, hydrolyse the chains enabling the monomers
or oligomers to diffuse out, erosion will occur gradually
and equilibrium for this diffusion–reaction phenomenon
would be achieved. If this equilibrium is disturbed, the
degradation mechanism could provoke internal autocatalysis, via the carboxyl and hydroxyl end group by-products.
Whereas surface oligomers and carboxyl groups may freely
diffuse into the surroundings (surface erosion situation),
in the case of bulk degradation the internal concentration
of autocatalysis products can produce an acidic gradient
as the newly generated carboxyl end group formed during
ester bond cleavage accumulate. This in turn accelerates
the internal degradation compared to the surface, leaving an outer layer of higher molecular weight skin with
a lower molecular weight, degraded, interior (Fig. 3c). The
degradation mechanism thus becomes defined by bimodal
molecular weight distribution. When the inner oligomers
become small enough, they diffuse rapidly through the
outer layer and this is accompanied by an onset of weight
loss and a decrease in the rate of chain scission producing a higher molecular weight hollowed out structure. The
rapid release of these oligomers and acid by-products can
result in inflammatory reactions in vivo, as reported in the
bioresorbable device literature [21]. Furthermore, if the
surrounding tissue is unable to buffer the pH change due
to poor vascularization or low metabolic activity then local,
temporary disturbances may arise – an example of this has
been observed from fiber-reinforced PGA pins used during
orthopedic surgery which led to increased osmotic pressure through local fluid accumulation at the time of rapid
degradation [22].
The homopolymer PCL has a total degradation of 2–4
years (depending of the starting molecular weight of the
device or implant) [23–25]. The rate of hydrolysis can be
altered by copolymerization with other lactones or glycolides/lactides [3]. Extensive studies by the authors’ group
concerning in vitro and in vivo degradation of PCL scaffolds detected no evidence of internal catalysis evidenced
by uniform molecular weight distribution over time and
cross-sectional examination of the scaffold struts over a 6
months [26] and 36 months period (unpublished). Other
degradation studies using PCL in separate in vitro (saline)
and in vivo (rabbit) conditions reported that both hydrolytic
degradation rates were similar, and thus concluded that
enzymatic involvement in the first stage of degradation
phase (0–12 months) was not a significant factor in the
degradation process [27,28].
From degradation studies presented in the literature it
can be concluded that PCL undergoes a two-stage degradation process: first, the non-enzymatic hydrolytic cleavage
of ester groups, and second, when the polymer is more
highly crystalline and of low molecular weight (less than
3000) the polymer is shown to undergo intracellular degradation as evidenced by observation of PCL fragments
uptake in phagosomes of macrophages and giant cells and
within fibroblasts [29], which supports the theory that PCL
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Table 1
Polymer properties.
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Table 2
Definitions of biodegradable, bioresorbable, bioabsorbable and bioerodable.
Biodegradables are solid polymeric materials and devices which break down due to macromolecular degradation with dispersion in vivo but no proof
for the elimination from the body (this definition excludes environmental, fungi or bacterial degradation). Biodegradable polymeric systems or
devices can be attacked by biological elements so that the integrity of the system, and in some cases but not necessarily, of the macromolecules
themselves, is affected and gives fragments or other degradation by-products. Such fragments can move away from their site of action but not
necessarily from the body.
Bioresorbables are solid polymeric materials and devices which show bulk degradation and further resorb in vivo; i.e. polymers which are eliminated
through natural pathways either because of simple filtration of degradation by-products or after their metabolization. Bioresorption is thus a concept
which reflects total elimination of the initial foreign material and of bulk degradation by-products (low molecular weight compounds) with no
residual side effects. The use of the word ‘bioresorbable’ assumes that elimination is shown conclusively.
Bioerodibles are solid polymeric materials or devices, which show surface degradation and further, resorb in vivo. Bioerosion is thus a concept, too,
which reflects total elimination of the initial foreign material and of surface degradation by-products (low molecular weight compounds) with no
residual side effects.
Bioabsorbables are solid polymeric materials or devices, which can dissolve in body fluids without any polymer chain cleavage or molecular mass
decrease. For example, it is the case of slow dissolution of water-soluble implants in body fluids. A bioabsorbable polymer can be bioresorbable if the
dispersed macromolecules are excreted.
may be completely resorbed and degraded via an intracellular mechanism once the molecular weight was reduced
to 3000 or less. It was also noted that in the first stage
the degradation rate of PCL is essentially identical to the
in vitro hydrolysis at 40 ◦ C, and obeyed first-order kinetics.
It was concluded that the mechanism of PCL degradation
could be attributed to random hydrolytic chain scission of
the ester linkages, which caused a decrease in molecular
weight.
Ali et al. studied the mechanism of PCL degradation in
vitro by mean of gel permeation chromatography (GPC),
differential scanning calorimetry (DSC) and scanning electron microscopy (SEM). It was hypothesized that the HO•
radical was likely to be a significant cause of PCL degradation in implantable devices [30]. Chen et al. studied the in
vitro degradation behavior of the PCL microparticles and
compared these with that of PCL film in PBS at 37 ± 1 ◦ C
at pH 7.4. The physical shape of the PCL specimen had no
obvious effect on its degradation rate, which suggested that
homogeneous degradation dominated the process.
Recently, accelerated degradation models for PCL have
been investigated primarily by thermal methods by several
groups [31]. Persenaire et al. proposed a two-stage thermal degradation mechanism of PCL [32] and found in the
first stage there was a statistical rupture of the polyester
chains via ester pyrolysis reaction. The second stage led to
the formation of -caprolactone (cyclic monomer) as result
of an unzipping depolymerization process. Sivalingam et al.
investigated the thermal degradation in bulk and solution
[33,34] and found that the polymer degraded by random
chain scission and specific chain end scission in solution
and bulk, respectively.
Pitt et al. showed that the mechanism of in vivo degradation of PCL, PLA and their random copolymers was
qualitatively the same. The degradation rate of random
copolymers was much higher than those of the homopoly-
Fig. 3. Degradation modes for degradable polymers: Surface erosion (a). Bulk degradation (b). Bulk degradation with autocatalysis (c).
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mers under the same conditions [35]. On the other hand,
the degradation rate of PCL/PLA block copolymers was
found to be intermediate of PCL or PLA homopolymers
and increased with PLA content in the 0–40% range [36].
However when the PLA content was greater than 40%, the
degradation was found to exceed that of the homopolymers [37]. Degradation kinetics are highly dependent upon
the molecular weight of the polymer(s). High molecular
weight structures take much longer to degrade, as mediated through the chain length of the polymer. Higher
molecular weight increases the chain length necessitating
a greater number of ester bonds to be cleaved in order to
generate water-soluble monomers/oligomers to allow erosion to proceed; degradation consequently takes longer.
Woodward et al. studied the in vivo (Dawley rats) and
intracellular degradation of PCL and reported that degradation first proceeded with non-enzymatic bulk hydrolysis,
and a transient initial inflammatory response occurred
only for the first 2 weeks [29]. After 9 months, only
when the molecular weight had reduced to approximately
5000 g/mol, did a loss in mass emerge and subsequently
the PCL implants fragmented. Fig. 4 schematically depicts
the interplay between the mass loss and molecular weight
loss from a typical resorbable-polymer scaffold in vivo [38].
For the study of intracellular degradation, low molecular weight PCL (Mn, 3000 g/mol) powders, 53–500 nm,
were used. The authors reported that the powdered PCL
was rapidly degraded and absorbed within 13 days inside
the phagosomes of macrophage and giant cells, and that
the sole metabolite was 6-hydroxyl caproic acid. Fig. 5a
illustrates the mechanism by which PCL degrades hydrolytically. Hydrolysis intermediates 6-hydroxyl caproic acid
and acetyl coenzyme A are formed which in turn enter the
citric acid cycle and are eliminated from the body [39].
More recently Sun et al. designed a long-term study
in which in vivo degradation of PCL was observed for
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3 years in rats [28]. Distribution, absorption and excretion of PCL were traced in rats using radioactive labeling.
The results showed that PCL capsules with an initial Mw
of 66,000 g/mol remained intact in shape during 2-year
implantation, and broke into low Mw (8000 g/mol) pieces
at the end of 30 months. The Mw of PCL deceased linearly with time. Tritium-labeled PCL (Mw 3000 g/mol) was
subcutaneous implanted in rats to investigate its absorption and excretion and the radioactive tracer was first
detected in plasma 15 days post-implantation. At the same
time, radioactive excreta were recovered from feces and
urine. An accumulative 92% of the implanted radioactive
tracer was excreted from feces and urine at 135 days postimplantation. In parallel, the plasma radioactivity dropped
to background level. Radioactivity in the organs was also
close to background level, confirming that the material did
not accumulate in body tissue and could be completely
excreted which was in accordance with early studies by
Pitt and Schinder [40].
Pulkkinen et al. demonstrated that 2,2-bis(2-oxazoline)
linked PCL (PCL-O) was degraded in vitro enzymatically by
surface erosion, which could enable the novel use of this
material for drug delivery and other biomedical applications. The degradation, erosion (weight loss) and toxicity of
PCL-O poly(ester-amide)s were evaluated in vivo. PCL and
three PCL-O polymers with different PCL block lengths (Mn :
1500, 3900, 7500 g/mol) were melt-pressed in the form of
discs and implanted subcutaneously in Wistar rats (dose
approximately 340 mg/kg) for 1, 4 and 12 weeks. With an
implantation of 12 weeks, up to 16.5% weight loss of polymer discs was measured for the most extensively linked
PCL-O polymer (block length 1500 g/mol), whereas practically no weight loss was observed with the other polymers.
Nuclear magnetic resonance (NMR), DSC and GPC studies
as well as SEM micrographs before and after implantation
and in vitro hydrolysis studies collectively indicated that
Fig. 4. Graphical illustration of the mass and molecular weight loss over time for a resorbable polymer such as PCL. Initial hydration (0–6 months), through
degradation and mass loss (6 12 months), resorption (post 12 months) and metabolisation (post 18 months). Reproduced with permission from (2001)VSP
[38].
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Fig. 5. The degradation of PCL via hydrolysis intermediates 6-hydroxyl caproic acid and acetyl coenzyme A, which are then eliminated from the body via
the citric acid cycle (a). Schematic visualization of how crystalline fragmentation could have taken place(b). Accelerated degradation of PCL over 5 weeks
in NaOH (c). Reproduced with permission from (2008) IOP [42].
enzyme based surface erosion of PCL-O polymers occurred
in vivo. The in vivo evaluation based on results from hematology, clinical chemistry and histology of the implantation
area and main organs (e.g., heart, lung, liver, kidney, spleen
and brain) demonstrated that PCL-O polymers were biocompatible and safe, enzyme-sensitive biomaterials [41].
Surprisingly, despite more than 1000 papers being published during the last decade in the biomaterials and
tissue-engineering literature (Fig. 1) which use PCL-basedscaffolds, only a small number of groups have included a
study of the degradation and resorption kinetics of the PCL
scaffolds.
The authors’ group undertook several long-term degradation studies of ordinary (Sigma) and medical grade
(Birmingham Polymers) PCL scaffolds both in vitro and in
vivo [26]. An accelerated degradation systems based on
NaOH was also developed and validated against a system based on simulated physiological conditions [42].
Fig. 5b illustrates surface erosion of PCL and the associated changes in crystallinity over time (owing to its
crystalline and amorphous components) which can lead
to cyclic increasing and decreasing crystallinities throughout the degradation period. Microscopic and macroscopic
views of an accelerated degradation system are shown in
Fig. 5c. PCL scaffolds were degraded from 0 to 5 weeks and
were observed to degrade via a surface erosion pathway
homogenously throughout the scaffold structure, through
the thinning of the filament diameters.
As previously described, PCL is an excellent candidate for copolymerization or blending to engineer desired
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mechanical properties and degradation kinetics of a medical device or scaffold. A Dutch group were among the
first to use PCL-based copolymers to design and commercialize nerve guide devices. The degradation and the
tissue response evoked by poly(1,3-trimethylene carbonate) [poly(TMC)] and copolymers of TMC with either 52 mol
% d,l-lactide (DLLA) or 89 mol% -caprolactone (CL) were
evaluated in vivo by subcutaneous implantation of polymer films in rats for periods up to 1 year [43]. Poly(TMC)
specimens were extensively degraded after 3 weeks and,
as confirmed by histology, totally resorbed in less than a
year. A fast linear decrease in thickness and mass without
a change in molecular weight was observed. Initially an
acute sterile inflammatory tissue reaction, caused by the
implantation procedure, was observed, followed by a mild
macrophage-mediated foreign body reaction that lasted
during the resorption period of the polymer. It was concluded that in vivo, poly(TMC) degraded via surface erosion
involving cellular-mediated processes. The degradation of
the copolymers was slower than that of poly(TMC), taking place via autocatalyzed bulk hydrolysis, preferentially
of ester bonds. The TMC-DLLA copolymer degraded 20
times faster than the TMC-CL one. In both cases, the tissue
reaction upon implantation resembled a so-called sterile
inflammatory reaction followed by a foreign body reaction that was defined by a fibrous encapsulation. Significant
mass loss was only observed for the TMC-DLLA copolymer,
which underwent 96% mass loss in 1 year. When extensive
mass loss started, a mild-to-moderate secondary foreign
body reaction, related to clearance of the polymer fragments, was triggered. The results presented in this study
demonstrate that poly(TMC) and both TMC copolymers
(TMC-DLLA and TMC-CL) are biodegradable and biocompatible materials, making these polymers attractive for the
preparation of short and long-term degradable devices for
soft tissue engineering [43].
In conclusion, the degradation of PCL compared to PLA,
PGA, copolymers thereof and many other resorbable polymers is slow, making it much more suitable for long-term
degradation applications such as delivery of encapsulated
molecules extending over a period of more than 1 year,
which will be discussed in Section 5.
4. Biocompatibility
Originally biocompatibility referred to the ability of a
material to perform with an appropriate host response
in a specific application [44]. However, more recent
definitions are aiming to describe the biological mechanism in more detail [45]. In vitro biocompatibility, or
cytotoxicity, is generally evaluated through cell culture
systems. In vivo experimental, histological and pathological examination of the peri-implant and host responses
– such as immunogenic, carcinogenic and thrombogenic
responses are also studied. The complexity of these host
responses is a result of a series of temporal and spatial processes involving numerous closely interdependent
mechanisms of material–tissue interactions. It is these
interactions that control the ultimate performance of a
material within a biological environment. If we consider
the field of biostable materials and permanently implanted
9
devices/implants, the primary goal is minimizing and
adjusting material–tissue interactions. The interaction of
the living environment and the material should be acceptable and stable for long-term therapies and performances.
Conversely, in the field of biodegradable and bioresorbable
polymers, the situation is quite the opposite with an added
dimension of complexity afforded by the degradation and
resorption by-products of the implants, which are able to
strongly interact with living systems. From this point of
view, biodegradable and bioresorbable polymers must be
regarded as much closer to pharmacology than to material
science. Hence, biocompatibility is a factor that must be
considered before the selection of biodegradable polymers
to be used in medical devices, scaffolds and drug-delivery
systems.
In general, bioresorbable polymers and devices are well
tolerated by living tissue [46], with their biocompatibilities depending primarily on the factors briefly discussed
below. The leaching of low molecular mass compounds,
either through degradation or because of the presence of
leachable impurities, is the mayor trigger of inflammation.
Release of acidic degradation products from bioresorbable
polymers and implants is also a large contributor to
the observed secondary inflammatory reactions. Another
important factor which influences inflammation responses
is the site of implantation. If the capacity of the surrounding tissues to eliminate the by-products is low, due to poor
vascularization or low metabolic activity, the chemical
composition of the by-products may lead to local temporary disturbances. One example of this is the increase of
osmotic pressure or change in pH manifested by local fluid
accumulation or transient sinus formation [22]. Hence,
problems of biocompatibility of bioresorbable polymers
such as aliphatic polyesters are unquestionably related to
biodegradability and bioresorbability.
The determination of both the degradation rate of
the polymer and the local tissue clearance are crucial in
predicting the concentration of by-products present in
the tissue and resultant host response. The inflammatory
response of copolymers PCL and PLA after implantation
in male wistar rats was studied in detail by Pitt and coworkers [29]. The injection of microspheres into the body
resulted in the activation of neutrophils and caused mild
localized inflammation. The rapid activation of neutrophils
by PCL microspheres was confirmed by measurement of
superoxide anion generation as measured by chemiluminescence. Neutrophils activation released chemotactic
factors leading to influx of massive number of neutrophils
into the affected site and causing inflammation. Phagocytosis of drug loaded polymeric microspheres by white
blood cells was shown to be the main clearance mechanism by which foreign material was eliminated from the
body [29]. Inflammatory reactions in bones were less pronounced than in muscles. The investigators do not discuss
this observation in great detail, but one might hypothesize that the pronounced primary inflammatory reaction in
muscle might be due to a better vascularization of muscle
tissue, and a greater amount of implanted material.
The tissue reaction of implantable microspheres comprising PCL prepared by solvent evaporation methods was
studied by implantation in the brain of wistar rats [47].
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Necrosis was not observed, implying good biocompatibility of microspheres within the brain tissue. To prevent
the phagocytosis of microspheres, modification of microspheres surface can be undertaken by steric stabilization.
Flow cytometry has been used to study the effect of PCL
microspheres on apoptosis and cell cycle of fibroblasts.
The results revealed that PCL microspheres purified in
different ways showed different cytocompatibility; with
well-purified microspheres having superior cytocompatibility [48].
Both PCL and PLLA are slowly degrading polymers, but
their biocompatibility resulting from degradation is quite
different. Bergsma et al. reported foreign body reactions to
PLLA bone plates and screws [21]. Six out of ten patients
had to be reoperated after postoperative periods between
35 and 44 months due to swelling at the implantation site.
The authors reported no discoloration of the overlaying
tissue, with no signs of acute or subcutaneous inflammation, or an increase in temperature or pain on palpation.
Light microscopic analysis of the soft tissue showed a foreign body reaction without signs of inflammation around
the PLLA. On the outer part of the PLLA a few polymorphonuclear leucocytes were present whereas the inner part
was surrounded by dense connective tissue lying within
macrophages, foreign body giant cells, and fibrocytes. The
authors hypothesized that the observed foreign body reaction was a combination of a biochemical and biomechanical
reaction of the crystal-like PLLA fragments [21].
Pistner et al. (1993) [49,50] and Gutwald et al. (1994)
[51] studied two amorphous and one crystalline PLA in the
paravertebral muscle of rats. The crystalline PLA remained
almost stable in form and structure over a period of
116 weeks. No signs of inflammation and a mild foreign
body reaction were observed. After 116 weeks, the amorphous PLA of higher molecular weight almost completely
resorbed, whereas the amorphous PLA of lower molecular weight was metabolized. During the degradation and
resorption period a mild-to-moderate histiocytic inflammation was found [49–51].
As discussed above, it is crucially important to study biocompatibility not only from a short-term point of view, but
also in the long-term. Unfortunately most in vivo studies in
the tissue-engineering field suffer from being prematurely
ended in order to extract histological and/or biomechanical
data before the PCL scaffold itself has been cleared from the
implantation site. It is accepted that long-term in vivo data
is costly to acquire, but this does not negate the need to
have robust information pertaining to long-term degradation of the microspheres and scaffold, the biocompatibility,
the mechanical properties of the scaffold/new tissue and
the ultimate outcome of implantation after months or even
years.
Meek and Jansen recognised a scarcity in literature on
long-term nerve guide studies of Neurolac® , after having
shown that small fragments of the nerve guide comprising
poly(dl-lactide--caprolactone) [PDLLA-PCL] (which were
assumed to fully resorb) could still be found on the edge
of the epineurium of the regenerated nerve after implantation. Consequently they studied the 2-year degradation
and possible long-term foreign body reaction against the
nerve guides after implantation in the sciatic nerve of the
rat. They demonstrated that nerve regeneration took place
through the scaffold, and after 2-years of implantation
no remains of the implant could be found macroscopically. However, microscopically, the polymer fragments,
along with multinucleated giant cells and macrophages,
were found along the regenerated nerve tissue. Hence, the
authors concluded that a 3-year study was warranted to
capture the nerve tissue after complete clearance of the
polymer by the system [52].
Several studies by Hutmacher and co-workers have
looked at both the short-term and long-term biocompatibility of PCL scaffolds using different animal models; some
this work is summarized in Fig. 6 [26,53–56]. Fig. 6a shows
the surgical implantation of the 5 mm diameter PCL scaffolds into the parietal bone of the rabbit/rabbit. Fig. 6b
shows the explanted rabbit skull. The upper insets depict
micro computed-topography (CT) images of the mineralized bone within the critical-sized skull defects/scaffold
sites after 2-years implantation (empty defects showed
incomplete bridging of the defects). Furthermore the
histology (lower insets) demonstrated some new bone formation in the centre of the PCL scaffolds/defect sites, as
detected using von Kossa staining, which binds to calcium salts and turns black. Further development of these
scaffolds by the authors has led to the production of secondgeneration scaffolds, which are composite by nature and
contained PCL with 20 wt% tricalcium phosphate (TCP).
Fig. 6c depicts histology from a rat calvarial critical-sized
models used to study the effect of PCL–TCP composite scaffolds implanted for 15 weeks, with some scaffold groups
containing 5 g rhBMP2 (recombinant human bone morphogenetic proteins, the primary interest in this growth
factor family arises from their effective use in clinical
bone regeneration). By 15 weeks, PCL–TCP/rhBMP2 defects
exhibited complete healing of the calvarium as shown by
histological staining in Fig. 6c. The scaffold alone also stimulated some bone formation at this relatively early stage,
compared with no healing observed for empty defects.
These studies compound the biocompatibility of the PCL
and PCL composites with no adverse biocompatibility
effects found at short-term time points of 15 weeks up to
long-term implantations of 2 years.
5. PCL applied in drug-delivery systems
PCL is suitable for controlled drug delivery due to a high
permeability to many drugs excellent biocompatibility and
its ability to be fully excreted from the body once bioresorbed. Biodegradation of PCL is slow in comparison to
other polymers, so it is most suitable for long-term delivery extending over a period of more than 1 year. PCL also
has the ability to form compatible blends with other polymers, which can affect the degradation kinetics, facilitating
tailoring to fulfill desired release profiles [57–59].
The delivery of therapeutic compounds can be hindered
by their poor water solubility, however, recent advances
in drug formulation have obviated the potential of colloidal vectors to act as efficient solubilizing agents in such
cases [60]. The capacity of block copolymer micelles to
increase the solubility of hydrophobic molecules stems
from their structural composition, which is characterized
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Fig. 6. Rat and Rabbit short and long-term biocompatibility studies. Implantation of 5 mm PCL scaffold into calvaria (a). Schematic showing explanted
reconstructed rabbit calvarial after 2-year implantation. Center photo shows gross overview of reconstructed cranial defect site; from the top view, the
remaining implanted PCL scaffolds are clearly visible along with bony mineralization observed within the scaffolds that has replaced the original struts. CT three-dimensional reconstructed images indicate dense mineralization within the defect space. Dotted rings indicate location of original defect created,
and the images display only those thresholds that correspond with new bone (top inset). Histological sections were stained with Macneal’s tetrachrome
with von kossa, which reflects mineralization by staining calcium depositions black. The section gross overview of both defects demonstrates scaffold well
integrated into the defects (bottom left inset). There is also bone in-growth and remodeling occurring within the scaffold and around its periphery, shown
at higher magnification (bottom right inset) (b). Bone specific staining of rhBMP-2 treated mPCL–TCP/collagen scaffolds demonstrate marked bone repair
at 15 weeks. Traverse and longitudinal sections exhibited extensive bone healing within defects treated with rhBMP-2. Staining consists of MacNeal/von
Kossa (black = bone, blue = ECM), Goldner’s Trichrome (green = bone, red = osteoid), and Masson’s Trichrome (dark blue = bone, red = cortical bone). Arrows
indicate edge of host bone. Percentage of bone formation (% BV/TV) is measured by image analysis from transverse MacNeal/von Kossa sections and
longitudinal Masson’s Trichrome sections. Images taken with an objective of 40× indicate new bone (NB) contacting the implant strut (S) surface within
rhBMP-2 treated defects whereas non-treated scaffolds stimulate a fibrous tissue interface and empty defects consist of fibrous tissue directly adjacent to
host bone (HB). Significant values are represented as * P < 0.05 indicating significantly different to time-matched empty defect (c). Reproduced with permission
from(2008)Wiley [26] and (2009) Elsevier [54].
by a hydrophobic core sterically stabilized by a hydrophilic
corona. The former serves as a reservoir in which the
drug molecules can be incorporated by means of chemical,
physical or electrostatic interactions, depending on their
physicochemical properties [60]. Drug release rates from
PCL depends on type of formulation, method of preparation, PCL content, size and percent of drug loaded in the
microcapsules. Due to a higher permeability of PCL it is
blended with other polymers to improve stress, crack resistance, dyeability and control over release rate of drugs.
Within the last decades, PCL polymers have been major
area of interest to develop controlled delivery systems
especially for peptides and proteins [59].
Lemmouchi et al. have investigated the in vitro and in
vivo release of the selected drugs, isometamidium chloride and ethidium bromide from PCL–PLLA, PCL–DLLA and
PCL–TMC rods [61].
5.1. PCL microspheres
Much research has been focused on degradable polymer microspheres for drug delivery. Administration of
medication via such systems is advantageous because
microspheres can be ingested or injected; they can be tailored for desired release profiles and in some cases can even
provide organ-targeted release [58].
A microencapsulated drug is a promising drug-delivery
system with obvious advantages, such as improving the
therapeutic efficiency and efficacy, prolonging the biological activity, controlling the drug release rate and decreasing
the administration frequency. As drug microparticles,
besides biocompatibility, one of the most important
requirements is that the matrix material should be biodegraded within a suitable period which is compatible
with the drug release rate. Hence, biodegradable polymers have been the major focus of attempts to develop
improved delivery systems for pharmaceutical research.
There has been extensive research into drug-delivery
using biodegradable polymeric devices ever since bioresorbable surgical sutures entered the market two decades
ago. Among the different classes of biodegradable polymers, the thermoplastic aliphatic poly(esters) such as PLA,
PGA and especially their copolymers such as poly(lactideco-glycolide) (PLGA) have generated tremendous interest
because of their excellent biocompatibility, biodegradability, and mechanical strength, most of which can be tailored
via the copolymerization of different amounts of each
respective polymer. They are easy to formulate into various devices for carrying a variety of drug classes such
as vaccines, peptides, proteins, and micromolecules. Most
importantly, they have been approved by the FDA for drug
delivery [15].
The matrix material of bioresorbable microparticles can
be decomposed into non-toxic and low molecular weight
species concomitant with release of the drug which are
then metabolized or absorbed by the organism. It is no
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surprise that considerable research interest is now focused
on the application of biodegradable microparticles for controlled drugs release. Among them, polycaprolactone is one
of the more widely utilized. The advantages of PCL include
its high permeability to small drug molecules, and its negligible tendency to generate an acidic environment during
degradation as compared to PLA and PGAs. The degradation of PCL homopolymer is very slow as compared to
other polyesters, making it more suitable for long-term
delivery systems extending to a period of more than 1
year, and with appropriate blending the delivery can be
increased/decreased as desired [15].
PCL microspheres can be prepared by several different
methods, some of which are reviewed by Freiberg and Zhu
[58]. Colloidal monomers dispersed in a liquid with opposite solubilities can be polymerized [62]. Spherical droplets
are formed by oil-soluble organic monomers dispersed in
aqueous media (oil in water, O/W) or by water-soluble
monomers dissolved in water dispersed in an organic
medium (water in oil, W/O) [63]. The polymerization of
dispersed monomers is achievable by various methods
including emulsion, suspension, and dispersion techniques
[64]. Emulsions are typically used to form uniform spheres
on nanometer scales (10–100 nm). The resulting polymer
beads can be so uniform on the nano-scale that they may
diffract visible light [65]. Dispersion polymerization results
in microspheres of the range 0.5–10 m. The reagents
(including monomer, initiator, and stabilizer) are dissolved
in an organic medium and since the initiator is soluble
inside the monomer, polymerization takes place inside the
monomer droplets. The polymer beads, insoluble in the
organic solvent, precipitate, and the stabilizer prevents
bead flocculation [66]. Significant work on dispersion polymerization in supercritical CO2 has been undertaken in
recent years which may be beneficial to medical applications since no toxic solvents are involved [67,68].
Suspension polymerization typically gives microspheres in the range of 50–500 m. In suspension
polymerization the monomer is dispersed in a water phase
with a stabilizer; the initiator is soluble in the monomer
phase where polymerization occurs. The size and quantity
of the particles is determined by the size and quantity of
dispersed monomer droplets and by the speed of mechanical stirring [64].
Solvent evaporation (also known as the double emulsion technique) and spray drying techniques are common
techniques for producing microspheres from linear polymers and have been reviewed by Vasir et al. [69]. Briefly,
microspheres can be produced by the evaporation of an
organic solvent from dispersed oil droplets containing both
polymer and biomolecule [70]. Often, a double emulsion
is employed whereby the biomolecule is first dissolved in
water; this aqueous phase is dispersed in an organic solvent (usually dichloromethane, DCM), which contains the
degradable polymer and the first W/O emulsion is formed.
Dispersion of the first emulsion in a stabilized aqueous
medium (usually using poly(vinyl alcohol) as stabilizer)
forms the final O/W emulsion; microspheres are formed
as the DCM evaporates and the polymer hardens, trapping the encapsulated drug [71]. A major obstacle in the
entrapment of drugs into microspheres is attaining a high
yield via good entrapment efficiencies. Many groups fail
to achieve a high enough entrapment to warrant further
production of the microspheres at the risk of losing too
much drug in the process, which is very costly. It is also
surprising how few details are provided in many studies
which detail the method of quantifying drug entrapment
efficiencies.
5.2. PCL nanospheres
Nanospheres are colloidal drug-delivery systems, which
act as transport carrier compartments for drugs or other
active molecules, with a size range 10–1000 nm. Drug particles may be encapsulated, dispersed or absorbed in the
nanospheres. They may also be termed as nanoparticles
or nanocapsules depending upon whether the drug is in a
polymeric matrix or encapsulated in the shell. Nanospheres
and nanocapsules can be prepared by the same methods as
those described for microparticles, except that manufacturing parameters are adjusted to obtain nanometer size
droplets. This can be obtained by using a relatively small
ratio of the dispersed phase to the dispersion medium, and
a substantially higher stirring speed [72].
Nanospheres can be used for selective targeting via
the reticuloendothelial system to the liver and to cells
that are phagocytically active. The size of nanospheres
allows them to be administered intravenously via injection, unlike many other colloidal systems, which occlude
both needles and capillaries. Injectable nanoparticulate
carriers have good applicability for specific drug delivery
and medical imaging, but they cannot generally be used
due to their elimination by the reticuloendothelial system
within seconds after intravenous injection. To overcome
this limitation, monodisperse biodegradable nanospheres
have been developed from amphiphilic copolymers. These
nanospheres were shown to exhibit increased blood circulation time and reduced drug accumulation in the liver of
mice [72]. The efficacy of these colloidal particles as drug
carriers is closely related to their interaction with proteins
and enzymes in different body fluids. The interaction phenomenon between lysozyme, a positively charged enzyme
that is highly concentrated in mucosa and two different
drug carriers: nanocapsules made of an oily core coated by
PCL and nanoparticles made solely of PCL were analyzed.
Results showed that the interaction of lysozyme with these
colloidal drug carriers was highly affected by their surface
charge [73]. Gref et al. analyzed plasma protein adsorption
zeta potential and the particle uptake by polymorphonuclear cells by biodegradable PEG-coated PLA, PLGA and PCL
nanoparticles. The influence of the PEG corona thickness
and density, as well as the influence of the nature of the
core was studied [74]. The conditions to stabilize PLGA and
the PCL nanoparticles by freeze drying with several cryoprotective agents were identified. Studies indicated the
necessity of adding sucrose, glucose, trehalose or gelatin to
preserve the properties of nanoparticles regardless of the
freezing procedure [75].
6. Techniques of nanosphere preparation
Different methods have been reported in the literature
for the preparation of drug entrapped nanoparticles includ-
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ing, emulsion polymerization in a continuous aqueous
phase, emulsion polymerization in a continuous organic
phase, interfacial polymerization, interfacial disposition,
solvent evaporation, desolvation of macromolecules, and
dialysis [76]. Select methods for preparing PCL nanospheres
are discussed below.
6.1. Interfacial polymer disposition method
Interfacial polymer disposition is a procedure for
preparing biodegradable nanospheres following displacement of a semi-polar solvent, miscible with water, from a
lipophilic solution. In this method, the polymer is first dissolved in an organic solvent, usually acetone. Similarly the
mixture of phospholipid is prepared in acetone by increasing the temperature to near the boiling point, the drug is
then dissolved in benzyl benzoate and added to the acetone
solution. The resulting organic solution is poured under
stirring into water containing the surfactant poloxamer,
with the aqueous phase immediately turning into a milky
solution; indicating the formation of nanocapsules. Acetone is then removed under reduced pressure. The colloidal
suspension thus formed is concentrated to the desired
volume by removal of water [77]. Spray-dried polymeric
nanocapsules and nanospheres have also been prepared
from PCL suspensions containing diclofenac using interfacial deposition of the polymer [78].
6.2. Dialysis method
Indomethacin loaded nanospheres of PCL have been
prepared by dialysis methods. The polymer was dissolved
in organic solvent (dimethylformamide) and the drug was
added to the solution under constant stirring at room temperature. After removing the organic solvent, dialysis was
undertaken for 24 h using a cellulose membrane dialysis bag. The miceller solution was collected from the bag,
sonicated and centrifuged to remove aggregated particles
and unloaded drug. Lyophilization was then performed to
obtain nanospheres [79].
6.3. Emulsion polymerization method
The earliest nanoparticles prepared by the polymerization of a monomer were those obtained by Birrenbach
and Speiser in the 1970s [80]. In emulsion polymerization,
droplets of water insoluble monomers are emulsified in an
external aqueous and acidic phase containing a stabilizer.
The monomers polymerize relatively fast by an anionic
polymerization mechanism, the polymerization rate being
dependent on the pH of the medium. At neutral pH, the
monomer polymerizes extremely fast, leading to the formation of aggregates. However, at acidic pH, between
pH 2 and 4, the reaction is slowed, yielding nanospheres
(frequently 200 nm) with a narrow-size distribution. The
system is maintained under magnetic agitation while the
polymerization reaction takes place. Finally the colloidal
suspension is neutralized and lyophilized following the
incorporation of glucose as a cryoprotectant [59].
Water-soluble drugs may be associated with
nanospheres either by dissolving the drug in the aque-
13
ous polymerization medium or by incubating blank
nanospheres in an aqueous solution of the drug. High
speed mixing or sonication is a critical step in emulsification of a drug or monomer solution into the external phase
as it determines the size distribution, of the nanoparticles.
In order to achieve narrow particle size distribution
ultrasonication or high speed homogenization is required;
hence these parameters should be carefully monitored
during processing.
PCL nanospheres encapsulating numerous drugs have
been investigated by various researchers and have been
comprehensively reviewed by Sinha et al. [59] who detail
the use of PCL as a favorable ocular penetration carrier
in nanosphere form, compared with microspheres when
used to deliver indomethacin [81]. Calvo et al. further concluded that the colloidal nature of PCL nanosphere and
nanocapsule carriers was the main factor responsible for
favorable corneal transport, and that cornea penetration
was not increased by variation of the inner structure or
composition of the carriers [73,82]. This finding was also
observed by Marchal-Heussler et al. in their use of PCL as a
colloidal nanoparticle suspension containing cartelol, finding the inner oily core of the carrier provided better cartelol
entrapment and a more pronounced effect on intraocular
pressure compared with cartelol eye drops [83].
Other drug encapsulations for ophthalmic applications using PCL nanospheres/capsules include fluribrofen [84,85], aceclofenac [86], cyclosporine A [82,87]
and Metipranol [88,89]. Several orally admininstrated
PCL nanosphere/nanocapsules have been investigated to
deliver antihypertensive agents, such as isradipine [90].
Many groups have utilized PCL copolymers in cancerrelated nanoparticle delivery systems. A ligand-mediated
nanoparticulate drug carrier was designed by Kim et al.,
which could identify a specific receptor on the surfaces
of tumor cells. Biodegradable poly(ethylene oxide)/PCL
(PEG/PCL) amphiphilic block copolymers coupled to
biotin ligands were synthesized harboring the anticancer
drug paclitaxel, prepared via micelle formation in aqueous solution. Results showed that the biotin-conjugated
nanoparticles could improve the selective delivery of paclitaxel into cancer cells via interactions with over-expressed
biotin receptors on the surfaces of cancer cells [91].
Tamoxifen-loaded PEO–PCL nanoparticles were also prepared using solvent a displacement process by Shenoy and
Amiji The use of pluronic surfactants (F-68 and F-108)
increased the stabilization of the particles and achieved
preferential tumor targeting and a circulating drug reservoir [92].
7. PCL applied in medical devices
7.1. Sutures
In the past four decades, several studies have been
published relating to the biocompatibility of sutures
made from aliphatic polyesters [93]. The material composition of the commercially available sutures are
PGA (DexonTM ), PLLGA 10/90 (Vicryl® ), poly(glycolid-cotrimethylencarbonat) 67.5/32.5 (Maxon® ), and polydioxanone (PDS). In the case of suture materials, inflammatory
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response is more pronounced for DexonTM and Vicryl®
(mononuclear cells, polymorphonuclear leucocytes and
lymphocytes, histiocytes and multinucleated giant cells)
than for Maxon® and PDS (mononuclear macrophages, a
few neutrophils, multinucleated giant cells, organized collagenous capsule).
A block copolymer of PCL with glycolide, offering
reduced stiffness compared with pure polyglycolide, is
being sold as a monofilament suture by Ethicon, Inc.
(Somerville, NJ), under the trade name Monacryl® [24].
7.2. Wound dressings
A major pioneer in the characterization and application of resorbable polymers, amongst them PCL, was Pitt
during the early 1980s [3]. Pitt and co-workers undertook
several studies including degradation studies both in vitro
[94,95] and in vivo [35]. Later studies involved subdermal
delivery of l-methadone from PCL microspheres [96]. Since
then, PCL has been utilized as an ultra thin film for dressing cutaneous wounds [97] and has also been used as a
release vehicle for the chemical antiseptic chlorohexidine
[98]. Blending PCL with the polymeric antimicrobial complex, poly(vinylpyrrolidone)-iodine to provide a ureteral
biomaterial with reduced encrustation was investigated by
Jones et al. [99]. They demonstrated a relationship between
the degradation rate of the polymer and the resistance to
encrustation; the degradation was tailored via altering the
high to low molecular weight ratio of PCL in the polymer
blends.
7.3. Contraceptive devices
Almost 10 million women have used the subdermal
contraceptive implants including Norplant® , Jadelle® and
Implanon® , which have often-traumatic retrieval operations associated with their end point. Consequently, the last
two decades have seen substantial research into developing a biodegradable matrix implant for controlled release
of contraceptives to circumvent the need for deviceretrieval surgery. PCL is a highly desirable candidate for
this role owing to its slow degradation, biocompatability and FDA approval. Dhanaraju et al. have prepared and
characterized PCL microspheres as an injectable implant
system for the controlled delivery of contraceptive steroids
[100–102].
Sun et al. have developed a 2-year contraceptive device
comprising PCL/Pluronic F68 compounds filled with levonorgestral powder which was approved by the SFDA to
conduct phase II human clinical trials in China [28]. Preclinical studies using rats and dogs demonstrated good
release kinetics of levonorgestral from this device, with
no adverse effects. After implant retrieval at 2 years the
implant was physically stable with an associated drop
in the molecular weight of the polymer from 66,000
to 15,000 Da [103]. Recently, multi component biomaterials comprising a hydrogel matrix (2-hydroxyethyl
methacrylate crosslinked by ethylene glycol dimethacrylate) with levonorgestral-containing PCL microspheres
dispersed within were developed by Zalfen et al. Such
assemblies show promise owing to the combination of
several release mechanisms which can tailor the release
of encapsulated drugs, potential applications include the
design of implantable devices with long-term activity, as
required by contraceptive and hormone replacement treatments [104].
7.4. Fixation devices
Kulkarni et al. [105,106] and Cutright et al. [107] were
among the first to report preliminary experiments on the
use of aliphatic polyesters in the design of internal fixation devices. Kulkarni et al. used extruded pins of l- and
d-PLA for the reduction of mandibular fractures in dogs
and confirmed minimal inflammatory responses for both
polymers [105]. Cutright et al. reported data on mandibular
fracture reduction in monkeys using transosseous ligatures
with PLA suture materials [108]. Animals were sacrificed
from 2 to 12 weeks. At 12 weeks, early features of bony
union appeared and the sutures became infiltrated by cellular connective tissue with fibroblasts, endothelial cells,
mononuclear phagocytes and giant cells. Sutures were progressively replaced by bands of new collagen and vascular
connective tissue. The tissue reaction was limited to the
immediate perisutural area.
Studies using pure PCL in orthopaedic applications are
rare in the current literature. One study involved the fixation of rabbit humeri osteotomies with PCL reinforced
with glass fibers versus stainless steel, the outcome demonstrating that although the PCL caused less stress shielding
than stainless steel, the mechanical strength of the PCL was
not sufficient for load bearing applications owing to high
mal-union rates [109]. It should be noted however that several studies exist which exploit the positive properties of
PCL and blend these with other materials producing superior copolymers and composites which may have desirable
properties for use in mechanically challenging applications
where a more resilient material is needed [110].
Rudd and co-workers have studied PCL for application
as a resorbable composite implant during the last decade,
with an aim at craniofacial repair. The PCL was polymerized
in situ and has been reinforced with several different fibers
including knitted vicryl mesh [111], phosphate glass fibers
[112] and sodium- and calcium phosphate glass fibers
[113]. The studies also included several cell biocompatibility studies [114,115].
7.5. Dentistry
The filling material used in root canal systems has popularly involved gutta-percha in one of its many forms for
almost 100 years. An optimal root filling material should
provide a predictable seal, inhibit or kill residual bacteria,
prevent re-contamination and facilitate periapical healing. The creation of a “seal” can be complicated and the
final result is often deemed suspect. Alani et al. [116]
aimed to develop a novel PCL/phosphate glass composite
deliverable as a root filling and capable of releasing ionic
species to enable a predictable seal in an aqueous environment. Different compositions of PCL-iron phosphate glass
composites were produced and delivered into an ex vivo
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root canal model. Standardized root canals were prepared
in extracted human teeth. The teeth were examined for
root filling adaptation and precipitate formation (SEM), ion
release (Na+ , Ca2+ , PO4 3− , P2 O7 4− , P3 O9 3− , and P5 O10 5− ),
and sealing ability. The experiments were controlled with
teeth obturated with contemporary gutta-percha and a
conventional zinc-oxide/eugenol sealer. The adaptation of
the PCL composite was statistically significantly better than
the control groups. Precipitate formation was noted in
some specimens but all released various ionic species in
an inverse proportion to the iron oxide concentration. The
experimental material exhibited significantly less leakage
after 7 days immersion in saline compared with those not
immersed, or the control GP group. PCL-phosphate glass
composites showed good potential as a root filling material capable of producing a seal in an aqueous environment
without a sealer.
PCL is used as the thermoplastic synthetic polymerbased root canal filling material recently introduced to
the market as part of the composite ResilonTM , which also
contains bioactive glass, bismuth oxychloride and barium
sulphate. This material replaces gutta-percha cones and is
available in the Resilon® /Epiphany System. According to
the manufacturer, the PCL polymer in ResilonTM provides
the material with thermoplastic properties that enable
its application in techniques that rely on thermoplasticity. According to Miner et al. [117], the melting point of
ResilonTM is the same as that of gutta-percha (60 ◦ C).
Traditionally, the augmentation of bony defects is carried out using allografts, xenografts, autogenous bone, and
synthetic biomaterials with the transplantation of autogenous bone being regarded as the gold standard. Hutmacher
[118] and Zein et al. [11] have presented a suitable threedimensional PCL scaffold that can be used for mandible
augmentation purposes. In a clinical study in dogs, Rai et
al. [119] regenerated critical-sized defects of the mandible
with PCL and 20% TCP scaffolds in combination with
platelet rich plasma. Schuckert et al. [120] reported the first
successful clinical case of the reconstruction of the anterior
mandible on an osteoporotic patient using the 3D PCL scaffold in combination with platelet rich plasma, and rhBMP2
in a 71-year-old human female patient. A bacterial infection had caused a peri-implantitis in two dental implants
leading to a large destruction in the anterior mandible. Both
implants were removed under antibiotic prophylaxis and a
PCL scaffold which had been specifically prepared for this
clinical case containing platelet rich plasma and rhBMP2
(1.2 mg) was inserted. After complication-free wound healing, the radiological control demonstrated de novo-grown
bone in the anterior mandible 6 months postoperatively.
Dental implants were inserted in a third operation. A bone
biopsy of the newly grown bone, as well as of the bordering local bone, was taken and histologically examined. The
bone samples were identical and presented vital laminar
bone demonstrating the success of the procedure.
8. PCL applied in tissue engineering
Tissue engineering can be defined as: “an interdisciplinary field that applies the principles of engineering and
life sciences toward the development of biological substi-
15
tutes that restore, maintain, or improve tissue function or
a whole organ” [121]. Tissue engineering was once categorized as a subfield of “Biomaterials”, but having grown in
scope and importance it can now be considered as a field
in its own right. It is the use of a combination of cells, engineering and materials methods, and suitable biochemical
and physio-chemical factors to improve or replace biological functions. Tissue engineering is closely associated with
applications that repair or replace portions of or whole
tissues (e.g., bone, cartilage, blood vessels and bladder).
Often, the tissues involved require certain mechanical and
structural properties for proper functioning. The term has
also been applied to efforts to perform specific biochemical
functions using cells within an artificially created support
system (e.g., an artificial pancreas, or a bioartificial liver).
Powerful developments in tissue engineering have
yielded a novel set of tissue replacement parts and
implementation strategies. Scientific advances in biomaterials, stem cells, growth and differentiation factors, and
biomimetic environments have created unique opportunities to fabricate tissues in the laboratory from combinations
of engineered extracellular matrices (“scaffolds”), cells, and
biologically active molecules. A schematic showing this
type of approach is depicted in Fig. 7, which shows the
combination of cells and biomolecules with a scaffold. The
scaffold must be capable of supporting cell attachment,
proliferation and differentiation in vitro and may then be
transplanted in vivo. Among the major challenges now
facing tissue engineering is the need for more complex
functionality, as well as both functional and biomechanical
stability in laboratory-grown tissues destined for transplantation. The continued success of tissue engineering,
and the eventual development of true human replacement
parts, will grow from the convergence of engineering and
basic research advances in tissue, matrix, growth factor,
stem cell, and developmental biology, as well as materials
science and bio informatics.
There are a vast array of manufacturing techniques
to create scaffolds for tissue engineering, but one must
pay special attention to the scaffold specifications and
understand the interplay of factors affecting the material composition and design criteria. The desirable feature
of any implantable polymeric scaffold material would be
synchronization of polymer degradation with the replacement by natural tissue produced from cells. Fig. 8 gives a
graphical illustration of this complex interplay showing the
molecular weight loss of a resorbable scaffold, and how this
relates to its mass loss and also to the growth of tissue in
vitro prior to implantation. The degradation and resorption
kinetics of the scaffold are designed to allow the seeded
cells to proliferate and secret their own extracellular matrix
in the static and dynamic cell-seeding phase (weeks 1–12)
as concomitantly the scaffold gradually resorbs leaving sufficient space for cell proliferation and new tissue growth.
The physical support by the 3D scaffold is maintained until
the engineered tissue has sufficient mechanical integrity to
support itself.
The following characteristics are desirable for scaffold candidates: (i) three-dimensional and highly porous
structures with an interconnected pore network, for cell
growth and flow transport of nutrients and metabolic
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waste; (ii) biocompatible and bioresorbable with a controllable degradation and resorption rate to match cell/tissue
growth in vitro and/or in vivo; (iii) suitable surface chemistry for cell attachment, proliferation and differentiation
and (iv) mechanical properties to match those of the tissues at the site of implantation [118]. In addition, the
demanding requirements dictated by orthopaedic scenarios require a certain degree of initial mechanical support
and as such, polymeric devices alone are insufficient and
must be combined with additional components such as
cells, growth factors and appropriate environments [56].
The degradation properties of a scaffold are therefore of
crucial importance for biomaterial selection and design
but also the long-term success of a tissue-engineered
construct.
Scaffolds for tissue engineering have become a large
focus of research attention and can be fabricated in a wide
variety of ways and a biomaterial which lends itself very
well to scaffold fabrication is PCL. PCL is an incredibly versatile bioresorbable polymer and by way of its superior
rheological properties it can be used by almost any polymer processing technology to produce an enormous array
of scaffolds. The major scaffold fabrication technologies in
which PCL has been used extensively are summarized in
Fig. 9 [122] and will be discussed in detail in the next section.
8.1. Scaffold fabrication for tissue engineering
applications
A number of fabrication technologies have been applied
to process PCL into 3D polymeric scaffolds of high porosity and surface area. Each processing methodology has its
relative pro and cons from a scaffold design and function
view point. This section aims to provide the reader with an
overview of the fabrication methods and is by no means an
exhaustive list, but rather aims to comprehensively discuss
techniques which are most pertinent to the fabrication of
PCL scaffolds. The key rationale, characteristics, and process parameters of the currently used scaffold fabrication
techniques are presented hereafter.
8.1.1. Conventional techniques
8.1.1.1. Porogen leaching. Porogen leaching consists of dispersing a template (particles, etc.) within a polymeric or
monomeric solution, gelling or fixing the structure, and
removal of the template to result in a porous scaffold
(Fig. 7a). The specific methods to achieve such scaffolds
Fig. 7. Scaffold-based tissue engineering aims to promote the repair and/or regeneration of tissues through the incorporation of cells and/or biomolecules
within a 3D scaffold system which can be maintained in vitro culture conditions until implantation. Reproduced with permission from (2008) CRC Press [56].
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Fig. 8. Graphical illustration of the complex interdependence of molecular weight loss and mass loss of a 3D scaffold plotted against the time frame for tissue
engineering of a bone transplant. Fabrication of a bioresorbable scaffold (a). Seeding of the osteoblast population into the scaffold in static culture (petri
dish) (b). Growth of premature tissue in a dynamic environment (spinner flask) (c). Growth of mature tissue in a physiological environment (bioreactor)
(d). Surgical transplantation (e). Tissue engineered transplant assimilation/ remodeling (f). Reproduced with permission from (2000) Elsevier [118].
are numerous, and porogen leaching is an inexpensive
technique to manufacture cell-invasive scaffolds. Scaffold
manufacturing methods based on porogen leaching are
capable of producing structures with locally porous internal architectures from a diverse array of materials. Local
pores are voids characteristically defined by small struts
and plates or spherical and tubular cavities generally less
than 300 m in diameter. Highly interconnected voids are
desired for tissue-engineered constructs where local pores
are interconnected within local regions of the scaffold
microstructure.
Porogen leaching can also yield cavities with defined
shape, and solvent diffusion from emulsions can yield
oriented pore structures. Although these methods yield
interconnected pores that may comprise a continuous conduit throughout a scaffold, the pore connectivity is not
an intentional result of a prior global design. Rather, the
connectivity is a random product of variable, local void
interconnections that are affected by polymer processing
parameters. Such random connections may not provide
optimal scaffold permeability in vitro for cell distribution
and in vivo for vascular tissue in-growth [118].
8.1.1.2. Scaffolds produced using phase-separation methods. Phase separation has been employed for decades
to produce hollow fiber membranes and other polymer
membrane structures. Thermally induced phase separation
(TIPS) in particular has produced a range of scaffolds for tissue engineering (Fig. 9b). The morphological nature of the
scaffold is variable and due to the self-assembling nature
of the construct, may be combined with porogen leach-
ing to generate macro-architecture within the scaffold.
Phase-separated scaffolds can additionally be molded into
a range of shapes and sizes, demonstrating applicability for
many tissue-engineered constructs. The TIPS technique for
producing scaffolds is based on the reduction of polymer
solubility when the temperature is lowered, or when the
polymer is frozen out of solution. These two types of TIPS
are termed liquid–liquid and solid–liquid phase separation,
respectively.
8.1.1.3. Liquid–liquid phase separation. Scaffold manufacture relies on the controlled phase separation of polymer
solutions into high and low concentration regions upon
cooling. The high concentration regions solidify (via
crystallization or gelation), while the low polymer concentrations result in the pores, ultimately providing the
space for penetrating cells. Binary phase diagrams are
used to determine the polymer/solvent relationship for
TIPS, by showing the phase boundaries as a function
of temperature and composition. Such diagrams provide
information on the type of liquid–liquid demixing when
cooling below an upper critical solution temperature,
and result in three distinct morphologies. When solutions with low polymer concentrations are cooled, the
nucleation and growth of polymer-rich phases predominates, while cooling high polymer concentrations usually
results in gelation followed by nucleation and growth
of polymer-poor regions. The nucleation and growth of
polymer-poor phases results in a non cell-invasive material, while the nucleation and growth of polymer-rich
phases results in a material without the structural integrity
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Fig. 9. Snapshot: Polymer scaffolds for tissue engineering. Fabrication routes for PCL scaffolds. Reproduced with permission from (2009) Elsevier [122].
(or pore interconnectivity) required for cell-invasive scaffolds.
Bicontinuous phases are of greatest importance for
tissue-engineered constructs, as both mechanical integrity
and suitable interconnecting porosity for cell-invasion
are possible. The liquid–liquid demixing mechanism that
results in such bicontinuous phases is termed spinodal decomposition. Additional quenching routes passing
through the meta-stable nucleation regions may still result
in spinodal decomposition if cooling is rapid enough,
since time is required to form nucleation-derived structures. Once the phase-separated system is stabilized,
then the solvent is typically removed by vacuum sublimation and a scaffold is attained. The combinations
of liquid–liquid phase separation and quenching rates,
crystallinity and vitrification of the polymer phase, and
crystallization of the solvent can all influence the final morphology.
8.1.1.4. Solid–liquid phase separation. If freezing can result
prior to liquid–liquid demixing, then the polymer may be
expelled to the boundaries of the solvent crystallites. A
polymer solution separates into two phases, a polymerrich phase and a polymer-lean phase. After the solvent is
removed, the polymer-rich phase solidifies. Uniaxial freezing is an inexpensive process for manufacturing scaffolds
with oriented pores, which are desired in applications
where guided regeneration is desired, such as scaffolds for
spinal cord injury and transplantation sheets for retina. The
scaffold morphology obtained reflects the solvent crystal
structure, and therefore crystal growth is important. The
freezing rate therefore greatly affects the resulting morphology of the scaffold.
8.1.1.5. Polymerization-induced phase separation. Certain
monomeric solutions undergo liquid–liquid phase separation when polymerized in excess solvent, due to an
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increasing insolubility of the growing polymeric radical.
Unlike TIPS, such systems do not rely on temperature
change to induce phase separation, but require the propagating polymeric radical to extract the remaining monomer
out of the original solvent. When the two liquid phases
are separated into a bicontinuous system, with optimized process parameters, the propagating radicals in the
polymer-rich phase can result in gelation.
Polymerization-induced phase-separation scaffolds,
after formation, are immersed in excess water to exchange
non-aqueous solvents or to remove any remaining
monomer or initiator. Solvent removal by freezing, then
sublimation, is not required. Such systems also have
phase-separation boundaries with their formulations,
where the morphological nature of the scaffold can be
macroporous and cell-invasive, or result from solvent
nucleation and growth mechanisms depending on the
polymerization conditions.
8.1.1.6. Supercritical fluid methods. Gas-foaming of
biodegradable polymers found its original application
in the biomedical sciences in drug-delivery applications
during the 1980s. It is a scaffold fabrication technique
that permits solvent free formation of porous materials
through generation of gas bubbles within a polymer.
The use of supercritical fluid technology (typically CO2 )
enables molded polymers to be pressurized with a gas,
until the polymer is saturated. The release of pressure
results in nucleation and growth of the air bubbles within
the material. These bubbles reach up to 100 m; however
interconnectivity is required for cell-invasive structures
and is not always attained in high levels.
Supercritical CO2 has the potential to be an excellent
environment within which controlled release polymers
and dry composites may be formed. The low temperature
and dry conditions within the fluid offer obvious advantages in the processing of water, solvent or heat labile
molecules. The low viscosity and high diffusivity of supercritical CO2 offer the possibility of novel processing routes
for polymer drug composites, but there are still technical challenges to overcome, which have been reviewed by
Howdle and co-workers for the preparation of scaffolds in
which the drug is dispersed throughout the polymer phase
[123]. This technology has been used increasingly over the
last 3 decades for the production of valuable biomaterial
compounds [124,125] and to include biomolecules, such as
proteins or DNA, and may also be combined with particulate leaching to attain improved interconnectivity between
pores.
8.1.2. Textile technologies
Cell-invasive fiber-based scaffolds can be produced
using methods developed for the textile industry, but
with structures specifically designed for tissue-engineering
applications. Tissue-engineering textiles have a relatively
high surface area and their ‘value-added’ application is
an advantage for an older, established industry. Textiles
are typically formed into thin meshes and therefore have
a high permeability, allowing the necessary nutrients to
reach the seeded cells. More recently, electrospinning has
attracted high interest to design and fabricate scaffolds
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with nanometre and submicron diameter fibers. PCL is
used in a majority of these studies, and as such, it will be
described in detail in the next section.
8.1.2.1. Classical non-woven textiles. Traditional fabrication of non-woven textiles is based on the production of
continuous micron diameter fibers by extruding a polymer
melt or polymer solution through a spinneret. The resultant
fiber is then mechanically drawn onto a winder, or a series
of winders, and collected onto a spool. The fiber diameter is determined by the extrusion rate and the speed(s) of
the winder(s), with a constant drawing rate paramount for
attaining uniform diameter, continuous fibers. The extrusion also will affect the crystallinity of the polymer, and
therefore influence the mechanical strength and degradation behavior. Polymer solutions are also drawn onto
winders, however, the fiber must pass through a coagulation bath containing a non-solvent for the polymer to
precipitate. The collected fibers are then chopped into segments, processed and compressed into the final scaffolding
shapes.
Langer and Vacanti [121] used this type of scaffold made from PGA for their initial bone and cartilage
tissue-engineering work. Numerous groups around the
world since followed this route using such non-woven
textiles in their experimental set ups. Even with significant research-efforts, only Wagner, Schmelzeisen and
co-workers [126,127] have been successful to-date in using
non-woven PLGA to tissue engineer bone chips, which have
seen application bone grafts in low-load bearing areas.
Oriented bundles of extruded fibers are of particular
interest for neural tissue engineering. In this instance, the
fibers are cut into segments, but are not air-blown into random orientations. It is well known that the shape of the
fiber has a strong effect on guiding regenerating axons. On
flat surfaces, in the absence of chemical or surface bound
gradients, neurites will grow in random directions. However, when fibers reach diameters below approximately
250 nm, the guidance of axons is favored along the length
of the fiber [128]. Due to this effect, oriented non-woven
bundles of fibers might be promising scaffolds for neural tissue engineering. Van Lieshout et al. [129] produced
multifilament double-bed knitted, fibrin-covered PCL scaffolds to potentially function as aortic valves. On testing,
it demonstrated good durability, proper opening and it
showed coaptation upon closing, but had higher associated
leakage than those of tested porcine valves. This valve is
shown schematically in Fig. 2(g)–(i).
8.1.2.2. Electrospinning nanofibers. Electrospinning is a
relatively inexpensive manufacturing technique for submicron and micron diameter fibers from polymer solutions
or melts (Fig. 9c and d). Although it is a process known
since the 1930s, it is a technique still in its relative developmental infancy in the commodity industry and recently
is enjoying a massive surge of interest in the field of tissue engineering. Electrospinning is of great interest as
a scaffold fabrication technique, since the resulting fiber
diameters are in the size range (submicron to nanometer)
of the extracellular matrix (ECM) microstructures, particularly the higher-ordered collagen microfibrils [130]. The
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flexibility of the electrospun fibers, due to the very high
aspect ratio (length/diameter), is also beneficial, allowing
seeded cells to remodel their surrounds. The size of scale is
important in this instance; instead of many cells adhering
to one fiber as is common with microfibers, one cell may
adhere to multiple electrospun nanofibers. A plethora of
research papers have focused on different natural and synthetic polymers, but by far PCL is the most commonly used
polymer in the electrospinning literature. Specific applications of PCL scaffolds made by electrospinning in various
tissue-engineering applications will be discussed in Sections 8.2–8.8.
8.1.3. Solid free-form fabrication
Solid free-form fabrication (SFF) and rapid prototyping (RP) [56] have been applied to fabricate complex
shaped tissue-engineered constructs. Unlike conventional
machining which involves constant removal of materials,
SFF is able to build scaffolds by selectively adding materials, layer-by-layer, as specified by a computer program
(Fig. 9f–j)). Each layer represents the shape of the crosssection of the computer-aided design (CAD) model at a
specific level. Today, SFF is viewed as a highly potential
fabrication technology for the generation of scaffold technology platforms. In addition, one of the potential benefits
offered by SFF technology is the ability to create parts with
highly reproducible architecture and compositional variation across the entire matrix due to its computer-controlled
fabrication process.
8.1.3.1. Systems based on laser and UV light sources.
8.1.3.1.1. Stereolithography. The
stereolithography
apparatus (SLA) (Fig. 9g) is often considered the pioneer
of the RP industry with the first commercial system
introduced in 1988 by 3D Systems Inc. Stereolithography
is based on the use of a focused ultra-violet (UV) laser
which is vector scanned over the top of a liquid bath
of a photopolymerizable material. The UV-laser causes
the bath to polymerize where the laser beam strikes the
surface of the bath, resulting in the creation of a first solid
plastic layer at and just below the surface. The solid layer
is then lowered into the bath and the laser generated
polymerization process is repeated for the generation of
the next layer and so on, until a plurality of superimposed layers forming the desired scaffold architecture is
obtained. The most recently created layer in each case is
always lowered to a position for the creation of the next
layer slightly below the surface of the liquid bath. Once the
scaffold is complete, the platform rises out of the vat and
the excess resin is drained. The scaffold is then removed
from the platform, washed of excess resin, and then placed
in a UV oven for a final curing [131].
For industrial applications the photopolymer resins
are mixtures of simple low molecular weight monomers
capable of chain-reacting to form solid long-chain polymers when activated by radiant energy within specific
wavelength range. The commercial materials used by SLA
equipment are epoxy-based or acrylate-based resins that
offer strong, durable, and accurate parts/models. However,
this material cannot be used as scaffold materials due
to lack of biocompatibility and biodegradability. Hence,
limited selection of photopolymerizable biomaterials is a
major constraint for the use of the SLA technique in the
design and fabrication of scaffolds for tissue-engineering
applications. However, biocompatible acrylic, anhydride
and polyethylene oxide-based polymers may be explored
in future research, as they are already in research or clinical
stage typically as curable bioadhesives or injectable materials. The variation of the laser intensity or traversal speed
may be used to vary the crosslink or polymer density within
a layer so that the properties of the material can be varied
from position to position within the scaffold. This would
allow fabrication of so-called biphasic or triphasic matrix
systems. Microstereolithography in particular is thought to
offer a great potential for the production of 3D polymeric
structures with micrometer resolution.
8.1.3.1.2. Selective laser sintering. Selective laser sintering (SLS) (Fig. 9h) also uses a focused laser beam, but
to sinter areas of a loosely compacted powder. In this
method, a thin layer of powder is spread evenly onto a
flat surface with a roller mechanism. The powder is then
raster-scanned with a high-power laser beam. The powder material that is struck by the laser beam is fused, while
the other areas of powder remain dissociated. Successive
layers of powder are deposited and raster-scanned, one
on top of another, until an entire part is complete. Each
layer is sintered deeply enough to bond it to the preceding
layer. However, SLS poses significant material constraints
for scaffold fabrication and is currently mainly used to
make calcium phosphate based scaffolds for bone engineering. SLS has the disadvantage that incorporation of
sensitive biomolecules is difficult because of the need to
locally heat the powder layer to sinter it [118].
A novel 3D scaffold with branching and joining flowchannel network comprising multiple tetrahedral units has
been developed as an implantable liver tissue replacement
as shown schematically in Fig. 2j–o. PCL and 80% (w/w)
NaCl salt particles serving as porogen were applied in a
selective laser sintering process to obtain a scaffold with
high (89%) porosity, a pore size of 100–200 m and 3D flow
channels. Cell biocompatibility studies showed promising results using Hep G2 cells and further optimization
of the scaffold is planned with different channel dimension and combination with human hepatocyte progenitors
[10].
8.1.3.1.3. Solid ground curing (SGC). Besides the classical laser-based SLA process, alternative processes using
digital mask generators (e.g., liquid crystal displays or Digital Mirror Devices, DMD) have been used successfully
to build structures out of polymers and ceramics. In the
rapid prototyping literature, this process is also termed
Solid Ground Curing (SGC). In contrast to traditional UVlaser-based SLA machines, DMD systems are significantly
cheaper and therefore more versatile in respect to material
modifications. At the same time, DMD machines can expose
a whole layer at once, whereas laser-based systems have to
scan the contour of the object sequentially. DMD systems
are based on a digital micro-mirror device. By projecting
a bitmap onto the photosensitive resin, the liquid resin
can be solidified selectively. Theoretically, DMD systems
can be used to fabricate scaffolds with high resolution and
geometric complexity. However, a prerequisite is the avail-
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ability of a light-curable biocompatible and bioresorbable
polymer material.
Khetani and Bhatia describe the development of a
photopatterning technique that allows localized photoencapsulation of live mammalian cells to control the tissue
architecture [132]. Cell viability was characterized using
HepG2 cells, a human hepatoma cell line. The utility of
this method was demonstrated by photopatterning hydrogels containing live cells in various single layer structures,
patterns of multiple cellular domains in a single “hybrid”
hydrogel layer and patterns of multiple cell types in multiple layers. The authors observed that UV exposure itself
did not cause cell death over the doses and time scale
studied, while the photoinitiator 2,2-dimethoxy-2-phenylacetophenone was itself cytotoxic in a dose-dependent
manner. Furthermore, the combination of UV and photoinitiator was the least biocompatible condition, presumably
due to formation of toxic free radicals.
8.1.3.1.4. Three-dimensional
printing. Threedimensional printing (3DP) technology (Fig. 9f) was
developed at the Massachusetts Institute of Technology
[133]. 3DP is used to create a solid object by ink-jet printing a binder into selected areas of sequentially deposited
layers of powder. Each layer is created by spreading a
thin layer of powder over the surface of a powder bed.
The powder bed is supported by a piston which descends
upon powder spreading and printing of each layer (or,
conversely, the ink jets and spreader are raised after
printing of each layer and the bed remains stationary).
Instructions for each layer are derived directly from a CAD
representation of the component. The area to be printed is
obtained by computing the area of intersection between
the desired plane and the CAD representation of the
object. The individual sliced segments or layers are joined
to form the three-dimensional structure. The unbound
powder supports temporarily unconnected portions of the
component as the scaffold is built but is removed after
completion of printing.
The solvent drying rate is an important variable in the
production of scaffolds by 3DP. Very rapid drying of the
solvent tends to cause warping of the printed component.
Much, if not all, of the warping can be eliminated by choosing a solvent with a low vapor pressure. Thus, PCL parts
prepared by printing chloroform have nearly undetectable
amounts of warpage, while large parts made with DCM
exhibit significant warpage. It has been found that it is
often an advantage to combine solvents to achieve minimal
warping and adequate bonding between the biomaterials
particles. Thus, an aggressive solvent can be mixed in small
proportions with a solvent with lower vapor pressure. After
the binder has dried in the powder bed, the finished component can be retrieved and unbound powder removed for
post processing, if necessary.
The 3DP process is capable of overcoming the limitations of some SFF techniques in manufacturing certain
designs, such as overhanging structures. The solution lies
in the layering of powders. As the layers are spread, there
is always a supporting platform of powder for printing and
binding to take place. Thus, as long as the parts are connected together, producing overhanging structures is not
difficult. However, one drawback of the powder supported
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and powder-filled structure is that the open pores must
allow the internal unbound powders to be removed if the
part is designed to be porous, such as a scaffold for tissueengineering applications. The surface roughness and the
aggregation of the powdered materials also affect the efficiency of removal of trapped materials. The resolution of
the printer is limited by the specification of the nozzle size
and position control of the position controller that defines
the print head movement. Another factor is the particle size
of the powder used, which simultaneously determines the
layer thickness. A layer thickness between 100 and 400 m
can be achieved depending on the printer. The versatility
of using a powdered material is both an advantage and a
constraint of the 3DP process. Most of the available biomaterials do not come in the powder form and need special
processing conditions to obtain a powder which fulfils the
requirements for 3DP. Despite the above discussed restrictions, 3DP has been explored by several tissue-engineering
groups for more than a decade and a spin-off from MIT
(Therics Inc., MA, USA) has commercialized scaffolds made
by 3DP.
More recently, several groups were able to print cells
in combination with hydrogels by simple modification of
office ink-jet printers showing the proof-of-principle to 1
day have the capacity to build tissue-engineered constructs
in a fully automated system [134–136].
8.1.3.2. Systems based on extrusion/direct writing. A number of groups have developed SFF machines that can
perform extrusion of strands/filaments and/or plotting of
dots in 3D with or without incorporation of cells [137,138].
These systems are built to make use of a wide variety
of polymer hot-melts as well as pastes/slurries (i.e., solutions and dispersions of polymers and reactive oligomers).
Techniques such as FDM, 3D-Plotting, Multiphase Jet Solidification and Precise Extrusion Manufacturing all employ
extrusion of a material in a layered fashion to build a
scaffold. Depending on the type of machine, a variety of
biomaterials can be used for scaffold fabrication.
8.1.3.2.1. Fused deposition modeling. A traditional
fused deposition modeling (FDM) machine (Fig. 9i) consists of a head-heated-liquefier attached to a carriage
moving in the horizontal x–y plane. The function of
the liquefier is to heat and pump the filament material
through a nozzle to fabricate the scaffold following a
programmed-path which is based on CAD model and the
slice parameters. Once a layer is built, the platform moves
down one step in the z-direction to deposit the next layer.
Parts are made layer-by-layer with the layer thickness
varying in proportion to the nozzle diameter chosen. FDM
is restricted to the use of thermoplastic materials with
good melt viscosity properties; cells or other theromosensitive biological agents cannot be encapsulated into the
scaffold matrix during the fabrication process.
Park et al. [139] have fabricated highly functionalized
polymeric three-dimensional structures characterized by
nano and microfibers for use as an extracellular matrixlike scaffold. A hybrid process utilizing direct polymer melt
deposition (DPMD) and an electrospinning method were
employed together to obtain the structure. As depicted
schematically in Fig. 10. Each microfibrous layer of the
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Fig. 10. Schematic diagrams of: the process, direct polymer melt deposition. It has controllable parameters including control of the nozzle diameter,
processing temperature, applied air pressure and movement velocity of the nozzle (a). The electrospinning process during which a drop of a polymer
solution is ejected from the micro nozzle and spread onto a grounded substrate in the shape of a nanofibrous matrix (b). The developed hybrid process.
Hybrid scaffolds containing microfibers and nanofiber matrices could be built via a combined process of continuous DPMD and electrospinning (c). Overall
3D woodpile structure with dimensions of 9 mm × 9 mm × 3.5 mm (d). The hybrid basic unit layer composed of microfibers and the electrospun nanofibers
matrix (e). Magnified images (f and g). Microfiber prepared for the pre-testing experiment: Microfibers with lengths of ca. 10 mm and diameters of ca. 0.4 mm
(h). A schematic diagram of three different types of microfibers: microfiber-only, surface-modified microfibers with PCL nanofibers and the PCL/collagen
blend nanofibers (i), SEM image of a microfiber coated with PCL/collagen nanofibers (j) and magnified image of the PCL/collagen nanofibers deposited on
the surface of a microfiber (k). Reproduced with permission from (2008) Elsevier [139].
scaffold was built using the DPMD process in accordance
with computer-aided design modelling data considering
some structural points such as pore size, pore interconnectivity and fiber diameter. Between the layers of
the three-dimensional structure, PCL/collagen nanofiber
matrices were deposited via an electrospinning process.
To evaluate the fabricated scaffolds, chondrocytes were
seeded and cultured within the developed scaffolds for
10 days, and the levels of cell adhesion and proliferation
were monitored. The results showed that the polymeric
scaffolds with nanofiber matrices fabricated using the proposed hybrid process provided favorable conditions for
cell adhesion and proliferation. These conditions can be
attributed to enhanced cytocompatibility of the scaffold
due to surface nanotopography in the scaffold, chemical
composition by use of a functional biocomposite, and an
enlarged inner surface of the structure for cell attachment
and growth.
A variation of FDM process, the so-called “Precision
Extruding Deposition” (PED) system, was developed and
tested at Drexel University [140]. The major difference
between PED and conventional FDM is that the scaffolding
material can be directly deposited without filament prepa-
ration. Pellet formed PCL is fused by a liquefier temperature
provided by two heating bands and respective thermal couples and is then extruded by the pressure created by a
turning precision screw [141].
A design limitation of using an extrusion system in combination with thermoplastic polymers includes the fact
that the pore openings for the scaffolds are not consistent
in all three dimensions. The pore openings facing the zdirection are formed between the intercrossing of material
struts/bars, and are determined by user-defined parameter settings. However, for pore openings facing both the
x- and y-directions, these openings are formed from voids
created by the stacking of material layers, and hence their
sizes are restricted to the bar/strut thickness (diameter). As
such, systems with a single extrusion head/liquefier do not
exhibit variation in pore morphology in all three axes. A
design variability exists by extruding one strut/bar directly
on top of each other [141].
8.1.3.2.2. Direct writing. In the material science literature another term for extrusion based systems is used,
namely “Direct-write techniques” (Fig. 9j). The techniques
employed in direct writing are pertinent to many other
fields next to scaffold fabrication such as the capability
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of controlling small volumes of liquid accurately. Directwrite techniques involving colloidal ink containing PCL can
be divided into two approaches: droplet-based including
direct ink-jet printing, hot-melt printing and continuous
(or filamentary) techniques.
8.1.4. Surface modification of PCL
The purpose of surface modification is to retain the key
bulk properties of the material while modifying the surface
to improve biocompatibility. Typically, modifications can
be either chemical or physical and can alter the compounds,
or molecules on the existing surface, or may be achieved via
coating the existing surface with a different material [142].
To functionalize PCL for bioconjugation, a chemical vapor deposition (CVD) polymerization technique
was utilized by Hu et al. [143] to modify material surfaces. Poly[(4-amino-p-xylylene)-co-(p-xylylene)]
(PPX-NH2) was deposited on inert PCL surfaces to provide a reactive amine layer on the substrate surfaces. The
biocompatibility of PPX-NH2 was evaluated with cells continuously proliferated on CVD treated PCL surfaces with
high survival rates. Biotin was conjugated on modified PCL
surfaces to immobilize avidin for binding of biotinylated
adenovirus. Scanning electron microscopy (SEM) examination illustrated that adenoviruses were evenly bound
on both 2D films and 3D scaffolds, suggesting that CVD
was capable of modifying various substrates with different geometries. Using a wax masking technique, the
biotin conjugation was controlled to immobilize avidin on
specific sites. Due to the virus binding specificity on CVDmodified surfaces, cell transduction was restricted to the
pattern of immobilized virus on biomaterials, by which
transduced and non-transduced cells were controlled in
different regions with a distinct interface. Because CVD
was functional in different hierarchies, this surface modification should be able to custom-tailor bioconjugation for
different applications.
Kim et al. [144] synthesized biocompatible photothermal agents using gold nanorod-embedded polymeric
nanoparticles, which were synthesized using a nanoprecipitation method. Uniform gold nanorods which were
sensitive to a photothermal effect by near-infrared were
synthesized by a seed-mediated growth method. The
hydroxyl groups of PCL diol were modified by esterification with mercaptopropionic acid to give PCL dithiol as a
phase transfer and capping agent. Subsequently, hexadecyltrimethylammonium bromide was exchanged and/or
removed by PCL dithiol. PCL dithiol-coated gold nanorods
were further wrapped in a hydrophilic polymer, Pluronic
F127, as a stabilizer. These newly formulated gold nanorods
exhibited excellent stability in water and a maximum
absorbance in the NIR region indicating a highly efficient
surface plasmon resonance effect, phenomena useful for
photothermal agents.
NaOH-treated PCL films are also investigated by Serrati
et al. [145] for vascular tissue engineering by supporting
the culture of primary vascular cells and endothelial-like
EC2 cells derived from endothelial progenitor cells. Results
obtained demonstrated that EC2 seeded on NaOH-treated
PCL films enhance the basal NO levels and showed a faster,
more intense response to physiological stimuli such as
23
VEGF, bradykinin and thrombin than vein endothelial cells.
This could be indicative of a better capacity of EC2 cells to
maintain their endothelial functionality when seeded on
these polymers and reinforced the idea that endotheliallike EC2 cells derived from blood progenitors are an
adequate source of endothelial cells to functionalize vascular grafts. Furthermore, NaOH-treated PCL films could be
considered as a promising cellular NO production-inducing
biomaterial for vascular tissue-engineering applications.
PCL has been surface modified to possess a bonelike apatite layer bound to its surface as a scaffold for
tissue-engineering applications [146]. The surface of PCL
was treated with aqueous NaOH to introduce carboxylate groups onto the surface and was subsequently dipped
in aqueous CaCl2 and K2 HPO4 ·3H2 O to deposit apatite
nuclei on the surface. The surface-modified material successfully formed a dense and uniform bone-like surface
apatite layer after incubation for 24 h in simulated body
fluid with ion concentrations approximately equal to those
of human blood plasma. Yu et al. [147] also produced
nanofibrous bone-like apatite-covered PCL using a similar technique. The surface of the mineralized PCL nanofiber
was observed to be almost fully covered with nanocrystalline apatites and through mineralization, the wettability
of the nanofiber matrix was greatly improved. Murinederived osteoblastic cells were shown to attach and grow
actively on the apatite-mineralized nanofibrous substrate.
In particular, the mineralized PCL nanofibrous substrate
significantly stimulated the expression of bone-associated
genes, including Runx2, collagen type I, alkaline phosphatase, and osteocalcin, when compared with the pure
PCL nanofiber substrate without mineralization.
Proteins that contain the Arg-Gly-Asp (RGD) attachment site, together with the integrins that serve as
receptors for them, constitute a major recognition system for cell adhesion to surfaces. The RGD sequence
is the cell attachment site of a large number of adhesive ECM, blood, and cell surface proteins and various
groups have investigated the immobilization of this
sequence onto potential implants/scaffolds. Zhang et al.
[148] established a simple method to immobilize the RGD
peptide on PCL film surfaces that significantly improved
bone marrow stromal cell adhesion to these films. They
extended their modification strategy to three-dimensional
PCL scaffolds to investigate cell responses to the modified RGD-PCL scaffolds compared to responses to the
untreated ones. The results demonstrated that treatment
of 3D PCL scaffold surfaces with 1,6-hexanediamine introduced the amino functional groups onto the porous PCL
scaffold homogenously and followed by the crosslinking reaction, RGD peptide was successfully immobilized
on the PCL surface. Although the static seeding method
used in this study caused heterogeneous cell distribution, the RGD-modified PCL scaffold still demonstrated
the improved BMSC attachment and cellular distribution
in the scaffold. More importantly, the integrin-mediated
signal transduction FAK-PI3K-Akt pathway was significantly up-regulated by RGD modification and a subsequent
increase in cell survival and growth was found in the modified scaffold. The study concluded that modification of
3D PCL scaffolds with RGD peptides elicits specific cellular
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responses and improves the final cell-biomaterial interaction.
Tissues engineered from biological cell sheets often lack
substrate cues and possess poor mechanical strength hence
Chong et al. [149] used micro-thin, biaxially stretched PCL
with surface modifications for layered tissue engineering.
Polyacrylic acid was grafted onto PCL film surfaces by lowpressure plasma immobilization which provided a surface
suitable for perivascular cells, forming the medial compartment of a biphasic cell sheet. Subsequently, endothelial
progenitor cell-selective CD34 antibody was conjugated
onto the reverse surface (intimal compartment) to select
and anchor endothelial progenitor cells for improved adhesion and proliferation. Using the blood vessel as a model,
a biphasic culture system was then setup to represent a
tunica intima (endothelial cells) and tunica media (smooth
muscle cells). When suitable cell types were cultured
in the corresponding compartments, confluent layers of
the respective populations were achieved distinctively
from each other. These results demonstrate the use of
micro-thin, biaxially stretched PCL films with cell-selective
modifications for layered co-cultures towards the generation of stratified tissue.
Lu et al. [150] used coaxial electrospinning to immobilize bioactive agents into PCL fibers. Gelatin was cationized
by derivation with N,N-dimethylethylenediamine and was
used as a shell material for constructing a core–shell fibrous
membrane. PCL formed the core section of the core–shell
fibers thereby improving the mechanical properties of
nanofibrous hydrogel. The outer layer was crosslinked by
exposing the membranes in glutaraldehyde vapor. The
adsorption behavior of FITC-labeled bovine serum albumin (FITC-BSA) or FITC-heparin onto the fibers were then
investigated. The core–shell fibers could effectively immobilize the two types of agents under mild conditions.
Furthermore, vascular endothelial growth factor could be
conveniently impregnated into the fibers through specific interactions with the adsorbed heparin in the outer
CG layer. Sustained release of bioactive VEGF was also
achieved for more than 15 days.
As described above, an array of manufacturing techniques exists to create scaffolds for tissue engineering,
but one must pay special attention to the scaffold specifications and understand the huge interplay of factors
affecting the design criteria. The desirable feature of any
implantable polymeric scaffold material would be synchronization of polymer degradation with the replacement by
natural tissue produced from cells as previously described
and illustrated graphically in Fig. 8. In the following section
the tissue-engineering areas in which PCL scaffolds have
been applied are comprehensively discussed.
8.2. Bone engineering
Potential bone tissue scaffolds are under investigation
by Thomas et al. [151] who have undertaken a mechanical and morphological study of electropun, aligned PCL
nanofiber meshes produced at different collector rotation
speeds (0, 3000, 6000 rpm). They noted higher alignments
and tensile strengths with increasing rotation speeds,
whereas, conversely, they showed lower hardness and
young’s modulus with increasing rotation speeds. These
properties were attributed, microscopically and macroscopically to the crystallinity of the fibers and better
alignment/tighter packing density. This study highlights
the need to investigate individual parameters of a production process to gain optimized mechanical properties for a
specific application [152].
Choi et al. [130] electrospun PCL/collagen nanofibers of
different orientations, to engineer functional muscle tissue
for restoring large skeletal muscle tissue defects. Human
skeletal muscle cells were cultured on these substrates.
Unidirectionally oriented nanofibers significantly induced
muscle cell alignment and myotubule formation compared
to random orientations of nanofibers.
PCL cylindrical scaffolds with gradually increasing pore
size along the longitudinal direction were fabricated by
a novel centrifugation method to investigate pore size
effect on cell and tissue interactions. The scaffold was
fabricated by the centrifugation of a cylindrical mold containing fibril-like PCL, with a following fibril bonding by
heat treatment as depicted schematically in Fig. 11 [153].
The scaffold showed gradually increasing pore size (from
∼88 to ∼405 m and porosity (from ∼80% to ∼94%) along
the cylindrical axis under a centrifugal speed of 3000 rpm.
The scaffold sections were examined for their in vitro cell
interactions using different kinds of cells (chondrocytes,
osteoblasts, and fibroblasts) and in vivo tissue interactions
using a rabbit model (skull bone defects) in terms of scaffold pore sizes. It was observed that different kinds of cells
and bone tissue were shown to have different pore size
ranges in the scaffold for effective cell growth and tissue regeneration. The scaffold section with 380–405 m
pore size showed better cell growth for chondrocytes and
osteoblasts, while the scaffold section with 186–200 m
pore size was better for fibroblasts growth. Also the scaffold section with 290–310 m pore size showed faster new
bone formation than those of other pore sizes. The pore size
gradient scaffolds fabricated by this centrifugation method
might be considered a good tool for the systematic studies
of interactions between cells or tissues and scaffolds with
different pore sizes [153].
Composite scaffolds with well-organized architecture
and multi-scale porosity for achieving a tissue-engineered
construct to reproduce the middle and long-term behavior of hierarchically complex tissues such as spongy bone
has been investigated utilizing fiber-reinforced composites. Scaffolds comprising PLLA fibers embedded in a
porous PCL matrix were obtained by synergistic use of
phase inversion/particulate leaching technique and filament winding technology. Porosities of up to 80% were
achieved, with pore sizes of between 10 and 200 m
diameter. In vitro degradation was carried out in PBS without significant degradation of the scaffold after 35 days,
while in NaOH solution, a linear increase of weight lost
was observed with preferential degradation of the PLLA
component. Upon cell seeding, marrow stromal cells and
human osteoblasts reached a plateau at 3 weeks, and at 5
weeks the number of cells was almost the same. Human
marrow stromal cells and trabecular osteoblasts rapidly
proliferated on the scaffold up to 3 weeks, promoting an
oriented migration of bone cells along the fiber arrange-
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Fig. 11. Schematic diagram showing the fabrication process of pore size gradient PCL scaffold by a centrifugation method and SEM photographs of the top
surfaces of the selected PCL cylindrical scaffold sections along the longitudinal direction (100; *, average pore size). Reproduced with permission from (2007)
Elsevier [153].
ment. It was concluded that the novel PCL/PLLA composite
scaffold shows promise whenever tuneable porosity, controlled degradability and guided cell–material interaction
are simultaneously required [154].
A bioactive and bioresorbable scaffold fabricated
from medical grade PCL (mPCL) and incorporating 20%
beta-tricalcium phosphate (mPCL–TCP) which has been
well characterized and studied by Hutmacher et al.
[26,42,53,54,56,118], has been further developed for bone
regeneration at load bearing sites by Abbah et al. [155].
Bone in-growth into mPCL–TCP in a large animal model
of lumbar interbody fusion was evaluated using six pigs,
each undergoing a two-level (L3/4; L5/6) anterior lumbar
interbody fusion and implanted with mPCL–TCP scaffolds
+0.6 mg rhBMP-2 as treatment group while four other pigs
implanted with autogenous bone graft, which served as
control. CT scanning and histology revealed complete
defect bridging in all (100%) specimens from the treatment
group as early as 3 months. Histological evidence of continuing bone remodelling and maturation was observed at
6 months. In the control group, only partial bridging was
observed at 3 months and only 50% of segments in this
group showed complete defect bridging at 6 months. Furthermore, 25% of segments in the control group showed
evidence of graft fracture, resorption and pseudoarthrosis.
In contrast, no evidence of graft fractures, pseudoarthrosis or foreign body reaction was observed in the treatment
group. These results reveal that mPCL–TCP scaffolds could
act as bone graft substitutes by providing a suitable environment for bone regeneration in a dynamic load bearing
setting such as in a porcine model of interbody spine fusion
[155].
Bone research at the National University of Singapore [26,42,53,55,141,156,157] based on medical grade PCL
both in vitro and in vivo was commercialized after clinical
approval in 2008 (OsteoporeTM ).
Artlelon® is a unique patented biomaterial comprising
polycaprolactone-based polyurethane which acts as a temporary support to the healing tissue; approximately half
of the implant is comprised from PCL. Artelon® can be
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made to fibers, scaffolds and films and be used in a number of orthopedic applications and in other therapy areas.
The hydrolysis results in a resorbable (PCL) and a nonresorbable poly(urethane-urea) fraction. The degradation
products have been proven to be safe and tissue compatible, and do not generate an acidic environment. When the
hydrolysis of the ester bonds from the PCL component is
completed about 50% of the initial mass remains at the
implantation site and the remaining material is incorporated in the surrounding host tissue without eliciting any
inflammatory or foreign body response [158]. The Artelon®
CMC Spacer Arthro is a T-shaped device, where vertical portion separates the trapezial and the metacarpal bone of the
carpometacarpal joint.
8.3. Cartilage engineering
Cartilage degeneration caused by congenital abnormalities or disease and trauma is of great clinical consequence,
given the limited intrinsic healing potential of the cartilage
tissue. The lack of blood supply and subsequent woundhealing response, damage to cartilage alone, or chondral
lesions, leads to an incomplete attempt at repair by local
chondrocytes. Full-thickness articular cartilage damage, or
osteochondral lesions, allow for the normal inflammatory
response, but result in inferior fibrocartilage formation. To
prevent progressive joint degeneration in diseases such
as osteoarthritis, surgical intervention is often the only
option. In spite of the success of total joint replacement,
treatments for repair of cartilage damage are often less than
satisfactory, and rarely restore full function or return the
tissue to its native normal state. Tissue engineering aims
to address this challenge through development of a biocompatible, structurally and mechanically sound scaffold,
with an appropriate cell source, which may be loaded with
bioactive molecules that promote cellular differentiation
and/or maturation [159].
Huang et al. [160] developed a biphasic implant comprising PCL with TGF-1-loaded fibrin glue to determine
whether the implant could recruit mesenchymal cells and
induce the process of cartilage formation when implanted
in ectopic sites. PCL scaffolds loaded with various doses
of TGF-1 in fibrin glue were implanted subcutaneously,
intramuscularly, and subperiosteally and assessed histologically 2, 4, and 6 weeks postoperatively. The entire
pore spaces of the scaffolds were filled with various
tissues in each group. The entire volume of the scaffolds in the groups loaded with TGF-1 and implanted
intramuscularly and subcutaneously was populated with
mesenchymal cells surrounded with an abundant extracellular matrix and blood vessels. The scaffold loaded with
TGF-1 and implanted subperiosteally was found to be
richly populated with chondrocytes at 2 and 4 weeks and
immature bone formation was identified at 6 weeks. The
study concluded that scaffolds loaded with TGF-1 could
successfully recruit mesenchymal cells and that chondrogenesis occurred when this construct was implanted
subperiosteally.
Nanofibrous materials, by virtue of their morphological similarities to natural extracellular matrix, have
been considered as candidate scaffolds for cell delivery
in tissue-engineering applications. Several studies have
used electrospinning techniques to fabricate nanofibrous
materials for cartilage tissue-engineering applications
[161,162].
Three-dimensional, nanofibrous PCL scaffolds were
assessed by Li et al. [163] for their ability to maintain
chondrocytes in a mature functional state. Fetal bovine
chondrocytes (FBCs) were seeded onto three-dimensional
biodegradable PCL nanofibrous scaffolds or as monolayers on standard tissue culture polystyren as a control
substrate. Gene expression analysis showed that chondrocytes seeded on the nanofibrous scaffold and maintained
in serum-free medium supplemented with ITS+, ascorbate, and dexamethasone continuously maintained their
chondrocytic phenotype by expressing cartilage-specific
extracellular matrix genes, including collagen types II
and IX, aggrecan, and cartilage oligomeric matrix protein. Specifically, expression of the collagen type IIB
splice variant transcript, which is indicative of the mature
chondrocyte phenotype, was up-regulated. FBCs exhibited either a spindle or round shape on the nanofibrous
scaffolds, in contrast to a flat, well-spread morphology
seen in monolayer cultures on tissue culture polystyrene.
Histologically, nanofibrous cultures maintained in the supplemented serum-free medium produced more sulfated
proteoglycan-rich, cartilaginous matrix than monolayer
cultures. In addition to promoting phenotypic differentiation, the nanofibrous scaffold also supported cellular
proliferation as evidenced by a 21-fold increase in cell
growth over 21 days when the cultures were maintained
in serum-containing medium. These results indicated that
the biological activities of FBCs are crucially dependent on
the architecture of the extracellular scaffolds as well as the
composition of the culture medium, and that nanofibrous
PCL acts as a biologically preferred scaffold/substrate for
proliferation and maintenance of the chondrocytic phenotype, thus being a suitable candidate scaffold for cartilage
tissue engineering.
Wise et al. [164] electrospun oriented PCL scaffolds (500
or 3000 nm fiber diameter) onto which they seeded human
mesenchymal stem cells. Cell viability, morphology, and
orientation on the fibrous scaffolds were quantitatively
determined as a function of time. While the fiber-guided
initial cell orientation was maintained even after 5 weeks,
cells cultured in the chondrogenic media proliferated and
differentiated into the chondrogenic lineage, suggesting
that cell orientation is controlled by the physical cues
and minimally influenced by the soluble factors. Based on
assessment by chondrogenic markers, they concluded that
use of the nanofibrous scaffold (500 nm) enhanced chondrogenic differentiation and indicate that hMSCs seeded
on a controllable PCL scaffold may lead to an alternate
methodology to mimic the cell and ECM organization.
To evaluate the repair potential in large osteochondral defects on high load bearing sites, Shao et al. [165]
fabricated a hybrid scaffold system which comprised 3D
porous PCL scaffold for the cartilage component and tricalcium phosphate-reinforced PCL scaffold for the bone
portion. Osteochondral defects of 4 mm diameter × 5.5 mm
depth were created in the medial femoral condyle of
adult New Zealand White rabbits. The defects were treated
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with hybrid scaffolds without cells (control group) or
seeded with allogenic bone marrow derived mesenchymal stem cells (BMSC) in each part (experimental group)
by press-fit implantation. Implanted cells were tracked
using Adeno-LacZ labelling and tissues were evaluated at
3 and 6 months after implantation. Overall, the experimental group showed superior repair results as compared
to the control group using gross examination, qualitative
and quantitative histology, and biomechanical assessment.
With BMSC implantation, the hybrid scaffolds provided
sufficient support to new osteochondral tissue formation
and the bone regeneration was consistently good from 3 to
6 months, with firm integration to the host tissue. Cartilage
layer resurfacing was considered more complicated with
all of the samples presenting cartilage tissues mixed with
PCL scaffold filaments at 3 months. Histology at 6 months
revealed some degradation phenomenon in several samples whereas others had a good appearance; however, the
Young’s moduli from the experimental group (0.72 MPa)
approached that of normal cartilage (0.81 MPa). In vivo viability of implanted cells was demonstrated by the retention
for 6 weeks in the scaffolds. The authors concluded that this
study indicated the promise of PCL-based hybrid scaffolds
seeded with BMSC as an alternative treatment for large
osteochondral defects in high-loading sites.
In another study, Li et al. [166] evaluated cell-seeded
nanofibrous PCL scaffolds for cartilage repair using 7 mm
full-thickness cartilage defects in a swine model. They
utilized allogeneic chondrocytes or xenogeneic human
mesenchymal stem cells (MSCs), with acellular PCL scaffolds and empty defects as control groups. Six months after
implantation, MSC-seeded constructs showed the most
complete repair in the defects compared to other groups.
Macroscopically, the MSC-seeded constructs regenerated
hyaline cartilage-like tissue and restored a smooth cartilage surface, while the chondrocyte-seeded constructs
produced mostly fibrocartilage-like tissue with a discontinuous superficial cartilage contour. Incomplete repair
containing fibrocartilage or fibrous tissue was found in
the acellular constructs and the empty defects. Quantitative histological evaluation showed overall higher
scores for the chondrocyte- and MSC-seeded constructs
than the acellular construct and the no-implant groups.
Mechanical testing showed the highest equilibrium compressive stress of 1.5 MPa in the regenerated cartilage
produced by the MSC-seeded constructs, compared to
1.2 MPa in the chondrocyte-seeded constructs, 1.0 MPa in
the acellular constructs and 0.2 MPa in the no-implant
group. No evidence of immune reaction to the allogeneically and xenogeneically derived regenerated cartilage
was observed, possibly related to the immunosuppressive
activities of MSCs, suggesting the feasibility of allogeneic or
xenogeneic transplantation of MSCs for cell-based therapy.
The collective summary from this work was to show that
biodegradable nanofibrous scaffolds seeded with MSCs
could effectively repair cartilage defects in vivo, and that
this approach is promising for cartilage repair.
A composite scaffold comprising a PCL stent and a type
II collagen sponge for tissue-engineered trachea was developed by Lin et al. [167]. The PCL stent had surface grooves
which were filled by the type II collagen with crosslinking
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treatment producing a ring-shaped collagen sponge. Rabbit
chondrocytes (3 × 106 cells per ring) were seeded onto the
collagen sponge of the scaffold and the cell-scaffold constructs were then implanted subcutaneously in the dorsum
of nude mice. After 4 and 8 weeks, constructs were harvested and analyzed for mechanical properties, histology,
and biochemical assays. Constructs were strong enough to
retain their tubular shape against extrinsic forces in the
dorsum of nude mice and the gross appearance of the constructs revealed cartilage-like tissue at 8 weeks, with a
modulus higher than that of native trachea. Histological
and biochemical analyses of the tissue-engineered tracheal
cartilage revealed evenly spaced lacunae embedded in the
matrix, with abundant proteoglycans and type II collagen.
The stent-sponge composite facilitated the proliferation
of chondrocytes and was expected to provide adequate
mechanical strength in possible future applications in trachea tissue engineering.
Meniscal tissue engineering has been investigated
using hyaluronic acid/PCL to evaluate the tissue regeneration after the augmentation of the implant with
expanded autologous chondrocytes. Twenty-four skeletally mature sheep were treated with total medial meniscus
replacements, while two meniscectomies served as empty
controls. The animals were divided into two groups:
cell-free scaffold and scaffold seeded with autologous
chondrocytes. Two different surgical techniques were compared: in 12 animals, the implant was sutured to the
capsule and to the meniscal ligament; in the other 12
animals, also a trans-tibial fixation of the horns was
used. The animals were euthanized after 4 months and
specimens were assessed by gross inspection and histology. All implants showed excellent capsular in-growth
at the periphery. Macroscopically, no difference was
observed between cell-seeded and cell-free groups. Better implant appearance and integrity was observed in
the group without transosseous horns fixation. Using the
latter implantation technique, lower joint degeneration
was observed in the cell-seeded group with respect to
cell-free implants. Histological analysis indicated cellular
infiltration and vascularization throughout the implanted
constructs with cartilaginous tissue formation being significantly more frequent in the cell-seeded constructs. The
study supports the potential of a novel hyaluronic acid/PCL
scaffold for total meniscal substitution, and furthermore,
seeding of the scaffolds with autologous chondrocytes provided some benefit in the extent of fibrocartilaginous tissue
repair [168].
8.4. Tendon and ligament engineering
Tendon reconstruction with PCL films using a rat model
has been attempted with good functional recovery. PCL
films were prepared by solvent casting and used for repair
of gaps in Achilles tendons in a rat model. Five groups
were studied: (i) sham operated (skin incision only); (ii) no
repair (complete division of the Achilles tendon and plantaris tendon without repair); (iii) Achilles repair (with a
modified Kessler type suture); (iv) plasty of Achilles tendon defects with the biodegradable PCL films; and (v)
animals subjected to 1 cm, mid-substance defect with no
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repair. Functional performance was determined from the
measurements of hindpaw prints utilizing the Achilles
functional index. The animals were euthanized 8 weeks
after surgery and histological and biomechanical evaluations were made. All groups subjected to Achilles tendon
division had a significant functional impairment that gradually improved so that by day 28 there were no functional
impairments in any group whereas animals with a defect
remained impaired [152].
Artelon® Tissue Reinforcement/SportMeshTM are
patches comprising PCL-based polyurethane which is
sutured over ruptured tissue as reinforcement when
repairing a torn tendon. The degradable Artelon® implant
maintains its strength and elasticity over several years
providing long-term support of the soft tissue while
being a scaffold for tissue in-growth and remodeling.
The implant has been shown to partially degrade. The
remaining material is incorporated into the patient’s
surrounding tissue, and intended to strengthen weak or
repaired tissue [158].
Mesofol® is a transparent, absorbable film that can be
inserted between muscles, muscles and tendons or nerves
to prevent postoperative adhesion. The basic materials of
the medical device are lactide and caprolactone. Mesofol®
can also take over the fascia’s sliding function, improving
the physiologic free gliding and thus reducing postoperative pain and preventing negative effects due to tissue
conglutination [169].
8.5. Cardiovascular engineering
The main failings of presently available mechanical or
biological valve prostheses are thrombogenicity and poor
durability. Tissue engineering has being used to provide a
valve that does not have these disadvantages and is able to
grow, repair, and remodel. Most of the replaced valves are
mitral or aortic, so tissue engineering of the aortic valve is
a challenge that, once met, will lead to a very useful product. To create a tissue-engineered aortic valve, a strong
scaffold is a prerequisite. The scaffold on which cells are
seeded is important in giving the specific valvular shape
to the growing tissue, guiding the development of the tissue and providing support against mechanical forces. Since
the opted tissue is ideally completely autologous, the scaffold should be biodegraded, leaving cells and extracellular
matrix components that have developed into fully autologous tissue.
Van Lieshout et al. [129,170,171] developed two types
of scaffolds for tissue engineering of the aortic valve; an
electrospun valvular scaffold and a knitted valvular scaffold. These scaffolds were compared in a physiologic flow
system and in a tissue-engineering process. In fibrin gel
enclosed human myofibroblasts were seeded onto both
types of scaffolds and cultured for 23 days under continuous medium perfusion. Tissue formation was evaluated
by confocal laser scanning microscopy, histology and DNA
quantification. Collagen formation was quantified by a
hydroxyproline assay. When subjected to physiologic flow,
the spun scaffold tore within 6 h, whereas the knitted
scaffold remained intact. Cells proliferated well on both
types of scaffolds, although the cellular penetration into
the spun scaffold was poor. Collagen production, normalized to DNA content, was not significantly different for the
two types of scaffolds, but seeding efficiency was higher
for the spun scaffold, because it acted as a cell impermeable filter. The knitted tissue constructs showed complete
cellular in-growth into the pores. They concluded that an
optimal scaffold seems to be a combination of the strength
of the knitted structure and the cell-filtering ability of the
spun structure. Fig. 12 shows the PCL knitted valve and a
porcine stent-less valve prosthesis inside a physiological
flow simulator.
Gene therapy approaches to treat heart conditions have
also utilized PCL as a release reservoir in a similar fashion to micro-/nanosphere drug-delivery systems. Wang
et al. [172] developed a gene therapy system to treat
hypertension and/or congestive heart failure based on the
release of atrial natriuretic peptide (ANP) from ANP-cDNAtransfected Chinese Hamster Ovary cells which had been
encapsulated within PCL tubes. The encapsulated cells
remained viable during culture and ANP secretion was
maintained for at least 6 months.
Electrospun sheets comprising PCL with different
fiber diameters (3–12 m) were investigated for penetration depth using human venous myofibroblastsas as
a means to optimize cell delivery during cardiovascular tissue-engineering applications. Optimal cell delivery
was observed using the largest diameter fibers (12 m),
highlighting the importance of optimizing the electrospun
scaffold geometry for specific cell types [173].
Shape memory materials have been proposed for cardiovascular stents due to their self-expansion ability. The
most ideal way to anchor a stent is using self-expansion
in the range of body temperature. Ajili et al. [174] have
utilized a polyurethane/PCL blend as a proposed material
for shape memory stents. Polyurethane copolymer based
on PCL diol was melt blended with PCL in four different
ratios of 20, 30, 40 and 50 wt.% and their shape memory behaviors were examined. All blends except for 80/20
showed shape memory effects, with recovery temperatures of around the melting temperature of PCL in the
blends. The melting behavior of the PCL in the blends was
strongly influenced by composition. Changing the composition of the blend system and crystallization conditions
adjusted shape recovery to the range of body temperature for PU/PCL 70/30 blend. The in vitro biocompatibility
of 70/30 blend was further evaluated using human bone
marrow mesenchymal stem cells and assessing cell adhesion, morphology and mitochondrial function. The results
showed that the blend supported cell adhesion and proliferation, which indicated good biocompatibility in addition
to shape memory properties, providing potential use as a
stent implant.
8.6. Blood vessel engineering
There has been significant research regarding the effects
of scaffold surface chemistry and degradation rate on
tissue formation and the importance of these parameters is widely recognised. In addition to these important
factors are considerations of elastic properties. Several
studies describing the role of mechanical stimuli during
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Fig. 12. Pictures taken of the knitted valve inside the physiological flow simulator (a). Pictures taken of the porcine stent-less valve prosthesis inside the
physiological flow simulator (b). Reproduced with permission from (2005) Van Lieshout M.I [171].
tissue development and function suggest that the mechanical properties of the scaffold are also important. Cyclic
mechanical strain has been demonstrated to enhance the
development and function of engineered smooth muscle tissues, and would be a necessary consideration for
the development of elastic scaffolds if one wishes to
engineer smooth tissues under cyclic mechanical loading. Biodegradable polyesters, such as PGA, PLA and PLGA,
although commonly used in tissue engineering, undergo
plastic deformation and failure when exposed to long-term
cyclic strain, limiting their use in engineering elastomeric
tissues, and thus composites and copolymers have been
investigated to circumvent this issue [175].
Lee et al. [176] developed an elastic polymer fabricated
from poly(glycolide-co-caprolactone) (PGCL) using solvent
casting and particle-leaching techniques. The demonstrated superior elastic properties (extension and recovery,
permanent deformation) compared with PLGA equivalents
with good promise as smooth muscle-containing tissue
candidates.
Jeong et al. [176,177] have developed tubular, elastic biodegradable poly(lactide-co-caprolactone) (PLCL)
for mechano-active vascular tissue engineering. They
demonstrated very flexible, rubber-like elastic with 200%
elongation and over 85% recovery in tension. Moreover,
under cyclic mechanical strain conditions in culture media,
they maintained their high elasticity. Vascular smooth
muscle cells showed good cell adhesion and proliferation
on the scaffolds, responding optimally to the porosities of
200–250 m, compared with the lower ranges between 50
and 200 m. The in vivo biocompatibility was also established in a subcutaneous mouse model. The conclusion was
a promising composite/copolymer elastic material for the
engineering of smooth muscle-containing tissues such as
blood vessels under mechanically dynamic environments.
In vivo vascular smooth muscle cells typically reside
in mechanically dynamic environments, align in a specific
direction and exist in a contractile, differentiated phenotype which is critical for the contractile functions of
smooth muscle cells [178]. A drawback of conventional
in vitro tissue engineering is the possibility of smooth
muscle reverting to a non-differentiated phenotype (non
aligned and non contractile). A number of studies have
demonstrated that the addition of cyclic strains and pulsatile flow in 2D or 3D culture systems gives superior
smooth muscle cell responses with enhanced mechanical strength and collagen/elastin production [179,180]. For
such a mechano-active system, the scaffold used must be
able to deliver mechanical stresses to adhered cells and
materials such as PGA have non-elastic properties and are
unsuitable for these applications. Initial studies by Kim and
Mooney using PLA and PGA scaffolds resulted in significant
permanent deformation under cyclic mechanical strain
conditions [181]. They next developed a mechano-active
polymer comprising 50 wt% hard domains of l-lactide units
with 50 wt% soft domain of caprolactone moeities (PLCL),
this copolymer system exhibited rubber-like elasticity and
could be fabricated into scaffolds via a variety of techniques [177,182–186]. The superior elastic properties of
these scaffolds are depicted in Fig. 13. PLCL scaffolds with a
90% porosity showed 100% recovery at near 100% strain
(Fig. 13a–c). Furthermore, PLCL scaffolds could be easily
twisted and bent (Fig. 13c–e), in contrast the PLGA scaffolds largely deformed and were broken at low strains
(20%) (Fig. 13f). The study concluded the scaffolds to
be highly flexible and elastic and suitable for vascular
tissue-engineering applications. This PLCL mechano-active
scaffold has also shown potential use in cartilage engineering applications [187–189].
A three-layered robust and elastic artery was fabricated by Iwasaki et al. [190] using PGA and PCL sheets
seeded with endothelial cells, smooth muscle cells and
fibroblasts followed by culture in a novel hemodynamically equivalent pulsatile bioreactor. The seeded-sheets
were wrapped on a 6-mm diameter silicone tube and
incubated in culture medium for 30 days after which
the supporting tube was removed. The pulsatile bioreactor culture, under regulated gradual increase in flow
and pressure from 0.2 (0.5/0) L/min and 20 (40/15) mmHg
to 0.6 (1.4/0.2) L/min and 100 (120/80) mmHg, was performed for an additional 2 weeks (n = 10). The engineered
vessels acquired distinctly similar appearance and elasticity as native arteries. Scanning electron microscopic
examination and Von Willebrand factor staining demonstrated the presence of endothelial cells spread over the
lumen. Elastin and collagen were seen in the engineered
grafts and smooth muscle cells were detected. Tensile tests
demonstrated that engineered vessels acquired equivalent ultimate strength and similar elastic characteristics as
native arteries (Ultimate Strength of Native: 882 ± 133 kPa,
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Fig. 13. Elastic behaviors of PLCL scaffolds. PLCL scaffolds (a) were extended at 250% of initial length (b) with 3MPa for 5 sec and recovered (c) by releasing
the load. The scaffolds were twisted (d) and folded (e) via a cyclic strain apparatus. PLGA (f) was broken at 20% strain. Reproduced with permission from
(World Scientific) [178].
Engineered: 827 ± 155 kPa, each n = 8). The small-diameter
arteries produced from three types of vascular cells using
the physiological pulsatile bioreactor were concluded to be
robust and elastic.
Recently there has been research focus on sutureless
tissue fusion, to handle the limits of conventional suturing such as vascular wall damage due to the penetrating
needle, intraluminal foreign body reactions caused by nonabsorbable suture material and thrombocyte aggregation,
and impaired endothelial function. Sutured wounds also
have greater and longer duration inflammatory response
than laser soldered wounds. Furthermore suturing does
not create a watertight connection, which can, for example, in visceral surgery lead to an entry for pathogens
resulting in severe complications such as infections or
death. Bregy et al. [191] investigated the use of fused diode
laser soldering of vascular tissue using PCL scaffolds doped
with bovine serum albumin (BSA) and Indocyanine green
(ICG) which concluded with strong and reproducible tissue bonds, with vessel damage limited to the adventitia.
Other approaches to tissue adhesives include the development of biocompatible tissue adhesives that do not involve
any chemical or biochemical reactions, during their application in vivo; their use being based exclusively on their
temperature-dependent rheological properties. Branched
oligomers consisting of a core molecule with biodegradable
chains bound, and the relationship between their composition and their adhesive properties under in vitro conditions,
was investigated by Cohn and Lando [192]. The oligomers
comprised trimethylolpropane as the trifunctional central
molecule, while lactoyl and caprolactone units formed the
biodegradable segments. Oligomers with glass transition
temperatures, in the 20–25 ◦ C range, were found to perform better. A strong connection was found between the
length of the PLA blocks, the glass transition temperature of
the different materials and their Adhesive Failure Strength
at 37 ◦ C. The remarkable flexibilizing effect of the capro-
lactone units incorporated along the PLA blocks, allowed
to generate longer biodegradable chains, and to improve,
therefore, the adhesive strength of the oligomers, while
keeping their Tg within the appropriate temperature interval.
Brennan et al. [193] evaluated the growth potential of a
tissue-engineered autologous vascular graft for pediatric
cardiothoracic surgery in a juvenile animal model. PGA
non-woven mesh tubes (3-cm length, 1.3-cm id; Concordia Fibers) coated with a 10% copolymer solution of 50:50
PLLA and PCL were statically seeded with 1 × 106 cells/cm2
autologous bone marrow derived mononuclear cells and
were implanted as inferior vena cava interposition grafts
in juvenile lambs. After 6 months implantation, neotissue was characterized using qualitative histological and
immunohistochemical staining and quantitative biochemical analysis. All grafts were patent and increased in volume
as measured by difference in pixel summation in magnetic
resonance angiography. The volume of seeded grafts at
explant averaged 126.9 ± 9.9% of their volume at 1 month.
Magnetic resonance imaging demonstrated no evidence of
aneurysmal dilation. The tissue-engineered vascular graft
resembled the native inferior vena cava histologically and
had comparable collagen and glycosaminoglycan contents.
Immunohistochemical staining and Western blot analysis
showed that Ephrin-B4, a determinant of normal venous
development, was acquired in the seeded grafts 6 months
after implantation, collectively providing good evidence
of growth and venous development when implanted in a
juvenile lamb model.
Multi-layering electrospinning techniques have been
employed to develop a scaffold architecture mimicking
morphological and mechanical features of a blood vessel
(Fig. 14). Bi-layered tubes comprising PLA/PCL were investigated and shown to support 3T3 mouse fibroblasts and
human venous myofibroblasts which attached, proliferated
and produced extracellular matrix over a 4 weeks culture
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Fig. 14. SEM micrographs of the bilayered tubular construct: Bilayered tube (entire view) (a). Bilayered tube wall (b). Details of the interface (mixing zone)
between inner and outer layers (c–d). Details of the outer layer (PLA)(e–f). Details of the inner layer (PCL) (g–h). SEM micrographs of electrospun PLA/PCL
constructs after culture with 3T3 mouse fibroblasts for: 1 week (i); 2 weeks (j); and 4 weeks (k). Reproduced with permission from (2005) Elsevier [194].
period. The scaffolds also demonstrated desirable pliability
(elastic up to 10% strain) [194].
Pektok et al. [195] investigated the degradation and
healing characteristics of small-diameter PCL vascular
grafts, produced via electrospinning, in the rat systemic
arterial circulation. 2 mm internal diameter grafts were
produced and implanted for 24 weeks. Results concluded
faster endothelialization and extracellular matrix formation, accompanied by degradation of graft fibers, compared
with polytetrafluoroethylene grafts. The study concluded
that healing characteristics of PCL may potentially lead to
the clinical use of such grafts for revascularization procedures.
Scaffolds for vascular tissue engineering are limited by
issues of inconsistency, poor adherence of vascular cells, or
inadequate biomechanical properties. Studies using electrospun PCL/collagen scaffolds were shown to support
adherence and growth of vascular cells under physiologic
conditions and that endothelialized grafts resisted adherence of platelets when exposed to blood while maintaining
their structural integrity and patency in a rabbit aortoiliac bypass model over 1 month of implantation. Further,
at retrieval, these scaffolds continued to maintain biomechanical strength that was comparable to native artery,
which indicates that electrospun PCL/collagen scaffolds
combined with vascular cells may become an alternative
to prosthetic vascular grafts for vascular reconstruction
[196].
Electrospinning permits fabrication of biodegradable
elastomers into matrices that can resemble similar
mechanical properties as the native extracellular matrix.
However, achieving high-cellular density and infiltration of scaffolds made from this technique remains
challenging and time consuming. Stankus et al. [197]
have overcome this limitation by electrospraying vascular smooth muscle cells (SMCs) concurrently with
electrospinning a biodegradable, elastomeric poly(ester
urethane)urea (PEUU). Trypan blue staining revealed no
significant decrease in cell viability from the fabrication
process and electrosprayed SMCs spread and proliferated
similar to control unprocessed SMCs. PEUU was strong,
flexible and anisotropic with tensile strengths ranging
from 2.0 to 6.5 MPa and breaking strains from 850% to
1700% dependent on the material axis. The ability to
microintegrate smooth muscle or other cell types into a
biodegradable elastomer fiber matrix embodies a novel
tissue-engineering approach that could be applied to fabricate high cell density elastic tissue mimetics, blood vessels
or other cardiovascular tissues.
8.7. Skin engineering
Engineered human skin is often fabricated using collagen scaffolds which are associated with poor mechanical
properties. Powell and Boyce [198] blended PCL with
collagen before electrospinning the composite to form sub-
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micron fibers. Tensile testing indicated that the inclusion of
PCL from 10% to 100% significantly improved the strength
and stiffness of the acellular scaffold. However, epidermal
formation and reduced cell viability was evident at when
the PCL content was increased beyond 10% and there was an
associated loss of engineered skin construct strength indicating that high cell viability and proper development of
the epidermis and important factors for developing engineered skin with high strength.
Studies by Dai et al. [199] produced PCL/collagen
composites for tissue-engineered skin substitutes and
demonstrated good cell attachment and proliferation
of fibroblasts and keratinocytes. They next utilized
PCL/collagen blends as skin substitutes through seeding
human single-donor keratinocytes and fibroblasts alone
on both sides of the 1:20 biocomposite to allow for
separation of two cell types and preserving cell signals transmission via micro-pores with a porosity of
28.8 ± 16.1 m. The bi-layered skin substitute exhibited
both differentiated epidermis and fibrous dermis in vitro.
Less Keratinocyte Growth Factor production was measured
in the co-cultured skin model compared to fibroblastalone condition indicating a favorable microenvironment
for epidermal homeostasis. Moreover, fast wound closure,
epidermal differentiation, and abundant dermal collagen deposition were observed in composite skin in vivo
[200].
Composite tissue engineering has been investigated
by Reed et al. [201], using several cell types (human
foreskin fibroblasts, murine keratinocytes and periosteal
cells) cultured together on PCL nanofibers. The aim was
to produce trilaminar constructs, to reflect a compound
tissue, although clear obstacles exist in maintaining an
appropriate interface between the tissue types and neovascularizaion of the composite structure.
A major challenge encountered in using electrospun
scaffolds for tissue engineering is the non-uniform cellular distribution in the scaffold with increasing depth under
normal passive seeding conditions. Because of the small
surface pores, typically few microns in diameter, cells tend
to congregate and proliferate on the surface much faster
compared to penetrating the scaffold interior. In order to
overcome this problem, Chen et al. [202] used a vacuum
seeding technique on PCL electrospun scaffolds while using
NIH 3T3 fibroblasts as the model cell system. This serves as
a precursor to the bilayer skin model where the fibroblasts
would be residing at an intermediate layer and the keratinocytes would be on the top. Vacuum seeding was used
in this study to enhance fibroblasts seeding and proliferation at different depths. Results showed that the kinetics
of cell attachment and proliferation were a function of
varying vacuum pressure as well as fiber diameter. Cell
attachment reached a maximum between 2 and 8 in Hg
vacuum pressure and fell for lower vacuum pressures presumably because of cell loss through the filtration process.
Cell proliferation and collagen secretion over five days indicated that vacuum pressure did not affect cellular function
adversely. The combined impact of scaffold architecture
(400 nm versus 1 m average fiber diameter of scaffolds)
and vacuum pressure were also compared. At a given pressure, more cells were retained in the 400 nm scaffolds
compared to 1 m scaffolds. In addition, the cell intensity
profile shows cell intensity peak shift from the top to the
inner layers of the scaffold by lowering the vacuum pressure from 0 to 20 in Hg. For a given vacuum pressure the
cells were seeded deeper within the 1100 nm scaffold. The
results indicated that cells can be seeded in PCL electrospun
scaffolds at various depths in a controlled manner using
a simple vacuum seeding technique. The depth of seeding
was a function of both pressure and scaffold fiber diameter.
Ananta et al. [203] developed a biodegradable hybrid
scaffold consisting of a PLA-co-PCL (PLCL), and collagen,
which was constructed by plastic compressing hyperhydrated collagen gels onto a flat warp-knitted PLCL mesh.
Neonatal (foreskin) fibroblasts were seeded inside and
on top of the collagen component. The collagen compaction process was characterized, and it was found that
the duration, rather than the applied load under the test
conditions in the plastic compression, was the determining
factor of the collagen and cell density in the cell-carrying
component. Cells were spatially distributed in three different setups and statically cultured for a period of 7 days.
Short-term biocompatibility of the hybrid construct was
quantitatively assessed with AlamarBlue and qualitatively
with fluorescence staining and confocal microscopy. No
significant cell death was observed after the plastic compression of the interstitial equivalents, confirming previous
reports of good cell viability retention. The interstitial,
epithelial, and composite tissue equivalents showed no
macroscopic signs of contraction and good cell proliferation was observed with a two- to threefold increase in
cell number over 7 days. Quantitative analysis showed a
homogenous cell distribution and good biocompatibility.
The results indicate that viable and proliferating multilayered tissue equivalents can be engineered using the
PLCL-collagen hybrid construct in the space of several
hours. By suspending the cells homegenously in rapidly
polymerizing collagen gels, this allowed for the formation
of a isotropic construct within the space of one hour as
opposed to weeks and has potential in in vitro tissue engineering of complex tissues such as skin, bladder, ureter and
blood vessels.
8.8. Nerve engineering
During the 1990s Dendunnen et al. [204] began evaluating PCL as a composite, combined with PLLA in guided nerve
regeneration. Cytotoxicity tests, subcutaneous biodegradation and an in situ implantation studies in the sciatic nerve
of the rat were undertaken. The nerve guide copolymer
was found to be non-toxic, according to ISO/EN standards, and it showed a mild foreign body reaction and
complete fibrous encapsulation after implantation. Onset
of biodegradation of the inner layer was seen after one
month of implantation. After 18 months of implantation
complete fragmentation was observed, as well as a secondary inflammatory response characterized by foreign
body giant cell activity and phagocytosis of polymer debris.
Recovery of both motor and sensory nerve function was
observed in all nerve guides. Further studies compared the
speed and quality of nerve regeneration after reconstruction using the biodegradable nerve guide compared with
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an autologous nerve graft. A short nerve gap (1 cm) was
concluded to be better reconstructed using this composite compared with autologous nerve grafts, as evaluated
using light microscopy, transmission electron microscopy
and morphometric analysis [205,206].
Electrospinning provides constructs with high surface
to volume ratios, which is attractive to cell attachment.
Fibers may also be aligned to provide directionality cues
to cells; it is no surprise that this technique has a large
research focus in neuroscience. Kim et al. [128] looked
at the role of aligned polymer fiber-based constructs in
the bridging of long peripheral nerve gaps, demonstrating a significant role of submicron scale topographical
cues in stimulating endogenous nerve repair mechanisms,
depicted in Fig. 15. Nisbet et al. [207] assessed axonal
infiltration and guidance within neural tissue-engineering
scaffolds, made from PCL, and characterized of the inflammatory response. The extent of microglial and astrocytic
response was measured following implantation of electro-
33
spun PCL scaffolds into the caudate putamen of the adult rat
brain. No evidence of microglial encapsulation was found
and neurites infiltrated the implants, evidence of scaffoldneural integration. While the inflammatory response was
not influenced by the degree of PCL fiber alignment, the
extent of neurite entry was so affected. Large porosity,
as was the case with the randomly orientated polymer
fibers, enabled neurite infiltration and growth within the
scaffold. However, neuronal processes could not penetrate
scaffolds when fibers were partially aligned and instead,
preferentially grew perpendicular to the direction of PCL
fiber alignment at the implant–tissue interface, i.e., perpendicular, not parallel, contact guidance was provided.
This investigation highlighted that electrospun PCL fibers
are compatible with brain tissue and provided preliminary
insights regarding the influence of microglia and astrocytes
in neural integration within such scaffolds.
PCL/collagen blends were investigated by Schnell et
al. [208] as a conduit for axonal nerve regeneration after
Fig. 15. DRGs on aligned and random fibre film in vitro (a–d). Double immunostained DRG on the aligned fibre film: Representative montage of NF160 (a
marker for axons) immunostained DRG neurons on the film (a) and montage of S-100 (a marker for Schwann cells) immunostained Schwann cells on the
film (b). Magnified NF160 (red, from box in A) and S-100 (green, from box in B) overlapped image (c). Double immunostained aligned axons (NF160, red)
and endogenously deposited laminin protein (laminin, green) (d). Fabrication of the fibre films and distribution of alignment of the films (e-i). Schematic
of aligned fibre film fabrication by electrospinning process. Random fibre film was deposited on a flat metal target instead of on a high-speed rotating
metal drum (e). Representative SEM image of the aligned fibres (f) and the random fibres (h). Scale bar 1/4 1 mm and 30 mm, respectively. Distribution of
fibre alignment in aligned (g) and random fibre (i). Double immunostained DRG on the random fibre film, representative montage of NF160þ neurons (j)
and S-100þ Schwann cells (k). Scale bar 1/4 500 mm. Quantitative comparison of orientation of neurite outgrowth on the aligned and random fibre film
(l). Direction of arrows indicates the orientation of neurite outgrowth, and length of arrows indicates the rate of occurrence (percentage) (n 1/4 25 per
DRG). Quantitative comparison of the extent of neurite outgrowth and Schwann cells migration on the films (m). The distance between the longest neurite
outgrowth (n 1/4 25 per DRG)/the furthest migrated Schwann cells (n 1/4 10 per DRG) and DRG was measured and averaged. * P < 0.05. Error bar 1/4 s.e.m.
Reproduced with permission from (2008) Elsevier [128].
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peripheral nerve injury. Aligned PCL and collagen/PCL
nanofibers designed as guidance structures were produced by electrospinning and tested in cell culture assays.
100% PCL fibers were compared with 25:75% collagen/PCL
blends. Both types of eletrospun fibers gave good Schwann
cell migration, neurite orientation and process outgrowth,
however Schwann cell migration, neurite orientation, and
process formation of Schwann cells, fibroblasts and olfactory ensheathing cells were improved on collagen/PCL
fibers compared to pure PCL fibers. While the velocity of
neurite elongation from dorsal root ganglia explants was
higher on PCL fibers, analysis of isolated sensory neurons
showed significantly better axonal guidance by the collagen/PCL material. This study indicated that electrospun
fibers comprising a collagen and PCL blend represents a
suitable substrate for supporting cell proliferation, process
outgrowth and migration and as such would be a good
material for artificial nerve implants.
The Neurolac® Nerve Guide comprising PDDLA-co-PCL
(65/35) is indicated for reconstruction of a peripheral nerve
discontinuity and provides guidance and protection to
regenerated axons, and prevents in-growth of fibrous tissue into the nerve gap during nerve regeneration from the
proximal to the distal nerve stump of the transected nerve.
Neurolac® is designed to prevent kinking and collapse with
associated patient comfort and early flexion of joints is feasible. Degradation of the Neurolac® Nerve Guide occurs
through hydrolysis leading to gradual reduction of molecular weight, initial mechanical properties are reported to
retain up to 10 weeks providing support and protection
to the healing nerve, whereafter, rapid loss of mechanical
strength and gradual mass loss occurs. The final degradation products, lactic acid and hydroxyhexanoic acid, are
resorbed, metabolized and excreted by the body and studies show that the Neurolac® Nerve Guide has been resorbed
within 16 months [209]. An interesting follow up study
challenged the 16 months Neurolac® resorption claim.
Meek et al. studied the 2-year degradation and possible
long-term foreign body reaction against the nerve guides
after implantation in the sciatic nerve of the rat. After 2
years of implantation, the biomaterial could not be found
macroscopically, however biomaterial fragments in company of multinucleated giant cells and macrophages were
found along the regenerated nerve tissue. Although sufficient nerve regeneration was obtained after long-term
implantation in the rat sciatic nerve, biomaterial fragments
and foreign body reactions against these fragments, even
after 24 months of implantation, could still be found. Nerve
guides were shown to resorb, albeit not completely up to
2 years of implantation. It is still not known whether the
remaining biomaterial fragments and foreign body reactions may cause granulomas or other complications after
longer implantation periods [52].
9. Sterilization of PCL-based drug-delivery systems,
medical devices and scaffolds
Sterilization of the final formulation containing the lactide and/or glycolide polymers is an important issue often
overlooked in the early stages of medical devices or drugdelivery system development. Terminal sterilization and
aseptic processing are two main methods reported for sterilization of PCL-based products. Steam sterilization usually
involves subjecting the product to steam at 121 ◦ C for
at least 20 min or 115 ◦ C for 30 min. This method cannot be used with aliphatic polyester systems because at
higher temperature/pressure condition the polymer softens, melts leading to deformation of the matrix form, and
undergoes hydrolysis. Heat sterilization involves exposing
the product to higher temperatures for longer periods of
time, which are destructive to both the polymer and the
entrapped drug.
Sterilization using a gas such as ethylene oxide can
be achieved when heat steam sterilization is harmful
to the formulation. However, ethylene oxide is known
to soften and plasticise these polymers. Also, the residual gas vapors left in these devices were found to be
mutagenic, carcinogenic and allergic. Radiation sterilization (60Co gamma rays) has been used in several cases to
sterilize formulations containing lactide and/or glycolide
polymers [210]. The effect of radiation on PLGA has been
the subject of various investigations [211]. Subjection of
PCL to gamma irradiation produced dose-dependent polymer chain breakdown, molecular weight loss (decrease in
inherent viscosity), increased in vitro and in vivo bioerosion
rates and increased drug release kinetics. Aseptic processing is an effective, but somewhat expensive technique
for formulations containing PCL polymers. Because of the
excellent solubility of the polymers in a number of organic
solvents, they can be filter-sterilized. The drug-delivery
system can then be formulated in a clean room environment using Good Manufacturing Practice (GMP) protocols.
PCL microparticles and other devices have already been
introduced into the market and many more are undergoing
clinical trials.
The effect of PCL-sterilization by gamma irradiation
(dose 2.5 Mrad) on: (1) degradation rate (catalyzed by
lipase), (2) mechanical properties, (3) the ability of cells
to attach and subsequently grow on its surface was
investigated by Cottam et al. [212]. Gel permeation chromatography (GPC) was used to determine the effects of
gamma irradiation of weight average and number average molecular weights. Gamma irradiation significantly
decreased the rate of degradation, although the rates
depended on the initial mass of polymer; it also affected
the appearance of the degraded specimens when they
were examined by scanning electron microscopy. Irradiation also significantly increased the mechanical yield stress
but not the failure stress of PCL. It caused a significant
increase in molecular weight and decrease in molecular
number, which could be attributed to chain scission and
crosslinking. Chondrocyte attachment and growth on PCL
was not significantly affected by gamma irradiation.
10. Medical grade polycaprolactone: from bench to
bedside
Despite the plethora of excellent research utilizing PCL
and its co-polymers and composites for tissue-engineering
purposes, most studies still use PCL with impurities, from
sources such as Sigma–Aldrich, Solvay, and Union Carbide, often leading to cell culture and in vivo studies being
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unsuitable for translation into the clinical arena. Groups
presently using non-clinically relevant PCL should consider switching to medical grade PCL (mPCL) (Birmingham
polymers, Boehringer Ingelheim) after proof-of-principle
studies have been undertaken; an approach which would
enable a faster translation of technology from the laboratory through clinical trials and into the clinic.
Over the last decade an intensive study into the
biocompatibility, degradation behavior, mechanical properties and formability has resulted in the production of
FDA-approved PCL implants [55,156,157]. This work was
initiated using Sigma–Aldrich PCL for proof-of-principle
studies before switching to mPCL and culminating in the
production of first generation scaffolds using FDM. In vitro
studies show clear cell attachment and spreading over the
scaffold struts encircling and beginning to bridge across
the pores as demonstrated by confocal laser scanning
microscopy with clear cell sheet formation produced by
cells generating their own extra cellular matrix as shown
by SEM (Fig. 7a and b).
More recently, this work has matured to evaluate
the parameters necessary to produce mPCL–tricalcium
phosphate (mPCL–TCP) composites (so-called secondgeneration scaffolds) by FDM techniques [11], with highly
reproducible design and fabrication results for these 3D
bioresorbable scaffolds, with the necessary properties
for bone engineering [213,214]. The inclusion of TCP
increases hydrophilicity and osteoconductivity of the scaffold [215,216].
A major concern with any work related to long-term
resorbable polymers is the biocompatibility and mechanical behavior of the implanted scaffold months down the
line. In the present climate, insufficient long-term degradation studies have been undertaken looking at in vivo and
in vitro degradation behavior of most resorbable polymers,
particularly PCL [37]. Most groups look at the short-term
characteristics which are not necessarily extrapolated.
35
Hutmacher and co-workers have systematically considered the long-term degradation kinetics of mPCL and
mPCL–TCP in vitro and in vivo, including an accelerated
degradation system, utilizing NaOH, and also long-term in
vivo degradation studies [42,53].
The same mPCL–TCP scaffolds have been studied in vivo
in several animal models and have been modified via the
inclusion of fibrin glue and lyophilized collagen type I to
incorporates biomolecules such as rhBMP2 [54,217].
Most recently, long-term (2 years) in vivo implantation
of mPCL–TCP scaffolds within a critical-sized pig cranial
model has shown excellent bone regeneration, showing
mineralization throughout the constructs as demonstrated
by histological staining and microcomputed tomography.
It was notable that bone regeneration within mPCL–TCP
scaffolds implanted alone and those implanted in combination with autologous bone marrow precursor cells
was significantly different – with enhanced bone regeneration observed via the incorporation of cells. Fig. 16a
illustrates the implantation of an mPCL–TCP scaffold into
a pig critical-sized cranial defect with near-complete mineralization observed within the scaffolds after 2 years as
demonstrated using uCT scanning (Fig. 16b). The corroborating histological analysis shows mineralized bone (black
staining of calcium deposition using von kossa staining,
Fig. 16d) with histomorphometrical analysis giving an 86%
mineralization value.
11. Future directions – the use of PCL in the 21st
century
A clear upward trend in PCL usage in research over the
past decade signifies the recognition of this highly versatile
resorbable polymer, particularly in the field of biomaterials
and tissue engineering. The days of its utilization as a drugdelivery device have been surpassed by the realization that
PCL may be processed into composite structures with supe-
Fig. 16. Implantation of the mPCL-TCP scaffold into the pig cranium (a). SEM analysis using backscattered electron mode. Visualisation of the calcium
content represented in grey (b). Histological analysis showing new bone formation (nb) scaffold struts (s) osteoblasts (ob) and osteocytes (oc). Extensive
mineralization is evident throughout the scaffold (c).
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rior mechanical and biocompatible properties compared to
the polymer on its own. Data analyzed and discussed in this
review allow us to conclude that PCL and its copolymers
collectively provides a promising polymer platform for the
production of longer term degradable implants which may
be easily manipulated physically, chemically and biologically to possess tailorable degradation kinetics to suit a
specific anatomical site.
Despite a number of drug-delivery and medical devices
fabricated with PCL having FDA approval and CE Mark
registration it is surprising that more devices and scaffold based on PCL have not been commercialized. One
might speculate that many research groups may not have
the infrastructure and capacity to perform translational
research, taking bench work to the bedside, but rather focus
their studies and efforts on shorter term, more achievable goals, including increasing publication counts. The
difficulties in performing long-term degradation and biocompatibility studies are evident, particularly when one
considers the typical length of grant funding awards would
not last beyond 3 years but emphasis should not be lost on
the importance of this longer term data, especially in view
of the changes already observed in the biocompatibilities
of some resorbable devices as degradation proceeds. The
use of PCL and the excellent research which is already well
underway translating material science into the clinic holds
great promise for future medical applications. This review
highlights the huge diversity of these applications; ranging
from sutures to wound dressings, artificial blood vessels, nerve regeneration, drug-delivery devices and bone
engineering applications. Finally, the return of PCL to the
biomaterials and tissue-engineering arena is a reflection
of its tremendous promise as a scaffold material for tissue
engineering, as we move forwards into the 21st century,
and to.
Acknowledgements
This work was supported by an ARC Discovery Grant,
DP0989000. Thanks to Dr. Tim Dargaville for proof-reading
and Rachel Engelberg for contributing to Fig. 3.
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